This dataset includes 1.41 million licenses issued wtih Connecticut Department of Consumer Protection (TDLR).
Licensee Name | Office Address | Credential | Effective / Expiration |
---|---|---|---|
Metropolitan West Funds | 865 South Figueroa Street, Los Angeles, CA 90017 | Investment Company - Open End | 2020-01-27 ~ 2020-12-31 |
American Funds Target Date Retirement Series | 333 South Hope Street, Los Angeles, CA 90071 | Investment Company - Open End | 2020-03-25 ~ 2020-12-31 |
American Funds Multi-sector Income Fund | 333 South Hope St, Los Angeles, CA 90071 | Investment Company - Open End | 2020-03-13 ~ 2020-12-31 |
Investment Company of America (the) | 333 South Hope Street, 55th Flr, Los Angeles, CA 90071 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Limited Term Tax-exempt Bond Fund of America | 333 South Hope Street, 55th Floor, Los Angeles, CA 90071 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Emerging Markets Growth Fund, Inc. | 11100 Santa Monica Blvd., Los Angeles, CA 90025 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Causeway Capital Management Trust | 11111 Santa Monical Boulevard, Los Angeles, CA 90025 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Vericimetry Funds | 800 Wilshire Blvd., Los Angeles, CA 90017 | Investment Company - Open End | 2018-12-31 ~ 2019-12-31 |
Payden & Rygel Investment Group | 333 South Grand Avenue, Los Angeles, CA 90071 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Aspiriant Trust | 11100 Santa Monica Boulevard, Los Angeles, CA 90025 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Fpa U.S. Value Fund, Inc. | 11400 W. Olympic Boulevard, Suite #1200, Los Angeles, CA 90064 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Intermediate Bond Fund of America | 333 South Hope Street, Los Angeles, CA 90071 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Income Fund of America (the) | 333 South Hope Street, 55th Floor, Los Angeles, CA 90071 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
New World Fund, Inc. | 333 South Hope Street, Los Angeles, CA 90071 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
New Economy Fund (the) | 333 South Hope Street, Los Angeles, CA 90071 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Short-term Bond Fund of America | 333 South Hope Street, Los Angeles, CA 90071 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Smallcap World Fund, Inc. | 333 South Hope Street, 55th Floor, Los Angeles, CA 90071 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Tax-exempt Bond Fund of America (the) | 333 South Hope Street, 55th Floor, Los Angeles, CA 90071 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Europacific Growth Fund | 333 South Hope Street, 55th Floor, Los Angeles, CA 90071 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Capital World Bond Fund | 333 South Hope Street, 55th Flr, Los Angeles, CA 90071 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Capital Income Builder | 333 South Hope Street, 55th Flr, Los Angeles, CA 90071 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
American Funds Short-term Tax-exempt Bond Fund | 333 South Hope Street, 55th Flr, Los Angeles, CA 90071 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
American Funds U.S. Government Money Market Fund | 333 South Hope Street, Los Angeles, CA 90071 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
American Funds Portfolio Series | 333 South Hope Street, Los Angeles, CA 90071-1447 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
American High-income Trust | 333 South Hope Street, 55th Flr, Los Angeles, CA 90071 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Amcap Fund | 333 South Hope Street, 52nd Flr, Los Angeles, CA 90071 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
American Funds Income Series (the) | 333 South Hope Street, 55th Flr, Los Angeles, CA 90071 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Tcw Funds, Inc. | 865 South Figueroa Street, Los Angeles, CA 90017 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |