Connecticut License


Jurisdiction: Connecticut
Source: Connecticut Department of Consumer Protection

This dataset includes 1.41 million licenses issued wtih Connecticut Department of Consumer Protection (TDLR).

Securities - Exemptions · Search Result

Licensee Name Office Address Credential Effective / Expiration
Hs Investments Eu15 L.p. 1 Royal Plaza, Guernsey Securities - Exemptions 2020-06-15 ~
Cycle Venture Partners Fund I Lp - Lumeda Series 1 50 Limewood Avenue, Branford, CT 06405 Securities - Exemptions 2020-06-17 ~
Crestview Partners Iv, Lp 590 Madison Avenue, New York, NY 10065 Securities - Exemptions 2020-06-17 ~
New Mountain Partners Vi, L.p. 787 7th Ave, Fl 49, New York, NY 10019 Securities - Exemptions 2020-04-17 ~
Bluearc Securitized Investors Fund (qp), A Series of Bluearc Core Alternatives, LLC One Buckhead Plaza, Atlanta, GA 30305 Securities - Exemptions 2020-06-17 ~
Purjeena, Inc. 6 Mount Holly Drive, Rye, NY 10580 Securities - Exemptions 2020-06-17 ~
Proformex, LLC 1001 Lakeside Avenue, Cleveland, OH 44114 Securities - Exemptions 2020-06-17 ~
Hggc Associates Iv, L.p. 1950 University Avenue, Palo Alto, CA 94303 Securities - Exemptions 2020-06-17 ~
Vive Organic, Inc. 2554 Lincoln Boulevard, Venice, CA 90291 Securities - Exemptions 2020-06-17 ~
Oha Tactical Investment Fund, L.p. 201 Main St, Suite 1250, Fort Worth, TX 76102 Securities - Exemptions 2020-06-12 ~
Rockpoint Real Estate Fund Vi, L.p. 3953 Maple Ave, Ste 300, Dallas, TX 75219 Securities - Exemptions 2020-06-16 ~
Transparentbusiness, Inc. 228 Park Ave South 16065, New York, NY 10003 Securities - Exemptions 2020-06-17 ~
Gsp Debt Co-invest, L.p. 853 Broadway, 16th Floor, New York, NY 10003 Securities - Exemptions 2020-06-17 ~
Highbridge Convertible Dislocation Fund (cayman), L.p. C/o Highbridge Capital Management, New York, NY 10172 Securities - Exemptions 2020-06-17 ~
Highbridge Convetible Dislocation Fund (delaware), L.p. C/o Highbridge Capital Management, LLC, New York, NY 10172 Securities - Exemptions 2020-06-17 ~
Grand Avenue Investments Lp - Series 8 285 Grand Avenue, Englewood, NJ 07631 Securities - Exemptions 2020-06-17 ~
Cr Boise Portfolio LLC 4104 24th Street, San Francisco, CA 94114 Securities - Exemptions 2020-06-17 ~
Fluent Biosciences Inc. 201 Dexter Ave, Ste A, Watertown, MA 02472 Securities - Exemptions ~
1249739 B.c. Ltd Suite 2300, Bentall 5, Vancouver, BC Securities - Exemptions 2020-06-25 ~
St. Elmo Apts Lp, LLC 4901 Keller Springs Road, Addison, TX 75001 Securities - Exemptions 2020-06-17 ~
Nuclein, LLC 7301 N Fm 620 Rd, Ste 155-113, Austin, TX 78726 Securities - Exemptions 2020-06-23 ~
Cofense Holdings Inc. 1602 Village Market Blvd Se #400, Leesburg, VA 20175 Securities - Exemptions 2020-06-24 ~
Ourcrowd (investment In Mine) L.p. 28 Derech Hebron, Jerusalem, IZ Securities - Exemptions 2020-06-24 ~
Innovation X Holdings V, LLC 200 Vesey St, Fl25, New York, NY 10281 Securities - Exemptions 2020-06-23 ~
Innovation X Holdings Series 2020-1 Qp, LLC 200 Vesey St, Fl 25, New York, NY 10281 Securities - Exemptions 2020-06-23 ~
Owl Rock Capital Corp IIi 399 Park Ave, Fl 38, New York, NY 10022 Securities - Exemptions 2020-06-22 ~
Fig Publishing, Inc. 335 Madison Ave, Ste 7e, New York, NY 10017 Securities - Exemptions 2020-06-19 ~
Jinx, Inc. 6430 Sunset Blvd, Ste 502, Los Angeles, CA 90028 Securities - Exemptions 2020-06-23 ~
Life Biosciences LLC 75 Park Plaza, Boston, MA 02116 Securities - Exemptions 2020-06-17 ~
Faraday Capital Partners, L.p. 77 Mark Drive, San Rafael, CA 94903 Securities - Exemptions 2020-06-17 ~
Safespill Systems LLC 8733 Knigh Rd, Houston, TX 77054 Securities - Exemptions 2020-06-19 ~
Wm Capital Partners 77, LLC 100 Congress Avenue, Austin, TX 78701 Securities - Exemptions 2020-06-17 ~
Rabbit 3 Times LLC 205 Hudson St, Fl 5, New York, NY 10013 Securities - Exemptions 2020-06-18 ~
Pairin, Inc. 3330 Larimer Street, Denver, CO 80205 Securities - Exemptions 2020-06-17 ~
One01 Capital Partners, L.p. 1350 Bayshore Highway, Burlingame, CA 94010 Securities - Exemptions 2020-06-17 ~
Omx Ventures Fund I, LLC 1 Overlook Pt, Ste 100, Lincolnshire, IL 60069 Securities - Exemptions 2020-05-22 ~
Csi It Holdings, LLC 601 Brickell Key Drive, Miami, FL 33131 Securities - Exemptions 2020-06-17 ~
Khp Strategic 12 Lp 325 Greenwich Ave, Fl 3, Greenwich, CT 06830 Securities - Exemptions 2020-06-19 ~
Printforia, Inc. 4060 S Grant St, Ste 100, Washougal, WA 98671 Securities - Exemptions 2020-06-19 ~
Comvest Credit Partners V International (cayman), L.p. 525 Okeechobee Boulevard, West Palm Beach, FL 33401 Securities - Exemptions 2020-06-17 ~
High Conviction Fund - Series 1 Iifl Centre, Kamala City, Mumbai, I2 400013 Securities - Exemptions 2020-06-17 ~
Clara Analystics, Inc. 451 El Camino Real, Ste 201, Santa Clara, CA 95050 Securities - Exemptions 2020-06-19 ~
Fugio Fund Xi Vc, Lp Bny Mellon Center, 39th Floor, Pittsburgh, PA 15258 Securities - Exemptions 2020-06-17 ~
Dark Horse Fund I Lp 225 Wilmington Est Chester Pike, Fl 2, Chadds Ford, PA 19317 Securities - Exemptions 2020-06-29 ~
Ellington Enhanced Income Fund Ltd. C/o Ellington Global Asset Management, Old Greenwich, CT 06870 Securities - Exemptions 2020-06-17 ~
Bridge Agency Mbs Fund International Lp Cayman Corporate Center, 27 Hospital Rd, George Town, CY Securities - Exemptions 2020-06-19 ~
Inner Loop Capital Fund, Lp Legg Mason Tower, Fl. 23rd, Regus Office, Baltimore, MD 21202 Securities - Exemptions 2020-06-17 ~
Bl Fund II, A Series of Ault Krug Venues, Lp 411 1st Ave S, Seattle, WA 98104 Securities - Exemptions 2020-06-17 ~
Sublimity Therapeutics Holdco Limited 11 Old Finglas Rd, Dublin Securities - Exemptions 2020-05-07 ~
Iif Erisa Lp 270 Park Ave, Fl 7, New York, NY 10017 Securities - Exemptions 2020-05-01 ~
Imbed Biosciences, Inc. 5520 Nobel Dr Ste 100, Fitchburg, WI 53711-4910 Securities - Exemptions 2020-06-19 ~
Homestead Capital Usa Farmland Fund IIi, L.p. One Embarcadero Cener, San Francisco, CA 94111 Securities - Exemptions 2020-06-17 ~
Avid Ventures Fund I, L.p. 228 Park Ave S, #64272, New York, NY 10003 Securities - Exemptions 2020-06-19 ~
Onex Senior Loan Opportunity Fund I, L.p. 930 Sylvan Ave, Englewood Cliffs, NJ 07632 Securities - Exemptions 2020-06-12 ~
Aew Partners Real Estate Fund Ix Feeder, L.p. Two Seaport La, Boston, MA 02210 Securities - Exemptions 2020-06-18 ~
Modumate, Inc. 1460 Mission St, San Francisco, CA 94103 Securities - Exemptions 2020-06-12 ~
Cleargov, Inc. 2 Mill and Main, Maynard, MA 01754 Securities - Exemptions 2020-06-12 ~
Galaxy Institutional Bitcoin Fund Lp 107 Grand St, Fl 8, New York, NY 10013 Securities - Exemptions 2020-06-17 ~
Section Capital Iv, Lp 855 El Camino Real, Palo Alto, CA 94301 Securities - Exemptions 2020-06-12 ~
Equityzen Growth Technology Fund LLC - Series 581 45 West 27th Street, New York, NY 10001 Securities - Exemptions 2020-06-12 ~
Kernis Inc. 11 Varick St, Apt 2n, New York, NY 10013 Securities - Exemptions 2020-06-18 ~
Trudatarx, Inc. 143 Chapel Hill Road, Norwich, VT 05055 Securities - Exemptions 2020-06-12 ~
137 Ventures V, L.p. 49 Geary St, Ste 500, San Francisco, CA 94108 Securities - Exemptions 2020-06-16 ~
Gec Fellow Barber Fund I, Lp 141 Dorchester Avenue, Boston, MA 02127 Securities - Exemptions 2020-06-12 ~
Fund Fg-azm, A Series of Forge Investments LLC 6510 S Millrock Drive, Salt Lake City, UT 84121 Securities - Exemptions 2020-06-12 ~
Ya Global Investments II (u.s), Lp 1012 Springfield Avenue, Mountainside, NJ 07092 Securities - Exemptions 2020-06-12 ~
Tailor Ridge Real Estate Lending Fund I, Lp 231 Douglas Ave Unit C5, Providence, RI 02908-3767 Securities - Exemptions 2020-06-11 ~
Cdx Medical Holdings, Inc. Two Executive Boulevard, Suffern, NY 10901 Securities - Exemptions 2020-06-18 ~
Jvm Multi-family Premier Fund Iv, LLC 903 Commerce Dr, Ste 250, Oak Brook, IL 60523 Securities - Exemptions 2020-06-12 ~
Ocean Link Partners II Interholding L.p. Ugland House, Po Box 309, Grand Cayman, CY Securities - Exemptions 2020-06-10 ~
Ycp IIi Lakeshirts Aiv (qof), L.p. 8500 Normandale Lake Blvd, Minneapolis, MN 55437 Securities - Exemptions 2020-06-12 ~
Cellfe, Inc. 980 Atlantic Ave, Ste 110, Alameda, CA 94501 Securities - Exemptions 2020-06-17 ~
Connacht Equity Long/short Partners Lp 3 Columbus Circle, Ste 1725, New York, NY 10019 Securities - Exemptions 2020-06-12 ~
Invictus Apps, Inc. 470 James Street, Suite 007, New Haven, CT 06513 Securities - Exemptions 2020-06-12 ~
Cullinan Mica Corp. 11099 North Torrey Pines Road, La Jolla, CA 92037 Securities - Exemptions 2020-06-12 ~
Thomas Bravo Discover Fund IIi-p, L.p. 150 N Riverside Plaza, Ste 2800, Chicago, IL 60606 Securities - Exemptions 2020-06-12 ~
Nr Hudson Valley Investment, LLC 2020 Ponce De Leon Blvd Ste 1104, Homestead, FL 33034 Securities - Exemptions 2020-06-17 ~
Tcw Talf Fund Opportunities Fund Lp C/o Tcw Asset Management Company LLC, Los Angeles, CA 90017 Securities - Exemptions 2020-06-12 ~
Cloudastructure, Inc. 55 E 3rd Ave, San Mateo, CA 94401 Securities - Exemptions 2020-06-18 ~
Ocean Link Partners II Interholding, L.p. Ugland House, Grand Cayman Ky1-1104, CT Securities - Exemptions 2020-06-10 ~
India Acorn Fund (delaware) LLC 20 Reid Street, Hamilton, B2 HM11 Securities - Exemptions 2020-06-10 ~
Polar Long/short Fund (us) Lp 401 Bay Street, Toronto, ON Securities - Exemptions 2020-06-17 ~
Third Point Structured Credit Opportunities Offshore Fund Lp 55 Hudson Yards, New York, NY 10001 Securities - Exemptions 2020-06-16 ~
Aberdeen Standard Venture Partners Xii, L.p. 712 Fifth Avenue, New York, NY 10019 Securities - Exemptions 2020-06-12 ~
Cc - Tiger Global, L.p. 1048 Pearl Street, Boulder, CO 80302 Securities - Exemptions 2020-06-12 ~
Elements Drinks Co. 180 Varick Street, New York, NY 10014 Securities - Exemptions 2020-06-12 ~
Fundersclub Mtq LLC 237 Kearny St #424, San Francisco, CA 94108 Securities - Exemptions 2020-06-12 ~
Ep Hedged Equity Strategies Ltd. 375 Park Ave, Fl 28, New York, NY 10152 Securities - Exemptions 2020-06-17 ~
Crowdplay, Inc. 500 Atlantic Avenue, Boston, MA 02210 Securities - Exemptions 2020-06-10 ~
Otis Collection LLC 228 Park Ave S, #86651, New York, NY 10003 Securities - Exemptions 2020-06-18 ~
Ares Credit Hedge Fund (de) Lp C/o Ares Management LLC, Los Angeles, CA 90067 Securities - Exemptions 2020-06-10 ~
Bc Partners Xi Gd - 2 Lp Floor 2, Trafalgar Court, St Peter Port, Guernsey, GY1 4LY Securities - Exemptions 2020-06-10 ~
Thoma Bravo Explore Fund, L.p. 150 North Riverside Plaza, Chicago, IL 60606 Securities - Exemptions 2020-06-10 ~
Cater Mutifamily Growth & Income Fund II, LLC 4890 W. Kennedy Blvd #200, Tampa, FL 33609 Securities - Exemptions 2020-06-12 ~
Humanigen, Inc. 533 Airport Blvd, Ste 400, Burlingame, CA 94010 Securities - Exemptions 2020-06-16 ~
Sciens Water Opportunities Cayman Fund Lp Harneys, Harbour Place, 4th Floor, Grand Cayman, CY KY11002 Securities - Exemptions 2020-06-10 ~
Tcw Talf Opportunities (bpi) Feeder Fund Lp C/o Maples Corporate Services Limited, Grand Cayman, CY KY11104 Securities - Exemptions 2020-06-12 ~
1903 Partners, LLC Prudential Tower, 800 Boylston Street, Boston, MA 02199 Securities - Exemptions 2020-06-18 ~
Nalanda India Equity Fund Ltd Rm 203a, 2nd Floor, Moka Business Centre, Mauritius, 0000 Securities - Exemptions 2020-06-12 ~
Radial Equity I Lp 745 Fifth Aveue, New York, NY 10151 Securities - Exemptions 2020-06-10 ~