This dataset includes 1.41 million licenses issued wtih Connecticut Department of Consumer Protection (TDLR).
| Licensee Name | Office Address | Credential | Effective / Expiration |
|---|---|---|---|
| Pioneer Series Trust II | 60 State Street, Boston, MA 02109 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Pioneer Real Estate Shares | 60 State Street, Boston, MA 02109-1820 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Pioneer Strategic Income Fund | 60 State Street, Boston, MA 02109 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Pioneer Short Term Income Fund | 60 State Street, Boston, MA 02109 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Pioneer Money Market Trust | 60 State Street, Boston, MA 02109 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Pioneer High Yield Fund | 60 State Street, Boston, MA 02109 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Pioneer Asset Allocation Trust | 60 State Street, Boston, MA 02109 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Pioneer Equity Income Fund | 60 State Street, Boston, MA 02109 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Pioneer Series Trust Xii | 60 State Street, Boston, MA 02109 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Selected International Fund, Inc. | Schrafft Center Annex, Boston, MA 02129 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Pioneer Series Trust Vii | 60 State Street, Boston, MA 02109 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Pioneer Mid Cap Value Fund | 201 Route 17 North, Rutherford, NJ 07070 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Ab High Income Fund, Inc. | 1345 Avenue of The Americas, New York, NY 10105 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Ab Global Risk Allocation Fund, Inc. | 1345 Avenue of The Americas, New York, NY 10105 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Ab Relative Value Fund, Inc. | 1345 Avenue of The Americas, New York, NY 10105 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Ab Discovery Growth Fund, Inc. | 1345 Avenue of The Americas, New York, NY 10105 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Ab Portfolios (the) | 1345 Avenue of The Americas, New York, NY 10105 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Ab Core Opportunities Fund, Inc. | 1345 Avenue of The Americas, New York, NY 10105 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Vanguard Tax-managed Funds | C/o Vanguard Financial Center, Valley Forge, PA 19482 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Vanguard Valley Forge Funds | P.o. Box 2600, Valley Forge, PA 19482 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Vanguard Explorer Fund | P.o. Box 2600, Valley Forge, PA 19482 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Vanguard Montgomery Funds | P.o. Box 2600, Valley Forge, PA 19482 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Hussman Investment Trust | 225 Pictoria Drive, Cincinnati, OH 45246 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Northern Institutional Funds | 50 South Lasalle Street, Chicago, IL 60603 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Aspiration Funds | 116 South Franklin Street, Rocky Mount, NC 27802 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Investors Cash Trust | 222 South Riverside Plaza, Chicago, IL 60606-5808 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Edward Jones Money Market Fund | Federated Investors Tower, Pittsburgh, PA 15222-3779 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Thompson Im Funds, Inc. | C/o Us Bancorp Fund Services, LLC, Milwaukee, WI 53202 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| T. Rowe Price Short-term Bond Fund, Inc. | 100 East Pratt Street, Baltimore, MD 21202 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Wall Street Ewm Funds Trust | C/o Us Bancorp Fund Services, LLC, Milwaukee, WI 53202 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| T. Rowe Price Science & Technology Fund, Inc. | 100 East Pratt Street, Baltimore, MD 21202 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Value Line Capital Appreciation Fund, Inc. | 220 East 42nd Street, New York, NY 10017 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Value Line Asset Allocation Fund, Inc. | 220 East 42nd Street, New York, NY 10017 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Miller/howard Funds Trust | 809 South 60th Street, West Allis, WI 53214 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| T. Rowe Price Multi-strategy Total Return Fund, Inc. | 100 East Pratt Street, Baltimore, MD 21202 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| T. Rowe Price New America Growth Fund, Inc. | 100 East Pratt Street, Baltimore, MD 21202 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| T. Rowe Price New Era Fund, Inc. | 100 East Pratt Street, Baltimore, MD 21202 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| T. Rowe Price Index Trust, Inc. | 100 East Pratt Street, Baltimore, MD 21202 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Putnam New York Tax Exempt Income Fund | One Post Office Square, Boston, MA 02109 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| T. Rowe Price Mid-cap Growth Fund, Inc. | 100 East Pratt Street, Baltimore, MD 21202 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| T. Rowe Price Inflation Protected Bond Fund, Inc. | 100 East Pratt Street, Baltomore, MD 21202 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| T. Rowe Price Global Real Estate Fund, Inc. | 100 East Pratt Street, Baltimore, MD 21202 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Putnam Global Income Trust | One Post Office Square, Boston, MA 02109 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Putnam International Equity Fund | One Post Office Square, Boston, MA 02109 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Putnam Global Equity Fund | 529 Main Street, Schrafft Center Annex, Boston, MA 02129 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Cohen & Steers Real Estate Securities Fund, Inc. | 73 Tremont Street, Boston, MA 02108 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| John Hancock Strategic Series | 601 Congress Street, Boston, MA 02210-2805 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Putnam Sustainable Leaders Fund | 529 Main Street, Schrafft Center Annex, Boston, MA 02129 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Putnam Income Fund | 529 Main Street, Schrafft Center Annex, Boston, MA 02129 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Cohen & Steers Institutional Realty Shares, Inc. | 280 Park Avenue, New York, NY 10017 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Cohen & Steers Low Duration Preferred and Income Fund, Inc. | New York, NJ 10017 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Savos Investments Trust | C/o Usbancorp Fund Services, LLC, Milwaukee, WI 53202 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Equinox Funds Trust | C/o Gemini Fund Services, LLC, Hauppauge, NY 11788 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Gator Series Trust | 100 South Ashley Drive, Tampa, FL 33602 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Wilshire Mutual Funds, Inc. | 1299 Ocean Avenue, Santa Monica, CA 90401 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Northeast Investors Trust | 125 High Street, Boston, MA 02109-4096 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Templeton Global Smaller Companies Fund | P.o. Box 7777, San Mateo, CA 94403-7777 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Franklin Managed Trust | C/o Legal Blue Sky Department, San Mateo, CA 94403-1906 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Institutional Fiduciary Trust | C/o Legal/blue Sky Department, San Mateo, CA 94403-1906 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Templeton Global Investment Trust | C/o Legal-blue Sky Department, San Mateo, CA 94403-1906 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Franklin New York Tax-free Trust | C/o Legal/blue Sky Department, San Mateo, CA 94403-1906 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Mainstay Funds (the) | 51 Madison Ave, New York, NY 10010 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Vanguard Morgan Growth Fund | P.o. Box 2600, Valley Forge, PA 19482 | Filing Company (icoe) | 2019-09-21 ~ 2019-12-31 |
| First Investors Tax Exempt Funds | 110 Wall Street, New York, NY 10005-3830 | Filing Company (icoe) | 2019-09-21 ~ 2019-11-01 |
| Fdp Series, Inc. | 800 Scudders Mill Road, Plainsboro, NJ 08536 | Filing Company (icoe) | 2019-09-21 ~ 2019-09-21 |
| Fdp Series II, Inc. | 100 Bellevue Parkway, Wilmington, DE 19809 | Filing Company (icoe) | 2019-09-21 ~ 2019-09-21 |
| Franklin Templeton International Trust | C/o Legal/blue Sky Department, San Mateo, CA 94403-1906 | Filing Company (icoe) | 2019-09-21 ~ 2019-09-21 |