Connecticut License


Jurisdiction: Connecticut
Source: Connecticut Department of Consumer Protection

This dataset includes 1.41 million licenses issued wtih Connecticut Department of Consumer Protection (TDLR).

Securities - Exemptions · NEW YORK · Search Result

Licensee Name Office Address Credential Effective / Expiration
Crestview Partners Iv, Lp 590 Madison Avenue, New York, NY 10065 Securities - Exemptions 2020-06-17 ~
New Mountain Partners Vi, L.p. 787 7th Ave, Fl 49, New York, NY 10019 Securities - Exemptions 2020-04-17 ~
Transparentbusiness, Inc. 228 Park Ave South 16065, New York, NY 10003 Securities - Exemptions 2020-06-17 ~
Gsp Debt Co-invest, L.p. 853 Broadway, 16th Floor, New York, NY 10003 Securities - Exemptions 2020-06-17 ~
Highbridge Convertible Dislocation Fund (cayman), L.p. C/o Highbridge Capital Management, New York, NY 10172 Securities - Exemptions 2020-06-17 ~
Highbridge Convetible Dislocation Fund (delaware), L.p. C/o Highbridge Capital Management, LLC, New York, NY 10172 Securities - Exemptions 2020-06-17 ~
Innovation X Holdings V, LLC 200 Vesey St, Fl25, New York, NY 10281 Securities - Exemptions 2020-06-23 ~
Innovation X Holdings Series 2020-1 Qp, LLC 200 Vesey St, Fl 25, New York, NY 10281 Securities - Exemptions 2020-06-23 ~
Owl Rock Capital Corp IIi 399 Park Ave, Fl 38, New York, NY 10022 Securities - Exemptions 2020-06-22 ~
Fig Publishing, Inc. 335 Madison Ave, Ste 7e, New York, NY 10017 Securities - Exemptions 2020-06-19 ~
Rabbit 3 Times LLC 205 Hudson St, Fl 5, New York, NY 10013 Securities - Exemptions 2020-06-18 ~
Iif Erisa Lp 270 Park Ave, Fl 7, New York, NY 10017 Securities - Exemptions 2020-05-01 ~
Avid Ventures Fund I, L.p. 228 Park Ave S, #64272, New York, NY 10003 Securities - Exemptions 2020-06-19 ~
Galaxy Institutional Bitcoin Fund Lp 107 Grand St, Fl 8, New York, NY 10013 Securities - Exemptions 2020-06-17 ~
Equityzen Growth Technology Fund LLC - Series 581 45 West 27th Street, New York, NY 10001 Securities - Exemptions 2020-06-12 ~
Kernis Inc. 11 Varick St, Apt 2n, New York, NY 10013 Securities - Exemptions 2020-06-18 ~
Connacht Equity Long/short Partners Lp 3 Columbus Circle, Ste 1725, New York, NY 10019 Securities - Exemptions 2020-06-12 ~
Third Point Structured Credit Opportunities Offshore Fund Lp 55 Hudson Yards, New York, NY 10001 Securities - Exemptions 2020-06-16 ~
Aberdeen Standard Venture Partners Xii, L.p. 712 Fifth Avenue, New York, NY 10019 Securities - Exemptions 2020-06-12 ~
Elements Drinks Co. 180 Varick Street, New York, NY 10014 Securities - Exemptions 2020-06-12 ~
Ep Hedged Equity Strategies Ltd. 375 Park Ave, Fl 28, New York, NY 10152 Securities - Exemptions 2020-06-17 ~
Otis Collection LLC 228 Park Ave S, #86651, New York, NY 10003 Securities - Exemptions 2020-06-18 ~
Radial Equity I Lp 745 Fifth Aveue, New York, NY 10151 Securities - Exemptions 2020-06-10 ~
Itc Cano 2l Lp 444 Madison Ave, Fl 35, New York, NY 10022 Securities - Exemptions 2020-06-15 ~
Dw Rmbs Fund, Lp 590 Madison Ave, Fl 13, New York, NY 10022 Securities - Exemptions 2020-06-15 ~
Topiary Capital Fund I, Lp 509 Madison Ave, New York, NY 10022 Securities - Exemptions 2020-06-10 ~
Jrsk, Inc. 503 Broadway, Fl3, New York, NY 10012 Securities - Exemptions 2020-06-10 ~
Goldpoint Partners Select Manager Fund V, L.p. 299 Park Ave, Fl 37, New York, NY 10171 Securities - Exemptions 2020-06-11 ~
Que Onda Beverage, Inc. 853 Broadway, Ste 904, New York, NY 10003 Securities - Exemptions 2020-06-12 ~
Wandering Bear Inc. 201 Varick St, New York, NY 10014 Securities - Exemptions 2020-06-05 ~
Macquarie Infrastructure Partners V, L.p. 125 W 55th St, Level 15, New York, NY 10019 Securities - Exemptions 2020-06-11 ~
Lead Edge Parters Opportunity Xxvii, Lp 96 Spring St, Fl 5, New York, NY 10012 Securities - Exemptions 2020-06-08 ~
Swat Equity Partners 1-a Lp 299 Broadway, Ste 920, New York, NY 10007 Securities - Exemptions 2020-06-05 ~
Taptapsend, Inc. 1 Little West 12th St, New York, NY 10014 Securities - Exemptions 2020-06-05 ~
Argentum Capital Partners Iv, L.p. 60 Madison Ave, Ste 701, New York, NY 10010 Securities - Exemptions 2020-06-09 ~
Tifin Capital Partners Fund, L.p. 25 W 39th St, Fl 10, New York, NY 10018 Securities - Exemptions 2020-06-05 ~
Sdc Digital Infrastructure Opportunity Fund II, L.p. 817 Broadway, Fl 10, New York, NY 10003 Securities - Exemptions 2020-06-03 ~
Marathon Distressed Credit Fund, L.p. One Bryant Park, Fl 38, New York, NY 10036 Securities - Exemptions 2020-04-20 ~
Pine Parkkway Investor I LLC 650 Madison Ave, New York, NY 10022 Securities - Exemptions 2020-06-05 ~
Tq Ventures Healthcare Spv, LLC 408 W 14th St, New York, NY 10014-1042 Securities - Exemptions 2020-06-02 ~
Tia, Inc. 26 W 23rd St, Fl 5, New York, NY 10010 Securities - Exemptions 2020-06-04 ~
Blackstone Life Sciences V (icapital), L.p. 60 E 42nd St, Fl26, New York, NY 10165 Securities - Exemptions 2020-05-29 ~
Icapital Carlyle Direct Access, L.p. 60 E 42nd St, Fl 26, New York, NY 10165 Securities - Exemptions 2020-05-29 ~
Tpc Outdoor Investors Lp 860 Washington St, Fl 6, New York, NY 10014 Securities - Exemptions 2020-06-02 ~
1992 Co-invest L.p. 40 West 57th Street 32nd Floor, New York, NY 10019 Securities - Exemptions 2020-06-03 ~
Norma Partners LLC 104 W 40th St, Fl 19, New York, NY 10018 Securities - Exemptions 2020-05-28 ~
Kls Structured Income Fund A Lp 452 Fifth Ave, Fl 22, New York, NY 10018 Securities - Exemptions 2020-05-27 ~
Marstone, Inc. 132 E 43rd St, Ste 350, New York, NY 10017 Securities - Exemptions 2020-06-01 ~
Redbird Series 2019, Lp 667 Madison Ave, Fl 16, New York, NY 10065 Securities - Exemptions 2020-06-01 ~
Athanor International Fund, Ltd. 437 Madison Avenue, New York, NY 10022 Securities - Exemptions 2020-06-01 ~
Carlyle Aip Secondaries Access Vii (offhsore) L.p. One Grand Central Place, New York, NY 10165 Securities - Exemptions 2020-05-29 ~
Boardman Bay Ventures, Lp - Series G 1120 Avenue of The Americas, Fl 4, New York, NY 10036 Securities - Exemptions 2020-05-29 ~
Gablex Inc. 85 Broad St, Fl 17, New York, NY 10004 Securities - Exemptions 2020-05-22 ~
Ag Csfia ( Annex Dislocation Holdings Fund, L.p. 245 Park Ave, Fl 26, New York, NY 10167 Securities - Exemptions 2020-05-15 ~
Bocks Inc. 195 Chrystie St, 502-h, New York, NY 10002 Securities - Exemptions 2020-05-20 ~
Rotor-sarcos, LLC 515 Madison Ave, Fl 29, New York, NY 10022 Securities - Exemptions 2020-05-20 ~
Schroder Focus II (cayman) Fund, L.p. 7 Bryant Park, New York, NY 10018-3706 Securities - Exemptions 2020-05-22 ~
Radius Special Situations II, L.p. 680 Fifth Ave, Ste 1202, New York, NY 10017 Securities - Exemptions 2020-05-22 ~
Native Data, Inc. 524 Broadway, New York, NY 10012 Securities - Exemptions 2020-05-15 ~
Monarch Capital Partners V Lp 535 Madison Ave, New York, NY 10022 Securities - Exemptions 2020-05-21 ~
Monarch Capital Partners Offshore V Lp 555 Madison Ave, New York, NY 10022 Securities - Exemptions 2020-05-21 ~
Pyros Pharmaceuticals, Inc. 333 W 39th St, Ste 303, New York, NY 10018 Securities - Exemptions 2020-05-15 ~
Saba Capital Credit Basis Opportunity Onshore Fund, L.p. 405 Lexington Ave, Fl 58, New York, NY 10174 Securities - Exemptions 2020-05-26 ~
Bodhala, Inc. 200 Broadway, Fl 3, New York, NY 10038 Securities - Exemptions 2020-05-13 ~
Trivariate Long/hort Us Fund Lp 600 Madison Ave, Fl17, New York, NY 10022 Securities - Exemptions 2020-05-13 ~
Tenex Capital Partners IIi, L.p. 60 E 42nd St, Ste 5230, New York, NY 10165 Securities - Exemptions 2020-05-13 ~
Cbam Equity Fund, L.p. C/o Cbam Partners, LLC, New York, NY 10003 Securities - Exemptions 2020-05-18 ~
Wellthy, Inc. 300 W 57th St, Fl 40, New York, NY 10019 Securities - Exemptions 2020-05-21 ~
Kitu Super Brands, Inc. 161 Bowery, New York, NY 10002 Securities - Exemptions 2020-05-15 ~
Heywear Inc. 32 W 28th St, Fl 2, New York, NY 10001 Securities - Exemptions 2020-05-15 ~
Octagon Partners Clo Opportunity Fund, LLC 250 Park Ave, Fl 15, New York, NY 10177 Securities - Exemptions 2020-05-19 ~
Third Prime Alpha Fund II, Lp 18 E 50th St, Fl 6, New York, NY 10022 Securities - Exemptions 2020-05-14 ~
Cerberus Acdc Partners, L.p. 875 3rd Ave, New York, NY 10022-6225 Securities - Exemptions 2020-05-14 ~
Cerberus 20 Rm Fund, L.p. 875 3rd Ave Fl 12, New York, NY 10022-7223 Securities - Exemptions 2020-05-14 ~
Sovereign Distressed Re Fund IIi, LLC 747 Third Ave, Fl 37, New York, NY 10017 Securities - Exemptions 2020-05-13 ~
Tech Insight Partners LLC - Series C 810 7th Ave, Fl 18, New York, NY 10019 Securities - Exemptions 2020-05-08 ~
Stage 2 Capital Fund II-a, L.p. 222 E 44th, Unit 23g, New York, NY 10017 Securities - Exemptions 2020-05-08 ~
Stamina Partners Lp 370 Lexington Ave, Ste 1702, New York, NY 10017 Securities - Exemptions 2020-05-08 ~
Coatue Ct 67 LLC 9 W 57th St, Fl 25, New York, NY 10019 Securities - Exemptions 2020-05-06 ~
Equityzen Growth Technology Fund LLC - Series 518 45 W 27th St, Ste 200, New York, NY 10001 Securities - Exemptions 2020-05-06 ~
Cof IIi Onshore Feeder Fund, L.p. 388 Greenwich St, Fl 29, New York, NY 10013 Securities - Exemptions 2020-05-06 ~
Msd Special Investments Fund, L.p. 645 Fifth Ave, Fl 21, New York, NY 10022 Securities - Exemptions 2020-05-06 ~
Kize Partners Lp 40 Fultion St, Fl 17, New York, NY 10038 Securities - Exemptions 2020-05-06 ~
Cannon Global Fund Lp 157 Lexington Ave, New York, NY 10016 Securities - Exemptions 2020-04-29 ~
Aloe Care Health, Inc. 12 E 49th St, Fl 11, New York, NY 10017 Securities - Exemptions 2020-05-01 ~
Jaguar Liquid Opportunities Fund L.p. 390 Pakr Ave, Ste 400, New York, NY 10022 Securities - Exemptions 2020-05-01 ~
Netalliance Liquidity Fund I, Lp 505 Park Ave, 16b, New York, NY 10022 Securities - Exemptions 2020-04-29 ~
Altaris Health Partners V Private Investors, LLC 383 Madison Ave, New York, NY 10179 Securities - Exemptions 2020-05-01 ~
Lcn Eu Fund IIi-d, L.p. 888 7th Ave, Fl4, New York, NY 10106 Securities - Exemptions 2020-04-30 ~
Lcn Na Fund IIi-d, L.p. 888 7th Ave, Fl 4, New York, NY 10106 Securities - Exemptions 2020-04-30 ~
Rse Markets. Inc. 250 Lafayette St, Fl 3, New York, NY 10012 Securities - Exemptions 2020-04-30 ~
Watchung Capital Carbon 550 Lp 412 W 15th St, Fl 16, New York, NY 10011 Securities - Exemptions 2020-03-16 ~
Lewis Ward North American Tour LLC 26 W 44th St, Ste 600, New York, NY 10036 Securities - Exemptions 2020-03-16 ~
Clarifai, Inc. 115 W 3oth St, Ste 601, New York, NY 10001 Securities - Exemptions 2020-04-27 ~
Timessquare Global Health Care Fund, Lp 7 Times Sq, Fl 42, New York, NY 10036 Securities - Exemptions 2020-04-22 ~
Iron Park Levered Equities Opportunities Fund, Lp 527 Madison Ave, Fl 25, New York, NY 10022 Securities - Exemptions 2020-04-22 ~
Trevor Off-broadway Ltd Liability Co. 230 W 41st St, Ste 1703, New York, NY 10036 Securities - Exemptions 2020-03-13 ~
Renaissance Kaleidoscope Fund LLC 800 Third Avenue, New York, NY 10022 Securities - Exemptions 2020-04-15 ~
Range Nyc LLC 138 Fifth Ave, Fl4, New York, NY 10011 Securities - Exemptions 2020-04-23 ~
Orbimed New Horizons Fund, L.p. 601 Lexington Ave, Fl 54, New York, NY 10022 Securities - Exemptions 2020-04-15 ~