Connecticut License


Jurisdiction: Connecticut
Source: Connecticut Department of Consumer Protection

This dataset includes 1.41 million licenses issued wtih Connecticut Department of Consumer Protection (TDLR).

Securities - Reg. D Exemptions · Search Result

Licensee Name Office Address Credential Effective / Expiration
Riverview Ss, LLC 1816 11th Avenue, Seattle, WA 98122 Securities - Reg. D Exemptions 2020-01-07 ~
Kisan Network, Inc. 2345 Yale Street, Palo Alto, CA 94306 Securities - Reg. D Exemptions 2020-01-06 ~
Acrew Capital Fund, L.p. 471 Emerson Street, Palo Alto, CA 94301 Securities - Reg. D Exemptions 2020-01-06 ~
Full In Partners Fund I, Lp 551 Madison Avenue, New York, NY 10022 Securities - Reg. D Exemptions 2020-01-06 ~
Altarock Fund, Lp 500 Cummings Center, Beverly, MA 01915 Securities - Reg. D Exemptions 2020-01-07 ~
Sasof Offshore V., Lp 848 Brickell Avenue, Miami, FL 33131 Securities - Reg. D Exemptions 2020-01-06 ~
Lumos Capital Fund I,lp 135 West 41st Street, New York, NY 10036 Securities - Reg. D Exemptions ~
Clip Towers Investment Fund LLC 22 West Putnam Avenue, Greenwich, CT 06830 Securities - Reg. D Exemptions 2020-01-07 ~
Eclipse Gold Mining Corporation 1400-400 Burnard Street, Vancouver, British Columbia, OC Securities - Reg. D Exemptions 2020-01-07 ~
Private Investor Club Feeder Fund 2019-h, LLC 1111 Isobel Reserve Lane, Tampa, FL 33613 Securities - Reg. D Exemptions 2020-01-06 ~
4 Mile Farm Investors, LLC 1180 Peachtree Street Ne, Atlanta, GA 30309 Securities - Reg. D Exemptions 2020-01-06 ~
Aditum Bio Fund I, Lp 1710 South Amphlet T Blvd., San Mateo, CA 94402 Securities - Reg. D Exemptions 2020-01-07 ~
Ayro, Inc. 900 E. Old Settlers Boulevard, Round Rock, TX 78664 Securities - Reg. D Exemptions 2020-01-06 ~
Morgan Stanley Direct Lending Fund 1585 Broadway, New York, NY 10036 Securities - Reg. D Exemptions 2020-01-06 ~
A&q Metric Spc - Global Opportuntiies, Sp Ugland House, Grand Cayman, Cayman Islands, CT Securities - Reg. D Exemptions 2020-01-06 ~
Rsv Qozb Ltss, Inc. 926 Main Street, Nashville, TN 37206 Securities - Reg. D Exemptions 2020-01-03 ~
Gpb Automotiveportfolio, Lp 159 Northern Blvd, Great Neck, NY 11021 Securities - Reg. D Exemptions 2019-12-27 ~
Er Fund II, A Series of Pre-script Spv, Lp 411 1st Avenue S., Seattle, WA 98104 Securities - Reg. D Exemptions 2020-01-03 ~
Gpb Holdings, Lp 159 Northern Blvd., Great Neck, NY 11021 Securities - Reg. D Exemptions 2019-12-27 ~
Emilio Health, Inc. 2277 Bryant Street, Palo Alto, CA 94301 Securities - Reg. D Exemptions 2020-01-03 ~
Breezeway Homes, Inc. 44-46 Temple Place, Boston, MA 02111 Securities - Reg. D Exemptions 2020-01-06 ~
Boardroom Alpha, Inx. 9 Old Kings Hwt S., Darien, CT 06820 Securities - Reg. D Exemptions 2020-01-03 ~
Gpb Holdings II, Lp 535 West 24th Street, New York, NY 10011 Securities - Reg. D Exemptions 2019-12-27 ~
Gpb Holdings IIi, Lp 1581 Franklin Avenuie, Garden City, NY 11530 Securities - Reg. D Exemptions 2019-12-27 ~
Turncare, Inc. 2225 E. Bayshore Road, Palo Alto, CA 94303 Securities - Reg. D Exemptions 2019-12-06 ~
Unbundled Capital Dl, LLC 2716 Harris Boulevard, Austin, TX 78703 Securities - Reg. D Exemptions 2020-01-06 ~
Patafoods, Inc. 903 South College Avenue, Newark, DE 19713 Securities - Reg. D Exemptions 2020-01-06 ~
Abax Asian Structured Private Credit Fund IIi, Lp Cayman Corporation Centre, George Town, Cayman Islands, CT Securities - Reg. D Exemptions 2020-01-03 ~
Gpb Waste Management Fund, Lp 535 West 24th Street 4th Fl, New York, NY 10011 Securities - Reg. D Exemptions 2019-12-27 ~
Newco Sti, LLC 25 Stiles Ln, Greenwich, CT 06831-2531 Securities - Reg. D Exemptions 2019-12-27 ~
Atreides Special Circumstances Fund, LLC - Series C Dis 28 State Street, 23rd Floor, Boston, MA 02109 Securities - Reg. D Exemptions 2020-01-21 ~
Golden Gate Capital Opportunity Fund, Lp One Embarcadero Center, San Francisco, CA 94111 Securities - Reg. D Exemptions 2020-01-13 ~
Rsc Rollover, LLC 43 Arch Street, Greenwich, CT 06830 Securities - Reg. D Exemptions 2020-01-07 ~
Rsc Escrow, LLC 43 Arch Street, Greenwich, CT 06830 Securities - Reg. D Exemptions 2020-01-07 ~
Blackstone Alternative Solution Vi Fund (offshore), Lp One Grand Central Place, New York, NY 10165 Securities - Reg. D Exemptions 2020-01-07 ~
Blackstone Alternative Solution Vi, Lp 60 East 42nd Street, New York, NY 10165 Securities - Reg. D Exemptions 2020-01-07 ~
Equityzen Growth Technology Fund LLC-- Series 501 45 West 27th Street, New York, NY 10001 Securities - Reg. D Exemptions 2020-01-06 ~
Private Equity Managers (2020). Lp 200 West Street, New York, NY 10282 Securities - Reg. D Exemptions 2020-01-06 ~
Fi Fund, A Series of Ault Krug Ventures, Lp 411 1st Ave. S., Seattle, WA 98104 Securities - Reg. D Exemptions 2020-01-06 ~
Health Catalyst Capital II, Lp 515 Madison Avenue, New York, NY 10022 Securities - Reg. D Exemptions 2020-01-06 ~
Xagent Asset Sale Bp Holdings, LLC 6510 S. Millrock Drive, Salt Lake City, UT 84121 Securities - Reg. D Exemptions 2020-01-06 ~
Gastro Park, LLC 637 New Park Ave, West Hartford, CT 06110 Securities - Reg. D Exemptions 2020-01-06 ~
Enklu, A Series of Jason's Syndicate, LLC 6510 S. Millrock Drive, Salt Lake City, UT 84121 Securities - Reg. D Exemptions 2020-01-06 ~
Fr Vision Holdings, Inc. 290 Harbor Drive, Stamford, CT 06902 Securities - Reg. D Exemptions 2020-01-03 ~
Passco Buckhead Dst 2050 Main Street, Irvine, CA 92614 Securities - Reg. D Exemptions 2020-01-03 ~
In Fund IIi, A Series of Ault Krug Ventures, Lp 411 1st Ave. S., Seattle, WA 98104 Securities - Reg. D Exemptions 2020-01-06 ~
Founders Fund Growth, Lp One Letterman Drive, San Francisco, CA 94129 Securities - Reg. D Exemptions 2020-01-06 ~
Gpb Nyc Development, Lp 535 West 24th Street 4th Fl, New York, NY 10011 Securities - Reg. D Exemptions 2019-12-27 ~
Se Fund I, A Series of Eric Feldman Syndicates, Lp 411 1st Ave. S., Seattle, WA 98104 Securities - Reg. D Exemptions 2020-01-03 ~
Gpb Holdings Qualified, Lp 159 Northern Blvd., Great Neck, NY 11021 Securities - Reg. D Exemptions 2019-12-27 ~
Aqr Adaptive Multi-asset Master Account C/o Ogier Global (cayman) Limited, Camana Bay, Grand Cayman, CY ky19009 Securities - Reg. D Exemptions 2019-12-24 ~