This dataset includes 1.41 million licenses issued wtih Connecticut Department of Consumer Protection (TDLR).
Licensee Name | Office Address | Credential | Effective / Expiration |
---|---|---|---|
Morgan Stanley Europe Opportunity Fund Inc. | 522 Fifth Avenue, New York, NY 10036 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
First Eagle Funds | 1345 Avenue of The Americas, New York, NY 10105 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Domini Investment Trust | 180 Maiden Lane, Ste 1302, New York, NY 10038 | Investment Company - Open End | 2020-04-01 ~ 2020-12-31 |
Jpmorgan Trust I | 270 Park Avenue, New York, NY 10017 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Alger Funds (the) | 360 Park Avenue South, New York, NY 10010 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Mainstay Funds Trust | 51 Madison Avenue, New York, NY 10010 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Arbitrage Funds (the) | 41 Madison Avenue 42nd Floor, New York, NY 10019 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Legg Mason Partners Equity Trust | 620 Eighth Avenue, New York, NY 10018 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Hawaiian Tax-free Trust | 120 West 45th Street, New York, NY 10036 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Mirae Asset Discovery Funds | One Bryant Park, New York, NY 10036 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Vaneck Funds | 666 Third Avenue, New York, NY 10017 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Mutual of America Institutional Funds, Inc. | 320 Park Avenue, New York, NY 10022 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Alger Institutional Funds (the) | 111 Fifth Avenue, New York, NY 10003 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Alger Funds II (the) | 111 Fifth Avenue, 2nd Floor, New York, NY 10003 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Goldman Sachs Trust II | 200 West Street, New York, NY 10282 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
General Government Securities Money Market Funds, Inc. | The Dreyfus Corporation, New York, NY 10166 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Pace� Select Advisors Trust | 1285 Avenue of The Americas, New York, NY 10029-6028 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Rmb Investors Trust | 40 West 57th Street, New York, NY 10019 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Ubs Series Funds | 12th Floor, New York, NY 10019-6028 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Tweedy, Browne Fund, Inc. | 350 Park Avenue, New York, NY 10022 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Tiaa-cref Funds | 730 Third Avenue, New York, NY 10017-3206 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Ubs Investment Trust | 51 West 52nd Street, New York, NY 10019-6114 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Dreyfus Basic Money Market Fund, Inc. | 200 Park Avenue, New York, NY 10166 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Dreyfus Institutional Liquidity Funds | C/o The Dreyfus Corporation, New York, NY 10166 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Dreyfus Cash Management | 200 Park Ave. 8th Floor West, New York, NY 10166 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Dreyfus Government Cash Management Funds | 200 Park Avenue, 8th Flr West, New York, NY 10166 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Dreyfus Liquid Assets, Inc. | 200 Park Avenue 8th Floor West, New York, NY 10166 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Dreyfus Institutional Preferred Money Market Funds | The Dreyfus Service Corporation, New York, NY 10166 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Dreyfus Amt-free Municipal Cash Management Plus | 200 Park Avenue - 8th Floor West, New York, NY 10166 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Dreyfus Premier Short-intermediate Municipal Bond Fund | 200 Park Ave., 8th Floor, New York, NY 10166 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Dreyfus Premier Worldwide Growth Fund, Inc. | C/o Dreyfus Service Corportion, New York, NY 10166 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Bny Mellon Investment Funds Iv, Inc. | 240 Greenwich St, New York, NY 10286 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Advantage Funds, Inc. | Teh Dreyfus Corporation, New York, NY 10166 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Dreyfus New York Tax Exempt Bond Fund, Inc. | The Dreyfus Corporaiton, New York, NY 10166 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Baron Select Funds | 767 Fifth Avenue, New York, NY 10153 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Schroder Series Trust | 875 Third Avenue, New York, NY 10022 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Riverpark Funds Trust | 156 West 56th Street, New York, NY 10019 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Neuberger Berman Income Funds | 605 Third Avenue, New York, NY 10158 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Ab Sustainable International Thematic Fund, Inc. | 1345 Avenue of The America, New York, NY 10105 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Centaur Mutual Funds Trust | 475 Park Ave South, 9th Fl, New York, NY 10016 | Investment Company - Open End | 2020-01-03 ~ 2020-12-31 |
Transparent Value Trust | 135 East 57th Street, New York, NY 10022 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Axonic Funds | 520 Madison Ave Fl 42, New York, NY 10022-4213 | Investment Company - Open End | 2020-01-02 ~ 2020-12-31 |
Value Line Select Growth Fund, Inc. | 7 Times Sq, Fl 21, New York, NY 10036 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Value Line Mid Cap Focused Fund, Inc. | 220 East 42nd Street, New York, NY 10017 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Morgan Stanley Institutional Liquidity Funds | 522 Fifth Avnue, New York, NY 10036-2913 | Investment Company - Open End | 2018-12-31 ~ 2019-12-31 |
Royce Fund (the) | 745 Fifth Avenue, New York, NY 10151 | Investment Company - Open End | 2018-12-31 ~ 2019-12-31 |
Morgan Stanley Insight Fund | Two World Trade Center, New York, NY 10048 | Investment Company - Open End | 2018-12-31 ~ 2019-12-31 |
Morgan Stanley U.S. Government Securities Trust | Two World Trade Center, 70th Flr, New York, NY 10048 | Investment Company - Open End | 2018-12-31 ~ 2019-12-31 |
Iva Fiduciary Trust | 645 Madison Avenue, New York, NY 10022 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Lazard Funds, Inc. (the) | 30 Rockefeller Plaza, New York, NY 10112 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Cullen Funds Trust | 645 Fifth Avenue, New York, NY 10022 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Stone Harbor Investment Funds | 31 West 52nd Street, New York, NY 10019 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Tanaka Funds, Inc. | Suite 960, New York, NY 10169 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Frank Funds | 312 East 22nd Street, New York, NY 10010 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Nile Capital Investment Trust | 152 West 57th Street, New York, NY 10019 | Investment Company - Open End | 2018-12-31 ~ 2019-03-28 |
Morgan Stanley Institutional Fund, Inc. | 522 Fifth Avenue, New York, NY 10036 | Investment Company - Open End | 2020-03-26 ~ 2020-12-31 |
Ab Municipal Income Fund II | 1345 Avenue of The Americas, New York, NY 10105 | Investment Company - Open End | 2020-03-26 ~ 2020-12-31 |
Fiera Capital Series Trust | 375 Park Avenue, New York, NY 10152 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Legg Mason Partners Income Trust | 620 Eighth Avenue, New York, NY 10018 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Legg Mason Partners Institutional Trust | 620 Eighth Avenue, New York, NY 10018 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Legg Mason Partners Money Market Trust | 620 Eighth Avenue, New York, NY 10018 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Jpmorgan Trust Iv | 270 Park Avenue, New York, NY 10017 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Alger Portfolios (the) | 111 Fifth Avenue, New York, NY 10003 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
General Money Market Fund, Inc. | The Dreyfus Corporation, New York, NY 10166 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
General California Municipal Money Market Fund | The Dreyfus Corporation, New York, NY 10166 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Aberdeen Investment Funds | 330 Madison Avenue, New York, NY 10017 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Dreyfus Institutional Reserves Funds | The Dreyfus Corporation, New York, NY 10166 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Dreyfus Tax Exempt Cash Management Funds | The Dryfus Corporation, New York, NY 10166 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Dreyfus Amt-free New York Municipal Cash Management | 200 Park Avenue, 8th Floor West, New York, NY 10166 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Dreyfus Research Growth Fund, Inc. | The Dreyfus Corporation, New York, NY 10166 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Dreyfus Stock Funds | The Dreyfus Corporation, New York, NY 10166 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Strategic Funds, Inc. | The Dreyfus Corporation, New York, NY 10166 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Dreyfus Municipal Bond Opportunity Fund | The Dryfus Corporation, New York, NY 10166 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Dreyfus Opportunity Funds | 200 Park Avenue, New York, NY 10166 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Dreyfus State Municipal Bond Funds | The Dreyfus Corporation, New York, NY 10166 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Dreyfus Manager Funds II | The Dreyfus Service Corporation, New York, NY 10166 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Dreyfus Premier California Amt-free Municipal Bond Fund, Inc | The Dreyfus Corporation, New York, NY 10166 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Bny Mellon Absolute Insight Funds, Inc. | C/o The Dreyfus Corporation, New York, NY 10166 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Dreyfus/laurel Funds Trust (the) | The Dreyfus Corporation, New York, NY 10166 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Dreyfus Bny Mellon Funds, Inc. | 200 Park Avenue, New York, NY 10166 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Dreyfus Intermediate Municipal Bond Fund, Inc. | The Dreyfus Corporation, New York, NY 10166 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Dreyfus Investment Funds | The Dreyfus Corporation, New York, NY 10166 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Bny Mellon Funds Trust | The Dreyfus Corporation, New York, NY 10166 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Dreyfus New York Amt-free Municipal Bond Fund | 200 Park Avenue, 8th Floor West, New York, NY 10166 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Dreyfus Premier Investment Funds, Inc. | The Dreyfus Corporation, New York, NY 10166 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Dreyfus Municipal Funds, Inc. | The Dreyfus Corporation, New York, NY 10166 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Dreyfus Fund Incorporated (the) | The Dreyfus Corporation, New York, NY 10166 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Dreyfus Index Funds, Inc. | 200 Park Avenue, 8th Flr, New York, NY 10166 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Dreyfus Investment Grade Funds, Inc. | The Dreyfus Service Corporation, New York, NY 10166 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Dreyfus Bond Funds, Inc. | The Dreyfus Corporation, New York, NY 10166 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Bbh Trust | 140 Broadway, New York, NY 10005 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Aquila Funds Trust | 120 West 45th Street, New York, NY 10036 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Aquila Municipal Trust | 120 West 45th Street, New York, NY 10036 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Baron Investment Funds Trust | 767 Fifth Avenue, New York, NY 10153 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Morgan Stanley Institutional Fund Trust | 522 Fifth Avenue, New York, NY 10036 | Investment Company - Open End | 2020-01-24 ~ 2020-12-31 |
Schroder Global Series Trust | 875 Third Avenue, New York, NY 10022 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Neuberger Berman Equity Funds | 1290 Avenue of The Americas, New York, NY 10104 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Neuberger Berman Alternative Funds | 1290 Avenue of The Americas, New York, NY 10104 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Allianz Funds Multi-strategy Trust | 1633 Broadway, New York, NY 10019 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Ab Sustainable Global Thematic Fund, Inc. | 1345 Avenue of The Americas, New York, NY 10105 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |