This dataset includes 1.41 million licenses issued wtih Connecticut Department of Consumer Protection (TDLR).
| Licensee Name | Office Address | Credential | Effective / Expiration |
|---|---|---|---|
| Invesco Unit Trusts, Municipal Series 1349 | 3500 Lacey Road, Downers Grove, IL 60515 | Investment Company - Other | 2020-06-23 ~ 2021-06-23 |
| Ft 8774 | 120 Liberty Drive, Wheaton, IL 601876 | Investment Company - Other | ~ |
| Flat Rock Opportunity Fund | 1350 6th Avenue, New York, NY 10019 | Investment Company - Other | 2020-07-02 ~ 2021-07-02 |
| Griffin Institutional Access Real Estate Fund | 1520 Grand Avenue, El Segundo, CA 90245 | Investment Company - Other | 2020-06-30 ~ 2021-06-30 |
| Ft 8751 | 120 East Libery Drive, Wheaton, IL 60187 | Investment Company - Other | 2020-06-22 ~ 2021-06-22 |
| Altegris Kkr Commitments Master Fund | 1200 Prospect Street, La Jolla, CA 92037 | Investment Company - Other | 2019-06-17 ~ 2020-06-17 |
| Ft 8083 | 120 Eas Tliberty Drive, Wheaton, IL 60187 | Investment Company - Other | 2019-06-17 ~ 2020-06-17 |
| Guggenheim Defined Portfolios,, Series 2030 | 227 West Monroe Street, Chicago, IL 60606 | Investment Company - Other | 2020-06-17 ~ 2021-06-17 |
| Guggenheim Defined Portfolios, Series 1908: | C/o Guc/o Guggenheim Funds Distributors, LLC, Chicago, IL 60606 | Investment Company - Other | 2019-06-17 ~ 2020-06-17 |
| Invesco Unit Trusts, Series 2059 | 3500 Laccey Road, Downers Grove, IL 60515 | Investment Company - Other | 2020-06-11 ~ 2021-06-11 |
| Invesco Unit Trusts, Series 2059 | 3500 Lacey Roadd, Downers Grove, IL 60515 | Investment Company - Other | 2020-06-11 ~ 2021-06-11 |
| Ft 8734 | 120 East Libertdy Drive, Wheaton, IL 60187 | Investment Company - Other | 2020-06-16 ~ 2021-06-16 |
| American Beacon Sound Point Enhanced Income Fund | 220 Las Colinas Blvd E Ste 1200, Irving, TX 75039-5503 | Investment Company - Other | 2020-07-02 ~ 2021-07-02 |
| Advisors Disciplined Trust 2020 | 18925 Base Camp Road, Monument, CO 80132 | Investment Company - Other | 2021-06-12 ~ 2022-06-12 |
| Guggenheim Defined Portfolios, Series 2029 | 227 West Monroe Streeet, Chicago, IL 60606 | Investment Company - Other | 2020-06-12 ~ 2021-06-12 |
| Cim Real Assets & Credit Fund | 4700 Wilshire Boulevard, Los Angeles, CA 90010 | Investment Company - Other | 2020-04-30 ~ 2021-04-30 |
| Sharespost 100 Fund | 1150 Bayhill Drive, San Bruno, CA 94066 | Investment Company - Other | 2020-08-08 ~ 2021-08-08 |
| Advisors Disciplined Trust 1941 | 189 Base Camp Road, Monument, CO 8013234 | Investment Company - Other | 2019-06-07 ~ 2020-06-07 |
| Guggenheim Defined Portfolios, Series 1903; | C/o Guggenhem Funds Distriibutors, LLC, Chicago, IL 60606 | Investment Company - Other | 2019-06-07 ~ 2020-06-07 |
| Guggenheim Defined Portfolios, Series 1901 | C/o Guggenheim Funds Distributors, Inc., Chicgo, IL 60606 | Investment Company - Other | 2019-06-06 ~ 2020-06-06 |
| Aip Multi-strategy Fund P | One Tower Bridge, West Conshohocken, PA 19428 | Investment Company - Other | 2020-06-16 ~ 2021-06-16 |
| Goldman Sachs Real Estate Diversified Income Fund | 200 West St, New York, NY 10282 | Investment Company - Other | 2020-05-15 ~ 2021-05-15 |
| Smart Trust 477 | 2001 Route 46, Parsippany, NJ 07054 | Investment Company - Other | 2020-05-28 ~ 2021-05-28 |
| Resource Real Estate Diversified Income Fund | 1845 Walnut St, 18th Fl, Philadelphia, PA 19103 | Investment Company - Other | 2020-01-28 ~ 2020-05-15 |
| Guggenheim Defined Portfolios, Series 1897 | C/o Guggenheim Funds Distributors, Chicago, IL 60606 | Investment Company - Other | 2019-05-28 ~ 2020-05-28 |
| Ironwood Multi-strategy Fund LLC | Steuart Tower, San Francisco, CA 94105 | Investment Company - Other | 2020-05-26 ~ 2021-05-26 |
| Ft 8565 | 20 East Liberty Drive, Wheaton, IL 60187 | Investment Company - Other | 2020-03-04 ~ 2021-03-04 |
| Smart Trust 431 | C/o Hennion & Walsh, Inc., Parsippany, NJ 07054 | Investment Company - Other | 2019-05-23 ~ 2020-05-23 |
| Guggenheim Defined Portfolios, Series 1896 | C/o Guggengheim Funds Distributors, LLC, Chicago, IL 60606 | Investment Company - Other | 2019-05-23 ~ 2020-05-23 |
| Morgan Stanley Portfolios, Series 31 - | C/o Morgan Stanley Smith Barnes, LLC, Purcchase, NY 10577 | Investment Company - Other | 2019-05-22 ~ 2020-05-22 |
| Ft 8013 | 120 East Liberty Drie, Wheaton, IL 60187 | Investment Company - Other | 2019-05-20 ~ 2020-05-20 |
| Ft 8692 | 120 East Libert Drive, Wheaton, IL 60187 | Investment Company - Other | 2020-05-20 ~ 2021-05-20 |
| Carlyle Tactical Private Credit Fund | 6803 South Tucson Way, Centennial, CO 80112-3200 | Investment Company - Other | 2020-06-05 ~ 2021-06-05 |
| Morgan Stanley Portfolios, Series 41 | 2000 Westchester Avenue, Purchase, NY 10577 | Investment Company - Other | 2020-05-08 ~ 2021-05-08 |
| Ft 8007 | 120 East Libety Drive, Wheaton, IL 60187 | Investment Company - Other | 2019-05-10 ~ 2020-05-10 |
| Advisors Disciplined Trust 1926 | 18925 Base Amp Road, Monument, CO 80132-3415 | Investment Company - Other | 2019-05-08 ~ 2020-05-08 |
| Advisors Disciplined Trust 1926: | 18925 Base C Amp Road, Monument, CO 80132-3415 | Investment Company - Other | 2019-05-08 ~ 2020-05-08 |
| Bbr Alo Fund, LLC | 140 E. 45th Street, New York, NY 10017 | Investment Company - Other | 2020-05-01 ~ 2021-05-01 |
| Partners Group Private Income Opportunities, LLC | C/o 1114 Avenue of The Americas, New York, NY 10036 | Investment Company - Other | 2020-05-18 ~ 2021-05-18 |
| Morgan Stanley Portfolios, Series 30 - | C/o Morgan Stanley Smith Barney, LLC, Purchase, NY 10577 | Investment Company - Other | 2019-05-01 ~ 2020-05-01 |
| Ft 7985 | 120 Eaast Liberty Drive, Wheaton, IL 60187 | Investment Company - Other | 2019-04-29 ~ 2020-04-29 |
| Guggenheim Defined Portfolios, Series 2017: | 2227 West Monroe Street, Chicago, IL 60606 | Investment Company - Other | 2020-04-29 ~ 2021-04-29 |
| Advisors Disciplined Trust 1964: | 18925 Base Camp Rd, Monument, CO 80132-3415 | Investment Company - Other | 2019-10-08 ~ 2020-10-08 |
| Advisors Disciplined Trust 2010; | 18925 Bade Camp Road, Monument, CO 80132 | Investment Company - Other | 2020-04-24 ~ 2021-04-24 |
| Ft 8634 | 120 East Liberty Druve, Wheaton, IL 60187 | Investment Company - Other | 2020-04-14 ~ 2021-04-14 |
| Ft 8663: | 120 East Liberty Street, Wheaton, IL 60187 | Investment Company - Other | 2020-04-07 ~ 2021-04-07 |
| Stone Ridge Trust V | Us Bancorp Fund Services, LLC, Milwaukee, WI 53202 | Investment Company - Other | 2020-05-23 ~ 2021-05-23 |
| Angel Oak Financial Strategies Income Term Trust | C/o Usbancorp Fund Services, LLC, Milwaukee, WI 53202 | Investment Company - Other | 2020-05-31 ~ 2021-05-31 |
| Ellington Income Opportunities Fund | C/o Us Bancorp Fund Services, LLC, Milwaukee, WI 53202 | Investment Company - Other | 2020-06-10 ~ 2021-06-10 |
| Ft 7990 | 120 Est Liberty Drive, Wheaton, IL 60187 | Investment Company - Other | 2019-04-18 ~ 2020-04-18 |
| Advisors Disciplined Trust 1935 | 18925 Baase Camp Road, Monument, CO 80132-3415 | Investment Company - Other | 2019-04-18 ~ 2020-04-18 |
| Invesco Unit Trusts, Series 2046: | 3500 Laey Road, Downers Grove, IL 60515 | Investment Company - Other | 2020-04-14 ~ 2021-04-14 |
| Guggenheim Defined Portfolios, Series 2001: | 227 West Nonroe Street, Chicago, IL 60606 | Investment Company - Other | 2020-03-30 ~ 2021-03-30 |
| Ft 7948 | 120 East Liberety Drive, Wheaton, IL 60187 | Investment Company - Other | 2019-04-09 ~ 2020-04-09 |
| Ft 7982 | 1120 East Liberty Drive, Wheaton, IL 60187 | Investment Company - Other | 2019-04-03 ~ 2020-04-03 |
| Smart Trust 421 | 2001 Route 46, Parsippany, NJ 07054 | Investment Company - Other | 2019-03-22 ~ 2020-03-22 |
| Ft 8612 | 120 East Lierty Drive, Wheaton, IL 60187 | Investment Company - Other | 2020-03-20 ~ 2021-03-20 |
| Guggenheim Defined Portfolios, Series 1874 | C/o Guggenheim Funbds Distributors, LLC, Chicago, IL 60606 | Investment Company - Other | 2019-03-22 ~ 2020-03-22 |
| Morgan Stanley Portfolios, Series 29- Stocks for 2021, Seri | C/o Mogan Stanley Smith Barney LLC, Purchase, NY 10577 | Investment Company - Other | 2019-03-21 ~ 2020-03-21 |
| Invesco Unit Trusts, Series 1977; | 3500 Lacey Roa, Downers Grove, IL 60515-5456 | Investment Company - Other | 2019-06-17 ~ 2020-06-17 |
| Smart Trust 468 | 2001 Route 45, Parsippany, NJ 07054 | Investment Company - Other | 2020-03-13 ~ 2021-03-13 |
| Skybridge G II Fund, LLC | 527 Madison Avenue, New York, NY 10022 | Investment Company - Other | 2020-03-17 ~ 2021-03-17 |
| Ft 8575: | 120 East Librty Drive, Wheaton, IL 60187 | Investment Company - Other | 2020-03-13 ~ 2021-03-13 |
| Invesco Unit Trusts, Series 2039: | 3500 Lacey Raod, Downers Grove, IL 60515 | Investment Company - Other | 2020-03-10 ~ 2021-03-10 |
| Resource Credit Income Fund | 1845 Walnut Street, Philadelphia, PA 19103 | Investment Company - Other | 2020-03-31 ~ 2021-03-31 |
| Infinity Core Alternative Fund | 803 West Michigan Street, Milwaukee, WI 53233 | Investment Company - Other | 2020-05-01 ~ 2021-05-01 |
| Morgan Stanley Portfolio, Series 39-al & Robotics, Series 2 | 2000 Westminster Avenue, Purchase, NY 10577 | Investment Company - Other | 2020-03-05 ~ 2021-03-05 |
| Kkr Credit Opportunities Portfolio | C/o Us Bancorp Fund Services LLC, Milwaukee, WI 53202 | Investment Company - Other | 2020-03-02 ~ 2021-03-02 |
| Ft 8554 | 10 East Liberty Drive, Wheaton, IL 60187 | Investment Company - Other | 2020-02-28 ~ 2021-02-28 |
| Hatteras Core Alternatives Tei Fund, L.p. | 8816 Six Forks Road, Raleigh, NC 27615 | Investment Company - Other | 2019-02-26 ~ 2020-02-26 |
| Ft 8523 | 120 East Liberty Dive, Wheaton, IL 60187 | Investment Company - Other | 2020-02-26 ~ 2021-02-26 |
| Guggenheim Defined Portfolios, Series 1863 | C/o Guggenhiem Funds Distributors, LLC, Chicago, IL 60606 | Investment Company - Other | 2019-02-25 ~ 2020-02-25 |
| Blackrock Credit Strategies Fund | 100 Bellevue Parkway, Wilmington, DE 19809 | Investment Company - Other | 2020-03-01 ~ 2021-03-01 |
| Smart Trust 417 | 2001 Route 40, Parsippany, NJ 07054 | Investment Company - Other | 2019-02-21 ~ 2020-02-21 |
| Ft 7868 | 120 Eastliberty Drive, Wheaton, IL 60187 | Investment Company - Other | 2019-02-20 ~ 2020-02-20 |
| Yield Street Prisim Fund Inc. | 300 Park Ave, Fl 15, New York, NY 10022 | Investment Company - Other | 2020-02-13 ~ 2021-02-13 |
| Ft 8542 | 120 Eat Liberty Drive, Wheaton, IL 60187 | Investment Company - Other | 2020-02-14 ~ 2021-02-14 |
| Ft 8551 | C/o First Trust Portfolios L.p., Wheaton, IL 60187 | Investment Company - Other | 2020-02-14 ~ 2021-02-14 |
| Ft 8595 | 120 East Liberty Drivw, Wheaton, IL 60187 | Investment Company - Other | 2020-02-13 ~ 2021-02-13 |
| Ft 7883 | 120 East Lioberty Drive, Wheaton, IL 60187 | Investment Company - Other | 2019-02-13 ~ 2020-02-13 |
| Ft 7814 | 120 East Liberty Driv E, Wheaton, IL 60187 | Investment Company - Other | 2019-02-12 ~ 2020-02-12 |
| Invesco Senior Loan Fund | 1555 Peachtree Street Ne, Atlanta, GA 30309 | Investment Company - Other | 2020-02-18 ~ 2021-02-18 |
| Invesco Unit Trusts, Series 2030 | 3500 Lacey Rod, Downers Grove, IL 60515 | Investment Company - Other | 2020-02-06 ~ 2021-02-06 |
| Rocket Global Innovation Fund II, Lp | 60 East 42nd Street, New York, NY 10165 | Investment Company - Other | 2020-02-11 ~ 2021-11-26 |
| Ft 8320 | 120 East Liberty Drive, Wheaton, IL 60187 | Investment Company - Other | 2020-02-11 ~ 2021-12-13 |
| Hartford Schroders Opportunistic Income Fund | 690 Lee Rd, Wayne, PA 19087 | Investment Company - Other | 2019-11-01 ~ |
| Flowstone Opportunity Fund | 444 West Lake Street, Chicago, IL 60606 | Investment Company - Other | 2020-04-01 ~ 2021-04-01 |
| Blackstone Alternative Alpha Fund | 345 Park Avenue 28th Floor, New York, NY 10154 | Investment Company - Other | 2019-02-20 ~ 2020-02-20 |
| Morgan Stanley Portfolios, Series 26- | C/o Morgan Stanley Smith Barney LLC, Purchase, NY 10577 | Investment Company - Other | 2019-01-31 ~ 2020-01-31 |
| Pioneer Securitized Income Fund | 60 State St, Fl 19, Boston, MA 02109 | Investment Company - Other | 2019-12-11 ~ 2020-12-11 |
| Destra International & Event-driven Credit Fund | One North Wacker Drive, Chicago, IL 60606 | Investment Company - Other | 2020-03-26 ~ 2021-03-26 |
| Ft 8254: | 120 E Liberty Dr Ste 400, Wheaton, IL 60187-5455 | Investment Company - Other | 2019-09-30 ~ 2020-09-30 |
| Invesco Unit Trusts, Series 1939; | 3500 Lavey Road, Downers Grove, IL 60515-5456 | Investment Company - Other | 2019-01-25 ~ 2020-01-25 |
| Smart Trust 413 | 2001 Rpute 46, Parsippany, NJ 07054 | Investment Company - Other | 2019-01-24 ~ 2020-01-24 |
| Ft 7818 | 120east Liberty Drive, Wheaton, IL 60187 | Investment Company - Other | 2019-01-17 ~ 2020-01-17 |
| Pomona Investment Fund | 780 Third Avenue, New York, NC 10017 | Investment Company - Other | 2020-03-11 ~ 2021-03-11 |
| Destra Multi - Alternative Fund | 1 N Wacker Dr Fl 48, Chicago, IL 60606-2829 | Investment Company - Other | 2020-03-05 ~ 2021-03-05 |
| Cliffwater Corporate Lending Fund | 235 West Galena Street, Milwaukee, WI 53212 | Investment Company - Other | 2020-03-06 ~ 2021-03-06 |
| Ft 7787 | 120 Eaat Liberty Drive, Wheaton, IL 60187 | Investment Company - Other | 2019-01-09 ~ 2020-01-09 |
| Nexpoint Real Estate Strategies Fund | 300 Crescent Court, Dallas, TX 75201 | Investment Company - Other | 2020-01-29 ~ 2021-01-29 |