Charles Schwab Family of Funds (The) (Credential# 1768343) is licensed (Investment Company - Open End) with Connecticut Department of Consumer Protection. The license effective date is December 31, 2019. The license expiration date date is December 31, 2020. The license status is ACTIVE.
Charles Schwab Family of Funds (The) is licensed with the Department of Consumer Protection of Connecticut. The credential number is #ICOE.0202220. The credential type is investment company - open end. The effective date is December 31, 2019. The expiration date is December 31, 2020. The business address is 211 Main Street, San Francisco, CA 94105. The current status is active.
| Licensee Name | Charles Schwab Family of Funds (The) |
| Business Name | Charles Schwab Family of Funds (The) |
| Credential ID | 1768343 |
| Credential Number | ICOE.0202220 |
| Credential Type | Investment Company - Open End |
| Business Address |
211 Main Street San Francisco CA 94105 |
| Business Type | BUSINESS |
| Status | ACTIVE - ACTIVE |
| Active | 1 |
| Effective Date | 2019-12-31 |
| Expiration Date | 2020-12-31 |
| Refresh Date | 2020-02-06 |
| ID | Credential Code | Credential Type | Issue | Term | Status |
|---|---|---|---|---|---|
| 1758736 | FILE.1092724 | Filing Company (ICOE) | 2019-12-31 - 2020-12-31 | ACTIVE | |
| 1768347 | ICOE.0202230 | Investment Company - Open End | 2019-12-31 - 2020-12-31 | ACTIVE | |
| 1768345 | ICOE.0202222 | Investment Company - Open End | 2019-12-31 - 2020-12-31 | ACTIVE | |
| 1768346 | ICOE.1092724 | Investment Company - Open End | 2019-12-31 - 2020-12-31 | ACTIVE | |
| 1768351 | ICOE.1092667 | Investment Company - Open End | 2019-12-31 - 2020-12-31 | ACTIVE | |
| 1768349 | ICOE.0202218 | Investment Company - Open End | 2019-12-31 - 2020-12-31 | ACTIVE | |
| 1768344 | ICOE.0202225 | Investment Company - Open End | 2019-12-31 - 2020-12-31 | ACTIVE | |
| 1768352 | ICOE.0202221 | Investment Company - Open End | 2019-12-31 - 2020-12-31 | ACTIVE | |
| 1768342 | ICOE.0202226 | Investment Company - Open End | 2019-12-31 - 2020-12-31 | ACTIVE | |
| 1768350 | ICOE.1069845 | Investment Company - Open End | 2019-12-31 - 2020-12-31 | ACTIVE | |
| 1768348 | ICOE.0202224 | Investment Company - Open End | 2019-12-31 - 2020-02-24 | INACTIVE | |
| 1768341 | ICOE.0202223 | Investment Company - Open End | 2019-12-31 - 2020-02-24 | INACTIVE | |
| 1763112 | ICOE.1029009 | Investment Company - Open End | 2018-12-31 - 2019-04-10 | INACTIVE |
| Street Address | 211 MAIN STREET |
| City | SAN FRANCISCO |
| State | CA |
| Zip Code | 94105 |
| Licensee Name | Office Address | Credential | Effective / Expiration |
|---|---|---|---|
| Schwab Capital Trust | 211 Main Street, San Francisco, CA 94105 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Schwab Investments | 211 Main Street, San Francisco, CA 94105 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Licensee Name | Office Address | Credential | Effective / Expiration |
|---|---|---|---|
| Ironwood Multi-strategy Fund LLC | Steuart Tower, San Francisco, CA 94105 | Investment Company - Other | 2020-05-26 ~ 2021-05-26 |
| Nicholas Wade | 680 Mission Street, San Francisco, CA 94105 | Registered Nurse | 2020-05-04 ~ 2021-05-31 |
| Nomo Ventures Spv Viii, LLC | 33 Tehama St, Unit 17c, San Francisco, CA 94105 | Securities - Exemptions | 2020-04-22 ~ |
| American Pacific Group Fund I, L.p. | 201 Madison St, Ste 1330, San Francisco, CA 94105 | Securities - Exemptions | 2020-04-09 ~ |
| Homelight Ct Inc | 100 1st Street, San Francisco, CA 94105 | Real Estate Broker | 2020-04-01 ~ 2021-03-31 |
| Wells Fargo Funds Trust | 525 Market Street, San Francisco, CA 94105 | Investment Company - Open End | 2020-02-28 ~ 2020-12-31 |
| Kristopher C Oxtal | 535 Mission Street, San Francisco, CA 94105 | Certified General Real Estate Appraiser | 2018-05-01 ~ 2019-04-30 |
| Blackrock Funds Vi | 400 Howard Street, San Francisco, CA 94105 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Divcowest Fund Vi-a, Lp | 575 Market Street, San Francisco, CA 94105 | Securities - Exemptions | 2020-01-03 ~ |
| Jami Layne Sublett | 501 Folsom St, San Francisco, CA 94105 | Advanced Practice Registered Nurse | 2020-02-01 ~ 2021-01-31 |
| Find all Licenses in zip 94105 | |||
| City | SAN FRANCISCO |
| Zip Code | 94105 |
| License Type | Investment Company - Open End |
| License Type + County | Investment Company - Open End + SAN FRANCISCO |
| Licensee Name | Office Address | Credential | Effective / Expiration |
|---|---|---|---|
| Frost Family of Funds | One Freedom Valley Drive, Oaks, PA 19456 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Cm Advisors Family of Funds | 225 Pictoria Drive, Cincinnati, OH 45246 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Aim Investment Funds (invesco Investment Funds) | 11 Greenway Plaza, Houston, TX 77046 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Permanent Portfolio Family of Funds, Inc. | 700 W. Apple Tree Rd., Milwaukee, WI 53217 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Schwab Investments | 211 Main Street, San Francisco, CA 94105 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Aim Investment Securities Funds (invesco Investment Securities Funds) | 11 Greenway Plaza, Houston, TX 77046 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Bmt Investment Funds | 809 South 60th Street, West Allis, WI 53214 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Schwab Capital Trust | 211 Main Street, San Francisco, CA 94105 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Fmi Funds, Inc. | 615 E. Michigan Street, Lc-2, Milwaukee, WI 53202 | Investment Company - Open End | 2020-01-02 ~ 2020-12-31 |
| Amg Funds | 600 Steamboat Road, Greenwich, CT 06830 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Please comment or provide details below to improve the information on Charles Schwab Family of Funds (The).
| Data Provider | Connecticut Department of Consumer Protection |
| Jurisdiction | Connecticut |
| Related Datasets | Connecticut Business Registrations, Connecticut Child Care Facilities |
This dataset includes 1.41 million licenses issued wtih Connecticut Department of Consumer Protection (TDLR).