This dataset includes 1.41 million licenses issued wtih Connecticut Department of Consumer Protection (TDLR).
| Licensee Name | Office Address | Credential | Effective / Expiration |
|---|---|---|---|
| 1ws Credit Income Fund | 1290 Avenue Od The Americas, New York, NY 10104 | Investment Company - Other | 2020-02-14 ~ 2021-02-14 |
| Guggenheim Defined Portfolios, Series 1938 | C/o Guggenheim Funds Distributors, LLC, Chicago, IL 60606 | Investment Company - Other | 2019-09-20 ~ 2020-09-20 |
| Predex | 17605 Wright St, Omaha, NE 68130-2033 | Investment Company - Other | 2020-01-03 ~ 2021-01-03 |
| Stone Ridge Trust Vi | 809 S 60th St Ste 210, Milwaukee, WI 53214-3363 | Investment Company - Other | 2019-12-31 ~ 2020-12-31 |
| Guggenehim Defined Portfolios, Series 1843; | C/o Guggenheim Fund Distributors, LLC, Chicago, IL 60606 | Investment Company - Other | 2019-01-02 ~ 2020-01-02 |
| Ameriprise Certificate Company | 70100 Ameriprise Financial Center, Minneapolis, MN 55440-0010 | Investment Company - Other | 2020-01-11 ~ 2021-01-11 |
| Alternative Investment Partners Absolute Return Fund Sts | 100 Front Street, West Conshohocken, PA 19428 | Investment Company - Other | 2020-02-16 ~ 2021-02-16 |
| Guggenheim Defined Portfolios, Series 1972 | 227 West Monroe St, Chicago, IL 60606 | Investment Company - Other | 2019-12-19 ~ 2020-12-19 |
| Guggenheim Defined Portfolios, Series 1970 | 227 West Monroes Street, Chicago, IL 60606 | Investment Company - Other | 2019-12-17 ~ 2020-12-17 |
| Cross Shore Discovery Fund | 2960 North Meridian Street, Indianapolis, IN 46208 | Investment Company - Other | 2020-01-23 ~ 2021-01-23 |
| Blackstone Real Estate Income Fund | 345 Park Avenue, 28th Floor, New York, NY 10154 | Investment Company - Other | 2020-01-24 ~ 2021-01-24 |
| Axonic Alternative Income Fund | 390 Park Avenue, New York, NY 10022 | Investment Company - Other | 2019-12-31 ~ 2020-12-31 |
| Advisors Disciplined Trust 1974 | 1825 Base Camp Road, Monument, CO 80132 | Investment Company - Other | 2019-12-10 ~ 2020-12-10 |
| Federated Project and Trade Finance Tender Fund | 201 Progress Parkway, Maryland Heights, MO 63043 | Investment Company - Other | 2019-12-09 ~ 2020-12-09 |
| Stone Ridge Trust II | 615 E Michigan Street, Milwaukee, WI 53202 | Investment Company - Other | 2020-01-03 ~ 2021-01-03 |
| Grosvenor Registered Multi-strategy Fund (w), LLC | 900 North Michigan Avenue, Chicago, IL 60611 | Investment Company - Other | 2019-08-30 ~ |
| Invesco Unit Trusts, Municipal Series 1328; | 3500 Lacey Roadc, Downers Grove, IL 60515-5456 | Investment Company - Other | 2018-12-04 ~ 2019-12-04 |
| Advisors Disciplined Trust 1927: | 18925 Basec Amp Road, Monument, CO 80132-3415 | Investment Company - Other | 2018-11-20 ~ 2019-11-20 |
| Ft 7692 | 120 Eeast Liberty Drive, Wheaton, IL 60187 | Investment Company - Other | 2018-11-16 ~ 2019-11-16 |
| Guggenheim Defined Portfolios, Series 1828: | C/o Guggenheim Asset Distributors, LLC, Chicago, IL 60606 | Investment Company - Other | 2018-11-16 ~ 2019-11-16 |
| Guggenheim Defined Portfolios, Series 1826; | C/o Guggenheim Asset Management, Inc., Chicago, IL 60606 | Investment Company - Other | 2018-11-15 ~ 2019-11-15 |
| A3 Alternative Credit Fund | 93 Madison St Ste 303, Denver, CO 80206-5408 | Investment Company - Other | 2019-09-12 ~ 2020-09-12 |
| Wildermuth Endowment Fund | 11525 Park Woods Circle, Alpharetta, GA 30005 | Investment Company - Other | 2020-01-09 ~ 2021-01-09 |
| Guggenheim Defined Portfolios, Series 1953 | 337 West Monroe Street, Chicago, IL 60606 | Investment Company - Other | 2019-11-04 ~ 2020-11-04 |
| Alternative Strategies Fund | 80 Arkay Drive, Hauppauge, NY 11788 | Investment Company - Other | 2019-11-16 ~ 2020-11-16 |
| Ft 8355 | 120 East Liberyy Drive, Wheaton, IL 60187 | Investment Company - Other | 2019-11-05 ~ 2020-11-05 |
| Ft 7685 | 120 East Liberty Drvie, Wheaton, IL 60187 | Investment Company - Other | 2018-11-09 ~ 2019-11-09 |
| Ft 7671 | 120 East Libertydriv E, Wheaton, IL 60187 | Investment Company - Other | 2018-11-09 ~ 2019-11-09 |
| Ft 7684 | 120 East Li Berty Drive, Wheaton, IL 60187 | Investment Company - Other | 2018-11-07 ~ 2019-11-07 |
| City National Rochdale Strategic Credit Fund | 400 Park Avnue, New York, NY 10022-4406 | Investment Company - Other | 2019-11-26 ~ 2020-11-26 |
| Cion Ares Diversified Credit Fund | 3 Park Avenue, New York, NY 10016 | Investment Company - Other | 2019-12-22 ~ 2020-12-22 |
| Fs Credit Income Fund | 1400 16th Street, Denver, CO 80202 | Investment Company - Other | 2019-10-03 ~ 2020-10-03 |
| Feg Absolute Access Fund I LLC | 201 East Fifth Street, Cincinnati, OH 45202 | Investment Company - Other | 2019-12-21 ~ 2020-12-21 |
| Guggenheim Defined Portfolios, Series 1824 | C/o Guggenheim Defined Portfolios, LLC, Chicago, IL 60606 | Investment Company - Other | 2018-11-02 ~ 2019-11-02 |
| Bmo Lgm Frontier Markets Equity Fund | 111 East Kilbourn Avenue, Suite 200, Milwaukee, WI 53202 | Investment Company - Other | 2019-12-03 ~ 2020-12-03 |
| Guggehniem Defined Portfolios, Series 1816 | C/o Guggehneim Funds Distributors, LLC, Chicago, IL 60606 | Investment Company - Other | 2018-10-23 ~ 2019-10-23 |
| Guggenheim Defined Portfolios, Series 1947 | 227 West Monre Street, Chicago, IL 60606 | Investment Company - Other | 2019-10-18 ~ 2020-10-18 |
| Ft 8248 | 120 East Liberty Dr, Wheaton, IL 60187 | Investment Company - Other | 2019-09-27 ~ 2020-09-27 |
| Invesco Unit Trusts, Series 2004; | 3500 Lacey Road, Suite 700, Downers Grove, IL 60515 | Investment Company - Other | 2019-10-17 ~ 2020-10-17 |
| Invesco Unit Trusts, Series 2001 | 3500 Lacey Rd, Downers Grove, IL 60515 | Investment Company - Other | 2019-10-04 ~ 2020-10-04 |
| Ft 8338 : | 120 East Liberty Road, Wheaton, IL 60187 | Investment Company - Other | 2019-10-10 ~ 2020-10-10 |
| Guggenheim Defined Portfolios, Series 1812; | C/o Guggenheim Funds Distributors,,llc, Chicagoq, IL 60606 | Investment Company - Other | 2018-10-12 ~ 2019-10-12 |
| Guggenheim Defined Portfolios, Series 1811 | C/o Guggenheim Fuinds Distributors, LLC, Chicago, IL 60606 | Investment Company - Other | 2018-10-12 ~ 2019-10-12 |
| Advisors Disciplined Trust 1964 | 18920 Base Camp Road, Monument, CO 80132 | Investment Company - Other | 2019-10-10 ~ 2020-10-08 |
| Invesco Unit Trusts: Series 2002 | 3500 Lacey Rd Ste 700, Downers Grove, IL 60515-5456 | Investment Company - Other | 2019-10-10 ~ 2020-10-09 |
| Morgan Creek Global Equity Long/short Institutional Fund | 301 West Barbee Chapel Road, Chapel Hill, NC 27517 | Investment Company - Other | 2019-10-03 ~ 2020-10-03 |
| Guggenheim Defined Portfolios, Series 1940 | 27 West Monroe Street, Chicago, IL 60606 | Investment Company - Other | 2019-09-30 ~ 2020-09-30 |
| Guggenheim Defined Portfolios, Series 1941 | 237 West Monroe Street, Chicago, IL 60606 | Investment Company - Other | 2019-09-30 ~ 2020-09-30 |
| Ft 7615 | 120east Libery Drive, Wheaton, IL 60187 | Investment Company - Other | 2018-09-26 ~ 2019-09-26 |
| Invesco Unit Trusts, Municipal Series 1340 | 3500 Lcey Road, Downers Grove, IL 60515-5456 | Investment Company - Other | 2019-09-17 ~ 2020-09-17 |
| Invesco Unit Trusts, Series 1993 | 3500lacey Road, Downers Grove, IL 60515-5456 | Investment Company - Other | 2019-09-05 ~ 2020-09-05 |
| Invesco Unit Trusts, Municipal Series 1339 | Invesco Capital Markets, Inc., Downers Grove, IL 60515-5456 | Investment Company - Other | 2019-07-16 ~ 2020-07-16 |
| Ft 8421 | 120 East Liberty Drive, Wheaton, IL 60187 | Investment Company - Other | 2019-12-04 ~ 2021-12-04 |
| Ft 8344 | 120 East Liberty Drive, Wheaton, IL 60187 | Investment Company - Other | 2019-11-01 ~ 2021-11-01 |
| Ft 8778 | 120 East Liberty Drive, Wheaton, IL 60187 | Investment Company - Other | 2020-06-26 ~ 2021-06-26 |
| Ft 8785 | 120 East Liberty Drive, Wheaton, IL 60187 | Investment Company - Other | 2020-06-26 ~ 2021-06-26 |
| Ft 8762 | 120 East Liberty Drive, Wheaton, IL 60187 | Investment Company - Other | 2020-06-26 ~ 2021-06-26 |
| Ft 8779 | 120 East Liberty Drive, Wheaton, IL 60187 | Investment Company - Other | 2020-06-26 ~ 2021-06-26 |
| Ft 8780 | 120 East Liberty Drive, Wheaton, IL 60187 | Investment Company - Other | 2020-06-26 ~ 2021-06-26 |
| Ft 8747 | 120 East Liberty Drive, Wheaton, IL 60187 | Investment Company - Other | 2020-06-25 ~ 2021-06-25 |
| Ft 8776 | 120 East Liberty Drive, Wheaton, IL 60187 | Investment Company - Other | 2020-06-25 ~ 2021-06-25 |
| Ft 8777 | 120 East Liberty Drive, Wheaton, IL 60187 | Investment Company - Other | 2020-06-25 ~ 2021-06-25 |
| Ft 8701 | 120 East Liberty Drive, Wheaton, IL 60187 | Investment Company - Other | 2020-06-25 ~ 2021-06-25 |
| Ft 8748 | 120 East Liberty Drive, Wheaton, IL 60187 | Investment Company - Other | 2020-06-25 ~ 2021-06-25 |
| Ft 8745 | 120 East Liberty Drive, Wheaton, IL 60187 | Investment Company - Other | 2020-06-24 ~ 2021-06-24 |
| Guggenheim Defined Portfolios, Series 2040 | 120 East Liberty Drive, Wheaton, IL 60187 | Investment Company - Other | 2020-06-24 ~ 2021-06-24 |
| Ft 8782 | 120 East Liberty Drive, Wheaton, IL 60187 | Investment Company - Other | 2020-06-23 ~ 2021-06-23 |
| Ft 8784 | 120 East Liberty Drive, Wheaton, IL 60187 | Investment Company - Other | 2020-06-22 ~ 2021-06-22 |
| Ft 8752 | 120 East Liberty Drive, Wheaton, IL 60187 | Investment Company - Other | 2020-06-22 ~ 2021-06-22 |
| Ft 8585 | 120 East Liberty Drive, Wheaton, IL 60187 | Investment Company - Other | 2020-06-19 ~ 2021-06-19 |
| Ft 8758 | 120 East Liberty Drive, Wheaton, IL 60187 | Investment Company - Other | 2020-06-18 ~ 2021-06-18 |
| Ft 8781 | 120 East Liberty Drive, Wheaton, IL 60187 | Investment Company - Other | 2020-06-18 ~ 2021-06-18 |
| Ft 8742 | 120 East Liberty Drive, Wheaton, IL 60187 | Investment Company - Other | 2020-06-17 ~ 2021-06-17 |
| Guggenheim Defined Portfolios, Series 2031 | 227 West Monroe Street, Chicago, IL 60606 | Investment Company - Other | 2020-06-17 ~ 2021-06-17 |
| Ft 8761 | 120 East Liberty Drive, Wheaton, IL 60187 | Investment Company - Other | 2020-06-16 ~ 2021-06-16 |
| Ft 8680 | 120 East Liberty Drive, Wheaton, IL 60187 | Investment Company - Other | 2020-06-16 ~ 2021-06-16 |
| Invesco Unit Trusts, Series 2060 | 3500 Lacey Road, Downers Grove, IL 60515 | Investment Company - Other | 2020-06-15 ~ 2021-06-15 |
| Ft 8744 | 120 East Liberty Drive, Wheaton, IL 60187 | Investment Company - Other | 2020-06-12 ~ 2021-06-12 |
| Ft 8754 | 120 East Liberty Drive, Wheaton, IL 60187 | Investment Company - Other | 2020-06-12 ~ 2021-06-12 |
| Ft 8739 | 120 East Liberty Drive, Wheaton, IL 60187 | Investment Company - Other | 2020-06-12 ~ 2021-06-12 |
| Ft 8738 | 120 East Liberty Drive, Wheaton, IL 60187 | Investment Company - Other | 2020-06-12 ~ 2021-06-12 |
| Advisors Disciplined Trust 2019 | 18925 Base Camp Road, Monument, CO 80132 | Investment Company - Other | 2020-06-11 ~ 2021-06-11 |
| Ft 8737 | 120 East Liberty Drive, Wheaton, IL 60187 | Investment Company - Other | 2020-06-11 ~ 2021-06-11 |
| Ft 8757 | 120 East Liberty Drive, Wheaton, IL 60187 | Investment Company - Other | 2020-06-11 ~ 2021-06-11 |
| Advisors Disciplined Trust 2018 | 18925 Base Camp Road, Monument, CO 80132 | Investment Company - Other | 2020-06-10 ~ 2021-06-10 |
| Ft 8733 | 120 East Liberty Drive, Wheaton, IL 60187 | Investment Company - Other | 2020-06-10 ~ 2021-06-10 |
| Ft 8743 | 120 East Liberty Drive, Wheaton, IL 60187 | Investment Company - Other | 2020-06-10 ~ 2021-06-10 |
| Ft 8720 | 120 East Libery Drive, Wheaton, IL 60187 | Investment Company - Other | 2020-06-10 ~ 2021-06-10 |
| Ft 8731 | 120 East Liberty Drive, Wheaton, IL 60187 | Investment Company - Other | 2020-06-10 ~ 2021-06-10 |
| Ft 8756 | 120 East Liberty Drive, Wheaton, IL 60187 | Investment Company - Other | 2020-06-10 ~ 2021-06-10 |
| Invesco Unit Trusts, Series 2058 | 3500 Lacey Road, Downers Grove, IL 60515 | Investment Company - Other | 2020-06-09 ~ 2021-06-09 |
| Advisors Disciplined Trust 2017 | 18925 Base Camp Road, Monument, CO 80132 | Investment Company - Other | 2020-06-09 ~ 2021-06-09 |
| Ft 8741 | 120 East Liberty Drive, Wheaton, IL 60187 | Investment Company - Other | 2020-06-09 ~ 2021-06-09 |
| Ft 8732 | 120 East Liberty Drive, Wheaton, IL 60187 | Investment Company - Other | 2020-06-09 ~ 2021-06-09 |
| Guggenheim Defined Portfolios, Series 2028 | 227 West Monroe Street, Chicago, IL 60606 | Investment Company - Other | 2020-06-08 ~ 2021-06-08 |
| Guggenheim Defined Portfolios, Series 2027 | 227 West Monroe Street, Chicago, IL 60606 | Investment Company - Other | 2020-06-08 ~ 2021-06-08 |
| Advisors Disciplined Trust 2016 | 18925 Base Camp Road, Monument, CO 80132 | Investment Company - Other | 2020-06-05 ~ 2021-06-05 |
| Advisors Disciplined Trust 2032 | 18925 Base Camp Road, Monument, CO 80132 | Investment Company - Other | 2020-06-05 ~ 2021-06-05 |
| Ft 8730: | 120 East Libery Drive, Wheaton, IL 60187 | Investment Company - Other | 2020-06-05 ~ 2021-06-05 |
| Ft 8736: | 120 East Liberty Drive, Wheaton, IL 60187 | Investment Company - Other | 2020-06-05 ~ 2021-06-05 |