City National Rochdale Funds (Credential# 1768362) is licensed (Investment Company - Open End) with Connecticut Department of Consumer Protection. The license effective date is December 31, 2019. The license expiration date date is December 31, 2020. The license status is ACTIVE.
City National Rochdale Funds is licensed with the Department of Consumer Protection of Connecticut. The credential number is #ICOE.1074969. The credential type is investment company - open end. The effective date is December 31, 2019. The expiration date is December 31, 2020. The business address is 400 North Roxbury Drive, Beverly Hills, CA 90210. The current status is active.
| Licensee Name | City National Rochdale Funds |
| Business Name | City National Rochdale Funds |
| Credential ID | 1768362 |
| Credential Number | ICOE.1074969 |
| Credential Type | Investment Company - Open End |
| Business Address |
400 North Roxbury Drive Beverly Hills CA 90210 |
| Business Type | BUSINESS |
| Status | ACTIVE - ACTIVE |
| Active | 1 |
| Effective Date | 2019-12-31 |
| Expiration Date | 2020-12-31 |
| Refresh Date | 2020-01-27 |
| ID | Credential Code | Credential Type | Issue | Term | Status |
|---|---|---|---|---|---|
| 1768360 | ICOE.1074972 | Investment Company - Open End | 2019-12-31 - 2020-12-31 | ACTIVE | |
| 1768366 | ICOE.1078923 | Investment Company - Open End | 2019-12-31 - 2020-12-31 | ACTIVE | |
| 1768361 | ICOE.1110563 | Investment Company - Open End | 2019-12-31 - 2020-12-31 | ACTIVE | |
| 1768364 | ICOE.1074971 | Investment Company - Open End | 2019-12-31 - 2020-12-31 | ACTIVE | |
| 1768365 | ICOE.1072973 | Investment Company - Open End | 2019-12-31 - 2020-12-31 | ACTIVE | |
| 1758740 | FILE.1110563 | Filing Company (ICOE) | 2019-12-31 - 2020-12-31 | ACTIVE | |
| 1768363 | ICOE.1065841 | Investment Company - Open End | 2018-12-31 - 2019-09-30 | INACTIVE |
| Street Address | 400 North Roxbury Drive |
| City | Beverly Hills |
| State | CA |
| Zip Code | 90210 |
| Licensee Name | Office Address | Credential | Effective / Expiration |
|---|---|---|---|
| Group 11 Fund Iv, L.p. | 9440 S Santa Monica Blvd, Ste 555, Beverly Hills, CA 90210 | Securities - Exemptions | 2020-03-16 ~ |
| Kairos Venture Partners IIi, L.p. | 9440 Santa Monica Blvd, #710, Beverly Hills, CA 90210 | Securities - Exemptions | 2020-04-02 ~ |
| Genius Brands International, Inc. | 190 N. Canon, Beverly Hills, CA 90210 | Securities - Exemptions | 2020-01-02 ~ |
| Seneca Capital Group, Lp | 433 N. Camden Drive, Beverly Hills, CA 90210 | Securities - Exemptions | 2019-12-12 ~ |
| Andrew P Ordon Md Facs Fics | 465 N Roxbury Drive, Beverly Hills, CA 90210 | Physician/surgeon | 2016-01-01 ~ 2016-12-31 |
| Sam Goldfeder | 1225 Benedict Canyon Drive, Beverly Hills, CA 90210 | Student Athlete Agent | 2017-11-13 ~ 2017-12-31 |
| Declaration of Independence Inc. | 100 North Crescent Dr., Suite 250, Beverly Hills, CA 90210 | Public Charity | 2008-12-16 ~ 2009-11-30 |
| Aids & Cancer Research Foundation | 9601 Wilshire Blvd, #444, Beverly Hills, CA 90210 | Public Charity | ~ |
| Sharon Messer | 1020 Cove Way, Beverly Hills, CA 90210 | Physical Therapist | 2008-10-21 ~ 2009-12-31 |
| Shahram S Sheibani · Rad | 9363 Wilshire Blvd, Beverly Hills, CA 90210 | Physician/surgeon | 1999-11-22 ~ 2000-11-30 |
| Find all Licenses in zip 90210 | |||
| City | Beverly Hills |
| Zip Code | 90210 |
| License Type | Investment Company - Open End |
| License Type + County | Investment Company - Open End + Beverly Hills |
| Licensee Name | Office Address | Credential | Effective / Expiration |
|---|---|---|---|
| City National Rochdale Strategic Credit Fund | 400 Park Avnue, New York, NY 10022-4406 | Investment Company - Other | 2019-11-26 ~ 2020-11-26 |
| 360 Funds | 4520 Main Street Ste 1425, Kansas City, MO 64111 | Investment Company - Open End | 2019-09-23 ~ 2019-12-31 |
| Commerce Funds (the) | 922 Walnut, Kansas City, MO 64106 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Aim Investment Funds (invesco Investment Funds) | 11 Greenway Plaza, Houston, TX 77046 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Sunamerica Equity Funds | Harborside Financial Center, Jersey City, NJ 07311-4992 | Investment Company - Open End | 2018-12-31 ~ 2019-12-31 |
| Wasatch Funds Trust | 150 Social Hall Avenue, Salt Lake City, UT 84111 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Guinness Atkinson Funds | C/o Ic Solutions, LLC, Garden City, NY 11530 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Sunamerica Income Funds | Aig Sunamerica Asset Management Corp., Jersey City, NJ 07311-4992 | Investment Company - Open End | 2018-12-31 ~ 2019-12-31 |
| Aim Investment Securities Funds (invesco Investment Securities Funds) | 11 Greenway Plaza, Houston, TX 77046 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Bmt Investment Funds | 809 South 60th Street, West Allis, WI 53214 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Please comment or provide details below to improve the information on City National Rochdale Funds.
| Data Provider | Connecticut Department of Consumer Protection |
| Jurisdiction | Connecticut |
| Related Datasets | Connecticut Business Registrations, Connecticut Child Care Facilities |
This dataset includes 1.41 million licenses issued wtih Connecticut Department of Consumer Protection (TDLR).