USA Mutuals (Credential# 1773358) is licensed (Investment Company - Open End) with Connecticut Department of Consumer Protection. The license effective date is December 31, 2019. The license expiration date date is December 31, 2020. The license status is ACTIVE.
USA Mutuals is licensed with the Department of Consumer Protection of Connecticut. The credential number is #ICOE.1020956. The credential type is investment company - open end. The effective date is December 31, 2019. The expiration date is December 31, 2020. The business address is C/o Us Bancorp Fund Services, LLC, Milwaukee, WI 53202. The current status is active.
| Licensee Name | USA Mutuals |
| Business Name | USA Mutuals |
| Credential ID | 1773358 |
| Credential Number | ICOE.1020956 |
| Credential Type | Investment Company - Open End |
| Business Address |
C/o Us Bancorp Fund Services, LLC Milwaukee WI 53202 |
| Business Type | BUSINESS |
| Status | ACTIVE - ACTIVE |
| Active | 1 |
| Effective Date | 2019-12-31 |
| Expiration Date | 2020-12-31 |
| Refresh Date | 2020-01-02 |
| ID | Credential Code | Credential Type | Issue | Term | Status |
|---|---|---|---|---|---|
| 1773357 | ICOE.1100845 | Investment Company - Open End | 2019-12-31 - 2020-12-31 | ACTIVE | |
| 1758541 | FILE.1100845 | Filing Company (ICOE) | 2019-12-31 - 2020-12-31 | ACTIVE |
| Street Address | c/o US Bancorp Fund Services, LLC |
| City | Milwaukee |
| State | WI |
| Zip Code | 53202 |
| Licensee Name | Office Address | Credential | Effective / Expiration |
|---|---|---|---|
| Ellington Income Opportunities Fund | C/o Us Bancorp Fund Services, LLC, Milwaukee, WI 53202 | Investment Company - Other | 2020-06-10 ~ 2021-06-10 |
| Stone Ridge Trust IIi | C/o Us Bancorp Fund Services, LLC, Milwaukee, WI 53202 | Investment Company - Other | 2020-04-07 ~ 2021-04-07 |
| Trust for Professional Managers | C/o Us Bancorp Fund Services, LLC, Milwaukee, WI 53202 | Investment Company - Open End | 2020-06-22 ~ 2020-12-31 |
| Rbb Fund, Inc. (the) | C/o Us Bancorp Fund Services, LLC, Milwaukee, WI 53202 | Investment Company - Open End | 2020-06-09 ~ 2020-12-31 |
| Frontier Funds, Inc. | C/o Us Bancorp Fund Services, LLC, Milwaukee, WI 53202 | Investment Company - Open End | 2020-04-07 ~ 2020-12-31 |
| Calamos Investment Trust | C/o Us Bancorp Fund Services, LLC, Milwaukee, WI 53202 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Amg Funds I | C/o Us Bancorp Fund Services, LLC, Milwaukee, WI 53202 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Amg Funds IIi | C/o Us Bancorp Fund Services, LLC, Milwaukee, WI 53202 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Amg Funds II | C/o Us Bancorp Fund Services, LLC, Milwaukee, WI 53202 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Thompson Im Funds, Inc. | C/o Us Bancorp Fund Services, LLC, Milwaukee, WI 53202 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Find all Licenses in the same address | |||
| Licensee Name | Office Address | Credential | Effective / Expiration |
|---|---|---|---|
| Pierce Engineers Inc | 181 N Broadway, Milwaukee, WI 53202 | Professional Engineering Corporation | 2020-06-11 ~ 2021-06-10 |
| North Square Investments Trust | 615 East Michigan Street, Milwaukee, WI 53202 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Mason Wells Buyout Fund V, Lp | 411 E Wisconsin Ave, Ste 1280, Milwaukee, WI 53202 | Securities - Exemptions | 2020-05-08 ~ |
| Stone Ridge Trust V | Us Bancorp Fund Services, LLC, Milwaukee, WI 53202 | Investment Company - Other | 2020-05-23 ~ 2021-05-23 |
| Angel Oak Financial Strategies Income Term Trust | C/o Usbancorp Fund Services, LLC, Milwaukee, WI 53202 | Investment Company - Other | 2020-05-31 ~ 2021-05-31 |
| Diane P Foley | 1610 N Prospect Ave, Milwaukee, WI 53202 | Real Estate Salesperson | 2018-06-01 ~ 2019-05-31 |
| Keeley Funds, Inc. | 615 E Michigan Street Lc-2, Milwaukee, WA 53202 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Artisan Partners Funds, Inc. | 875 East Wisconsin Avenue, Milwaukee, WI 53202 | Investment Company - Open End | 2020-02-27 ~ 2020-12-31 |
| Wisconsin Institute for Law & Liberty, Inc. | 330 E. Kilbourn Avenue, Suite 725, Milwaukee, WI 53202 | Public Charity | 2020-03-03 ~ 2020-11-30 |
| Kkr Credit Opportunities Portfolio | C/o Us Bancorp Fund Services LLC, Milwaukee, WI 53202 | Investment Company - Other | 2020-03-02 ~ 2021-03-02 |
| Find all Licenses in zip 53202 | |||
| City | Milwaukee |
| Zip Code | 53202 |
| License Type | Investment Company - Open End |
| License Type + County | Investment Company - Open End + Milwaukee |
| Licensee Name | Office Address | Credential | Effective / Expiration |
|---|---|---|---|
| Investment Company of America (the) | 333 South Hope Street, 55th Flr, Los Angeles, CA 90071 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Russell Investment Company | 1301 Second Avenue, Seattle, WA 98101 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Bmt Investment Funds | 809 South 60th Street, West Allis, WI 53214 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Ubs Investment Trust | 51 West 52nd Street, New York, NY 10019-6114 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Eip Investment Trust | C/o Us Bancorp Fund Services, LLC, Milwaukee, WI 53202 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Wst Investment Trust | 225 Pictoria Drive, Cincinnati, OH 45246 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Aim Investment Funds (invesco Investment Funds) | 11 Greenway Plaza, Houston, TX 77046 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Brookfield Investment Funds | 809 South 60th Street, West Allis, WI 53214 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Starboard Investment Trust | 116 South Franklin Street, Rocky Mount, NC 27802 | Investment Company - Open End | 2020-05-01 ~ 2020-12-31 |
| Dimensional Investment Group Inc. | 1299 Ocean Avenue, San Monica, CA 90401 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Please comment or provide details below to improve the information on USA Mutuals.
| Data Provider | Connecticut Department of Consumer Protection |
| Jurisdiction | Connecticut |
| Related Datasets | Connecticut Business Registrations, Connecticut Child Care Facilities |
This dataset includes 1.41 million licenses issued wtih Connecticut Department of Consumer Protection (TDLR).