This dataset includes 1.41 million licenses issued wtih Connecticut Department of Consumer Protection (TDLR).
| Licensee Name | Office Address | Credential | Effective / Expiration |
|---|---|---|---|
| Lord Abbett Trust I | 90 Hudson St, Jersey City, NJ 07302 | Filing Company (icoe) | 2020-04-17 ~ 2021-12-31 |
| Fpa Funds Trust | 11400 West Olympic Boulevard, Los Angeles, CA 90064 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Fpa Capital Fund, Inc. | 11400 West Olympic Blvd., Suite 1200, Los Angeles, CA 90064 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Fpa Paramount Fund, Inc. | 11400 W. Olympic Boulevard, Suite #1200, Los Angeles, CA 90064 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Advisors' Inner Circle Fund (the) | 101 Federal Street, Boston, MA 02110 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| The Hartford Mutual Funds | Attention: Ryan Trombi, Boston, MA 02210 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| International Growth and Income Fund | Stewart Tower, San Francisco, CA 94120 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Keeley Funds, Inc. | 615 E Michigan Street Lc-2, Milwaukee, WA 53202 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Pimco Managed Accounts Trust | 1633 Broadway, New York, NY 10019 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| General New Jersey Municipal Money Market Fund, Inc. | The Dryfus Corporation, New York, NY 10166 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| General Municipal Money Market Funds, Inc. | 200 Park Avenue, 8th Floor West, New York, NY 10166 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Prudential Jennison Small Company Fund, Inc. | 100 Mulbery Street, Newark, NJ 07102-4077 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Pfm Funds | One Corporate Drive, Bohemia, NY 11716 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Prudential Investment Portfolios, Inc. 17 | Gateway Center Three, Newark, NJ 07102-4077 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Boyar Value Fund, Inc. | 32 W 39th St, New York, NY 10018-3810 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Dreyfus Premier Gnma Fund, Inc. | 200 Park Ave. 8th Floor, New York, NY 10166 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Dreyfus Ultra Short Income Fund | 200 Park Avenue, 8th Floor, New York, NY 10166 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Dreyfus Sustainable U.S. Equity Fund, Inc. (the) | 200 Park Ave., 8th Floor West, New York, NY 10166 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Dreyfus International Funds, Inc. | 200 Park Avenue, 8th Flr, New York, NY 10166 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| American High-income Municipal Bond Fund | 333 South Hope Street, 52nd Flr, Los Angeles, CA 90071 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| American Funds Fundamental Investors | One Market, Steuart Tower, San Francisco, CA 94120 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Community Capital Trust | 2500 Weston Road, Weston, FL 33331 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Pioneer Series Trust IIi | 60 State Street, Boston, MA 02109 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Hsbc Funds | 4249 Easton Way, Columbus, OH 43219 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Pioneer Bond Fund | 201 Rt. 17 North, Rutherford, NJ 07070 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Pioneer Series Trust Viii | 201 Route 17 North, Rutherford, NJ 07070 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Pioneer Fund | Blue Sky Mls, Inc., Rutherford, NJ 07070 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Allianz Funds | 1633 Broadway 42nd Floor, New York, NY 10019 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Bertolet Capital Trust | 745 Fifth Avenue - 2400, New York, NY 10151 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Segall Bryant & Hamill Trust | 225 Pictoria Drive, Ste 305, Cincinnati, OH 45246 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Conestoga Funds | Radnor Court, Radnor, PA 19087 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Midas Series Trust | 11 Hanover Square, New York, NY 10005 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Pinnacle Capital Management Funds Trust | 100 Limestone Plaza, Fayetteville, NY 13066 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Caldwell & Orkin Funds, Inc. | 100 South Ashley Drive, Tampa, FL 33602 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| State Farm Associates' Funds Trust | Three State Farm Plaza, N1, Bloomington, IL 61710-0001 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Guidestone Funds | 5005 Lyndon B. Johnson Freeway, Dallas, TX 75244-6152 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Forum Funds | 3 Canal Plaza, Portland, ME 04101 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| American Century Target Maturities Trust | 1665 Charleston Road, Mountain View, CA 94043 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| T. Rowe Price Small-cap Stock Fund, Inc. | 100 E. Pratt Street, Baltimore, MD 21202 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| T. Rowe Price Floating Rate Fund, Inc. | 100 Easat Pratt Street, Baltimore, MD 21202 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Cohen & Steers Preferred Securities and Income Fund, Inc. | 280 Park Avenue, New York, NY 10017 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Putnam Diversified Income Trust | 529 Main Street, Boston, MA 02129 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Alight Series Trust | 100 Half Day Road, Lincolnshire, IL 60069 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Credit Suisse Opportunity Funds | Eleven Madison Avenue, New York, NY 10010 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Cgm Trust | One International Place, Boston, MA 02110 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Litman Gregory Funds Trust | 1676 North California Boulevard, Walnut Creek, CA 94596 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Centre Funds | 48 Wall Street, New York, NY 10005 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Cook & Bynum Funds Trust | 2204 Lakeshore Drive, Birmingham, AL 35209 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Paradigm Funds | Nine Elk Street, Albany, NY 12207-1002 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Forester Funds (the) | 100 E. Cook Avenue, Libertyville, IL 60048 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Azzad Funds | 3141 Fairview Park, Falls Church, VA 22042 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Pnc Funds | One East Pratt Street, Baltimore, MD 21202 | Filing Company (icoe) | 2019-09-21 ~ 2019-11-15 |
| Intrepid Capital Management Funds Trust | 615 E. Michigan Street, Milwaukee, WI 53202 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Fpa New Income, Inc. | 11400 West Olympic Blvd., Suite 1200, Los Angeles, CA 90064 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Franklin Global Trust | One Franklin Parkway, San Mateo, CA 94403-1906 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Sanford C. Bernstein Fund II, Inc. | 1345 Avenue of The Americas, New York, NY 10105 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Managed Account Series II | 100 Bellevue Parkway, Wilmington, DE 19809 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Mfs Series Trust Vii | 500 Boylston Street, Boston, MA 02116 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Mfs Institutional Trust | 500 Boylston Street, Boston, MA 02116 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Managed Account Series | 100 Bellevue Parkway, Wilmington, DE 19809 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Mfs Series Trust Xv | 111 Huntington Avenue, Boston, MA 02199 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Mfs Series Trust Xvi | 111 Huntington Avenue, Boston, MA 02199 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Blackstone Alternative Investment Funds | 345 Park Avenue, New York, NY 10154 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| New Perspective Fund (a Delaware Statutory Trust) | 333 South Hope Street, Los Angeles, CA 90071 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Alger Global Focus Fund | 111 Fifth Avenue, New York, NY 10003 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Gabelli Utilities Fund (the) | One Corporate Center, Rye, NY 10580-1422 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Gateway Trust | 399 Boylston Street, Boston, MA 02116 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| General New York Amt-free Municipal Money Market Fund | The Dreyfus Corporation, New York, NY 10166 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Pax World Funds Series Trust IIi | 30 Penhallow Street, Portsmouth, NH 03801-3853 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Prudential Investment Portfolios 16 | 100 Mulberry Street, Newark, NJ 07102-4077 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Prudential Jennison Natural Resources Fund, Inc. | 100 Mulberry Street, Newark, NJ 07102-4077 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Prudential Global Total Return Fund, Inc. | 655 Broad Street, Newark, NJ 07102 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Prudential Jennison Mid-cap Growth Fund, Inc. | 100 Mulberry Street, Newark, NJ 07102-4077 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Prudential Jennison Blend Fund, Inc. | 100 Mulberry Street, Newark, NJ 07102-4077 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Target Portfolio Trust (the) | 100 Mulberry Street, Newark, NJ 07102-4077 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Fidelity Oxford Street Trust | 245 Summer Street, Boston, MA 02210 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Firsthand Funds | 3435 Stelzer Road, Columbus, OH 43219-8012 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Fidelity Massachusetts Municipal Trust | 82 Devonshire Street - F8g, Boston, MA 02109 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Fidelity Magellan Fund | 82 Devonshire Street - F8g, Boston, MA 02109 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Fidelity Capital Trust | 245 Summer Street, Boston, MA 02210 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Fidelity Advisor Series II | 82 Devonshire Street-zw10, Boston, MA 02109 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Delaware Group Equity Funds V | One Commerce Square, Philadelphia, PA 19103 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Dreyfus Treasury Securities Cash Management | 200 Park Avenue - 8th Floor West, New York, NY 10166 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Dreyfus Treasury Obligations Cash Management | The Dreyfus Corporation, New York, NY 10286 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Citizensselect Funds | The Dreyfus Service Corporation, New York, NY 10166 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Capital World Growth and Income Fund | 333 South Hope Street, Los Angeles, CA 90071 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Bond Fund of America (the) | 333 South Hope Street, Los Angeles, CA 90071 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Capital Group Emerging Markets Total Opportunities Fund | 6455 Irvine Center Drive, Irvine, CA 92618 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Dreyfus Appreciation Fund, Inc. | 200 Park Avenue 8th Floor West, New York, NY 10166 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Dreyfus New Jersey Municipal Bond Fund, Inc. | The Dreyfus Corporation, New York, NY 10166 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Dreyfus Midcap Index Fund, Inc. | The Dreyfus Corporation, New York, NY 10166 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Blackrock Natural Resources Trust | P.o. Box 9011, Princeton, NJ 08543-9011 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Blackrock Series, Inc. | 800 Scudders Mill Road, Plainsboro, NJ 08536 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Blackrock Emerging Markets Fund, Inc. | 800 Scudders Mill Road, Plainsboro, NJ 08536 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Blackrock California Municipal Series Trust | P.o. Box 9011, Princeton, NJ 08543-9011 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Blackrock Global Allocation Fund, Inc. | P.o. Box 9011, Princeton, NJ 08546-9011 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Blackrock Financial Institutions Series Trust | P.o. Box 9011, Princeton, NJ 08543-9011 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| American Mutual Fund | 333 South Hope Street, 55th Flr, Los Angeles, CA 90071 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| American Funds Tax-exempt Series II (the) | 333 South Hope Street, Los Angeles, CA 90071 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| American Funds Global Balanced Fund | One Market, San Francisco, CA 94105-1409 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |