This dataset includes 1.41 million licenses issued wtih Connecticut Department of Consumer Protection (TDLR).
| Licensee Name | Office Address | Credential | Effective / Expiration |
|---|---|---|---|
| First Eagle Funds | 1345 Avenue of The Americas, New York, NY 10105 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Ab Municipal Income Fund II | 1345 Avenue of The Americas, New York, NY 10105 | Investment Company - Open End | 2020-03-26 ~ 2020-12-31 |
| Sanford C. Bernstein Fund II, Inc. | 1345 Avenue of The Americas, New York, NY 10105 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Ab Sustainable Global Thematic Fund, Inc. | 1345 Avenue of The Americas, New York, NY 10105 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Bernstein Fund, Inc. | 1345 Avenue of The Americas, New York, NY 10105 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Ab Corporate Shares | 1345 Avenue of The Americas, New York, NY 10105 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Ab Large Cap Growth Fund, Inc. | 1345 Avenue of The Americas, New York, NY 10105 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Ab Municipal Income Fund Inc. | 1345 Avenue of The Americas, New York, NY 10105 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Ab Fixed-income Shares, Inc. | 1345 Avenue of The Americas, New York, NY 10105 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Ab Institutional Funds Inc. | 1345 Avenue of The Americas, New York, NY 10105 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Ab Global Real Estate Investment Fund Inc. | 1345 Avenue of The Americas, New York, NY 10105 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Sanford C. Bernstein Fund, Inc. | 1345 Avenue of The Americas, New York, NY 10105 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Ab High Income Fund, Inc. | 1345 Avenue of The Americas, New York, NY 10105 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Ab Global Risk Allocation Fund, Inc. | 1345 Avenue of The Americas, New York, NY 10105 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Ab Relative Value Fund, Inc. | 1345 Avenue of The Americas, New York, NY 10105 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Ab Discovery Growth Fund, Inc. | 1345 Avenue of The Americas, New York, NY 10105 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Ab Portfolios (the) | 1345 Avenue of The Americas, New York, NY 10105 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Ab Trust | 1345 Avenue of The Americas, New York, NY 10105 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Ab Global Bond Fund, Inc. | 1345 Avenue of The Americas, New York, NY 10105 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Ab Unconstrained Bond Fund, Inc. | 1345 Avenue of The Americas, New York, NY 10105 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Ab Equity Income Fund Inc. | 1345 Avenue of The Americas, New York, NY 10105 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Ab Cap Fund, Inc. | 1345 Avenue of The Americas, New York, NY 10105 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Ab Bond Fund Inc. | 1345 Avenue of The Americas, New York, NY 10105 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Ab Core Opportunities Fund, Inc. | 1345 Avenue of The Americas, New York, NY 10105 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Ab Multi-manager Alternative Fund | 1345 Avenue of The Americas, New York, NY 10105 | Investment Company - Other | 2019-09-28 ~ 2020-09-28 |
| Fortress Credit Opportunities Fund V Expansion (b) Lp | 1345 Avenue of The Americas, New York, NY 10105 | Securities - Exemptions | 2020-06-17 ~ |
| Fortress Credit Opportunities Fund V Expansion (a) | 1345 Avenue of The Americas, New York, NY 10105 | Securities - Exemptions | 2020-06-17 ~ |
| Fortress Credit Opportunities Fund V Expansion (e) | 1345 Avenue of The Americas, New York, NY 10105 | Securities - Exemptions | 2020-06-17 ~ |
| Fortress Credit Asset-based Income Fund | 1345 Avenue of The Americas, New York, NY 10105 | Securities - Exemptions | 2020-02-07 ~ |
| Fortress Lending Fund I (b-1) Lp | 1345 Avenue of The Americas, New York, NY 10105 | Securities - Exemptions | 2019-12-23 ~ |
| Hr Westerly, Dst | 1345 Avenue of The Americas, New York, NY 10105 | Securities - Exemptions | 2019-12-09 ~ |
| Finserv Holdings LLC | 1345 Avenue of The Americas, New York, NY 10105 | Securities - Exemptions | 2019-11-19 ~ |
| Ab Us Real Estate (tax - Exempt) Fund IIi,. Lp | 1345 Avenue of The Americas, New York, NY 10105-0302 | Securities - Exemptions | 2019-09-09 ~ |