This dataset includes 1.41 million licenses issued wtih Connecticut Department of Consumer Protection (TDLR).
Licensee Name | Office Address | Credential | Effective / Expiration |
---|---|---|---|
Hs Investments Eu15 L.p. | 1 Royal Plaza, Guernsey | Securities - Exemptions | 2020-06-15 ~ |
Cycle Venture Partners Fund I Lp - Lumeda Series 1 | 50 Limewood Avenue, Branford, CT 06405 | Securities - Exemptions | 2020-06-17 ~ |
Crestview Partners Iv, Lp | 590 Madison Avenue, New York, NY 10065 | Securities - Exemptions | 2020-06-17 ~ |
New Mountain Partners Vi, L.p. | 787 7th Ave, Fl 49, New York, NY 10019 | Securities - Exemptions | 2020-04-17 ~ |
Bluearc Securitized Investors Fund (qp), A Series of Bluearc Core Alternatives, LLC | One Buckhead Plaza, Atlanta, GA 30305 | Securities - Exemptions | 2020-06-17 ~ |
Purjeena, Inc. | 6 Mount Holly Drive, Rye, NY 10580 | Securities - Exemptions | 2020-06-17 ~ |
Proformex, LLC | 1001 Lakeside Avenue, Cleveland, OH 44114 | Securities - Exemptions | 2020-06-17 ~ |
Hggc Associates Iv, L.p. | 1950 University Avenue, Palo Alto, CA 94303 | Securities - Exemptions | 2020-06-17 ~ |
Vive Organic, Inc. | 2554 Lincoln Boulevard, Venice, CA 90291 | Securities - Exemptions | 2020-06-17 ~ |
Oha Tactical Investment Fund, L.p. | 201 Main St, Suite 1250, Fort Worth, TX 76102 | Securities - Exemptions | 2020-06-12 ~ |
Rockpoint Real Estate Fund Vi, L.p. | 3953 Maple Ave, Ste 300, Dallas, TX 75219 | Securities - Exemptions | 2020-06-16 ~ |
Transparentbusiness, Inc. | 228 Park Ave South 16065, New York, NY 10003 | Securities - Exemptions | 2020-06-17 ~ |
Gsp Debt Co-invest, L.p. | 853 Broadway, 16th Floor, New York, NY 10003 | Securities - Exemptions | 2020-06-17 ~ |
Highbridge Convertible Dislocation Fund (cayman), L.p. | C/o Highbridge Capital Management, New York, NY 10172 | Securities - Exemptions | 2020-06-17 ~ |
Highbridge Convetible Dislocation Fund (delaware), L.p. | C/o Highbridge Capital Management, LLC, New York, NY 10172 | Securities - Exemptions | 2020-06-17 ~ |
Grand Avenue Investments Lp - Series 8 | 285 Grand Avenue, Englewood, NJ 07631 | Securities - Exemptions | 2020-06-17 ~ |
Cr Boise Portfolio LLC | 4104 24th Street, San Francisco, CA 94114 | Securities - Exemptions | 2020-06-17 ~ |
Fluent Biosciences Inc. | 201 Dexter Ave, Ste A, Watertown, MA 02472 | Securities - Exemptions | ~ |
1249739 B.c. Ltd | Suite 2300, Bentall 5, Vancouver, BC | Securities - Exemptions | 2020-06-25 ~ |
St. Elmo Apts Lp, LLC | 4901 Keller Springs Road, Addison, TX 75001 | Securities - Exemptions | 2020-06-17 ~ |
Nuclein, LLC | 7301 N Fm 620 Rd, Ste 155-113, Austin, TX 78726 | Securities - Exemptions | 2020-06-23 ~ |
Cofense Holdings Inc. | 1602 Village Market Blvd Se #400, Leesburg, VA 20175 | Securities - Exemptions | 2020-06-24 ~ |
Ourcrowd (investment In Mine) L.p. | 28 Derech Hebron, Jerusalem, IZ | Securities - Exemptions | 2020-06-24 ~ |
Innovation X Holdings V, LLC | 200 Vesey St, Fl25, New York, NY 10281 | Securities - Exemptions | 2020-06-23 ~ |
Innovation X Holdings Series 2020-1 Qp, LLC | 200 Vesey St, Fl 25, New York, NY 10281 | Securities - Exemptions | 2020-06-23 ~ |
Owl Rock Capital Corp IIi | 399 Park Ave, Fl 38, New York, NY 10022 | Securities - Exemptions | 2020-06-22 ~ |
Fig Publishing, Inc. | 335 Madison Ave, Ste 7e, New York, NY 10017 | Securities - Exemptions | 2020-06-19 ~ |
Jinx, Inc. | 6430 Sunset Blvd, Ste 502, Los Angeles, CA 90028 | Securities - Exemptions | 2020-06-23 ~ |
Life Biosciences LLC | 75 Park Plaza, Boston, MA 02116 | Securities - Exemptions | 2020-06-17 ~ |
Faraday Capital Partners, L.p. | 77 Mark Drive, San Rafael, CA 94903 | Securities - Exemptions | 2020-06-17 ~ |
Safespill Systems LLC | 8733 Knigh Rd, Houston, TX 77054 | Securities - Exemptions | 2020-06-19 ~ |
Wm Capital Partners 77, LLC | 100 Congress Avenue, Austin, TX 78701 | Securities - Exemptions | 2020-06-17 ~ |
Rabbit 3 Times LLC | 205 Hudson St, Fl 5, New York, NY 10013 | Securities - Exemptions | 2020-06-18 ~ |
Pairin, Inc. | 3330 Larimer Street, Denver, CO 80205 | Securities - Exemptions | 2020-06-17 ~ |
One01 Capital Partners, L.p. | 1350 Bayshore Highway, Burlingame, CA 94010 | Securities - Exemptions | 2020-06-17 ~ |
Omx Ventures Fund I, LLC | 1 Overlook Pt, Ste 100, Lincolnshire, IL 60069 | Securities - Exemptions | 2020-05-22 ~ |
Csi It Holdings, LLC | 601 Brickell Key Drive, Miami, FL 33131 | Securities - Exemptions | 2020-06-17 ~ |
Khp Strategic 12 Lp | 325 Greenwich Ave, Fl 3, Greenwich, CT 06830 | Securities - Exemptions | 2020-06-19 ~ |
Printforia, Inc. | 4060 S Grant St, Ste 100, Washougal, WA 98671 | Securities - Exemptions | 2020-06-19 ~ |
Comvest Credit Partners V International (cayman), L.p. | 525 Okeechobee Boulevard, West Palm Beach, FL 33401 | Securities - Exemptions | 2020-06-17 ~ |
High Conviction Fund - Series 1 | Iifl Centre, Kamala City, Mumbai, I2 400013 | Securities - Exemptions | 2020-06-17 ~ |
Clara Analystics, Inc. | 451 El Camino Real, Ste 201, Santa Clara, CA 95050 | Securities - Exemptions | 2020-06-19 ~ |
Fugio Fund Xi Vc, Lp | Bny Mellon Center, 39th Floor, Pittsburgh, PA 15258 | Securities - Exemptions | 2020-06-17 ~ |
Dark Horse Fund I Lp | 225 Wilmington Est Chester Pike, Fl 2, Chadds Ford, PA 19317 | Securities - Exemptions | 2020-06-29 ~ |
Ellington Enhanced Income Fund Ltd. | C/o Ellington Global Asset Management, Old Greenwich, CT 06870 | Securities - Exemptions | 2020-06-17 ~ |
Bridge Agency Mbs Fund International Lp | Cayman Corporate Center, 27 Hospital Rd, George Town, CY | Securities - Exemptions | 2020-06-19 ~ |
Inner Loop Capital Fund, Lp | Legg Mason Tower, Fl. 23rd, Regus Office, Baltimore, MD 21202 | Securities - Exemptions | 2020-06-17 ~ |
Bl Fund II, A Series of Ault Krug Venues, Lp | 411 1st Ave S, Seattle, WA 98104 | Securities - Exemptions | 2020-06-17 ~ |
Sublimity Therapeutics Holdco Limited | 11 Old Finglas Rd, Dublin | Securities - Exemptions | 2020-05-07 ~ |
Iif Erisa Lp | 270 Park Ave, Fl 7, New York, NY 10017 | Securities - Exemptions | 2020-05-01 ~ |
Imbed Biosciences, Inc. | 5520 Nobel Dr Ste 100, Fitchburg, WI 53711-4910 | Securities - Exemptions | 2020-06-19 ~ |
Homestead Capital Usa Farmland Fund IIi, L.p. | One Embarcadero Cener, San Francisco, CA 94111 | Securities - Exemptions | 2020-06-17 ~ |
Avid Ventures Fund I, L.p. | 228 Park Ave S, #64272, New York, NY 10003 | Securities - Exemptions | 2020-06-19 ~ |
Onex Senior Loan Opportunity Fund I, L.p. | 930 Sylvan Ave, Englewood Cliffs, NJ 07632 | Securities - Exemptions | 2020-06-12 ~ |
Aew Partners Real Estate Fund Ix Feeder, L.p. | Two Seaport La, Boston, MA 02210 | Securities - Exemptions | 2020-06-18 ~ |
Modumate, Inc. | 1460 Mission St, San Francisco, CA 94103 | Securities - Exemptions | 2020-06-12 ~ |
Cleargov, Inc. | 2 Mill and Main, Maynard, MA 01754 | Securities - Exemptions | 2020-06-12 ~ |
Galaxy Institutional Bitcoin Fund Lp | 107 Grand St, Fl 8, New York, NY 10013 | Securities - Exemptions | 2020-06-17 ~ |
Section Capital Iv, Lp | 855 El Camino Real, Palo Alto, CA 94301 | Securities - Exemptions | 2020-06-12 ~ |
Equityzen Growth Technology Fund LLC - Series 581 | 45 West 27th Street, New York, NY 10001 | Securities - Exemptions | 2020-06-12 ~ |
Kernis Inc. | 11 Varick St, Apt 2n, New York, NY 10013 | Securities - Exemptions | 2020-06-18 ~ |
Trudatarx, Inc. | 143 Chapel Hill Road, Norwich, VT 05055 | Securities - Exemptions | 2020-06-12 ~ |
137 Ventures V, L.p. | 49 Geary St, Ste 500, San Francisco, CA 94108 | Securities - Exemptions | 2020-06-16 ~ |
Gec Fellow Barber Fund I, Lp | 141 Dorchester Avenue, Boston, MA 02127 | Securities - Exemptions | 2020-06-12 ~ |
Fund Fg-azm, A Series of Forge Investments LLC | 6510 S Millrock Drive, Salt Lake City, UT 84121 | Securities - Exemptions | 2020-06-12 ~ |
Ya Global Investments II (u.s), Lp | 1012 Springfield Avenue, Mountainside, NJ 07092 | Securities - Exemptions | 2020-06-12 ~ |
Tailor Ridge Real Estate Lending Fund I, Lp | 231 Douglas Ave Unit C5, Providence, RI 02908-3767 | Securities - Exemptions | 2020-06-11 ~ |
Cdx Medical Holdings, Inc. | Two Executive Boulevard, Suffern, NY 10901 | Securities - Exemptions | 2020-06-18 ~ |
Jvm Multi-family Premier Fund Iv, LLC | 903 Commerce Dr, Ste 250, Oak Brook, IL 60523 | Securities - Exemptions | 2020-06-12 ~ |
Ocean Link Partners II Interholding L.p. | Ugland House, Po Box 309, Grand Cayman, CY | Securities - Exemptions | 2020-06-10 ~ |
Ycp IIi Lakeshirts Aiv (qof), L.p. | 8500 Normandale Lake Blvd, Minneapolis, MN 55437 | Securities - Exemptions | 2020-06-12 ~ |
Cellfe, Inc. | 980 Atlantic Ave, Ste 110, Alameda, CA 94501 | Securities - Exemptions | 2020-06-17 ~ |
Connacht Equity Long/short Partners Lp | 3 Columbus Circle, Ste 1725, New York, NY 10019 | Securities - Exemptions | 2020-06-12 ~ |
Invictus Apps, Inc. | 470 James Street, Suite 007, New Haven, CT 06513 | Securities - Exemptions | 2020-06-12 ~ |
Cullinan Mica Corp. | 11099 North Torrey Pines Road, La Jolla, CA 92037 | Securities - Exemptions | 2020-06-12 ~ |
Thomas Bravo Discover Fund IIi-p, L.p. | 150 N Riverside Plaza, Ste 2800, Chicago, IL 60606 | Securities - Exemptions | 2020-06-12 ~ |
Nr Hudson Valley Investment, LLC | 2020 Ponce De Leon Blvd Ste 1104, Homestead, FL 33034 | Securities - Exemptions | 2020-06-17 ~ |
Tcw Talf Fund Opportunities Fund Lp | C/o Tcw Asset Management Company LLC, Los Angeles, CA 90017 | Securities - Exemptions | 2020-06-12 ~ |
Cloudastructure, Inc. | 55 E 3rd Ave, San Mateo, CA 94401 | Securities - Exemptions | 2020-06-18 ~ |
Ocean Link Partners II Interholding, L.p. | Ugland House, Grand Cayman Ky1-1104, CT | Securities - Exemptions | 2020-06-10 ~ |
India Acorn Fund (delaware) LLC | 20 Reid Street, Hamilton, B2 HM11 | Securities - Exemptions | 2020-06-10 ~ |
Polar Long/short Fund (us) Lp | 401 Bay Street, Toronto, ON | Securities - Exemptions | 2020-06-17 ~ |
Third Point Structured Credit Opportunities Offshore Fund Lp | 55 Hudson Yards, New York, NY 10001 | Securities - Exemptions | 2020-06-16 ~ |
Aberdeen Standard Venture Partners Xii, L.p. | 712 Fifth Avenue, New York, NY 10019 | Securities - Exemptions | 2020-06-12 ~ |
Cc - Tiger Global, L.p. | 1048 Pearl Street, Boulder, CO 80302 | Securities - Exemptions | 2020-06-12 ~ |
Elements Drinks Co. | 180 Varick Street, New York, NY 10014 | Securities - Exemptions | 2020-06-12 ~ |
Fundersclub Mtq LLC | 237 Kearny St #424, San Francisco, CA 94108 | Securities - Exemptions | 2020-06-12 ~ |
Ep Hedged Equity Strategies Ltd. | 375 Park Ave, Fl 28, New York, NY 10152 | Securities - Exemptions | 2020-06-17 ~ |
Crowdplay, Inc. | 500 Atlantic Avenue, Boston, MA 02210 | Securities - Exemptions | 2020-06-10 ~ |
Otis Collection LLC | 228 Park Ave S, #86651, New York, NY 10003 | Securities - Exemptions | 2020-06-18 ~ |
Ares Credit Hedge Fund (de) Lp | C/o Ares Management LLC, Los Angeles, CA 90067 | Securities - Exemptions | 2020-06-10 ~ |
Bc Partners Xi Gd - 2 Lp | Floor 2, Trafalgar Court, St Peter Port, Guernsey, GY1 4LY | Securities - Exemptions | 2020-06-10 ~ |
Thoma Bravo Explore Fund, L.p. | 150 North Riverside Plaza, Chicago, IL 60606 | Securities - Exemptions | 2020-06-10 ~ |
Cater Mutifamily Growth & Income Fund II, LLC | 4890 W. Kennedy Blvd #200, Tampa, FL 33609 | Securities - Exemptions | 2020-06-12 ~ |
Humanigen, Inc. | 533 Airport Blvd, Ste 400, Burlingame, CA 94010 | Securities - Exemptions | 2020-06-16 ~ |
Sciens Water Opportunities Cayman Fund Lp | Harneys, Harbour Place, 4th Floor, Grand Cayman, CY KY11002 | Securities - Exemptions | 2020-06-10 ~ |
Tcw Talf Opportunities (bpi) Feeder Fund Lp | C/o Maples Corporate Services Limited, Grand Cayman, CY KY11104 | Securities - Exemptions | 2020-06-12 ~ |
1903 Partners, LLC | Prudential Tower, 800 Boylston Street, Boston, MA 02199 | Securities - Exemptions | 2020-06-18 ~ |
Nalanda India Equity Fund Ltd | Rm 203a, 2nd Floor, Moka Business Centre, Mauritius, 0000 | Securities - Exemptions | 2020-06-12 ~ |
Radial Equity I Lp | 745 Fifth Aveue, New York, NY 10151 | Securities - Exemptions | 2020-06-10 ~ |