FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC. (Entity# 530088710) is a business registered with Secretary of the Commonwealth of Massachusetts, Corporations Division. The business formed date is February 8, 1977.
| FEIN | 530088710 |
| Entity Name | FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC. |
| Entity Type | Foreign Corporation |
| Principle Address |
1735 K Street, Nw Washington DC 20006 |
| Jurisdiction State | DE |
| Jurisdiction Country | USA |
| Jurisdiction Date | 1936-09-03 |
| Organization Date | 1977-02-08 |
| Active Flag | Y |
| Fiscal Month | 12 |
| Fiscal Day | 31 |
| Merger Allowed | N |
| Annual Report Required | Y |
| Public Corporation | N |
| Profit Flag | N |
| Consent Flag | N |
| Partnership | N |
| Manufacturer | N |
| Resident Agent | Y |
| Old Fiscal Month | 09 |
| Old Fiscal Day | 31 |
| Agent Name | CORPORATION SERVICE COMPANY |
| Agent Address |
84 State Street Boston MA 02109 |
| Title | Name | Term | Business Address | Residential Address |
|---|---|---|---|---|
| SVP | JONATHAN S. SOKOBIN | 1735 K St. N.w., Washington, DC 20006 | ||
| EVP | BILL WOLLMAN | 1735 K St. N.w., Washington, DC 20006 | ||
| SVP | TRACY JOHNSON | 1735 K St. N.w., Washington, DC 20006 | ||
| SVP | GERALDINE M. WALSH | 1735 K St. N.w., Washington, DC 20006 | ||
| CHIEF RISK OFFIC | CARLO V. DI FLORIO | 1735 K St. N.w., Washington, DC 20006 | ||
| DIRECTOR | JOSEPH M. MECANE | 745 Seventh Avenue, New York, NY 10019 | ||
| DIRECTOR | ROBERT W. SCULLY | 9 E 79th Street, New York, NY 10075 | ||
| DIRECTOR | LESLIE F. SEIDMAN | 10 Beechwood Lane, Westport, CT 06880 | ||
| DIRECTOR | ELISSE B. WALTER | 7529 Royal Dominion Drive, Bethesda, MD 20817 | ||
| DIRECTOR | WILLIAM H. HEYMAN | 385 Washington Street, Saint Paul, MN 55102 | ||
| EVP | THOMAS GIRA | 1735 K St. N.w., Washington, DC 20006 | ||
| EVP | STEVEN A. JOACHIM | 1735 K St. N.w., Washington, DC 20006 | ||
| EVP & CIO | STEVEN J. RANDICH | 1735 K St. N.w., Washington, DC 20006 | ||
| EVP | MICHAEL RUFINO | 1735 K St. N.w., Washington, DC 20006 | ||
| EVP | CAMERON FUNKHOUSER | 1735 K St. N.w., Washington, DC 20006 | ||
| EVP | GREGORY AHERN | 1735 K St. N.w., Washington, DC 20006 | ||
| DIRECTOR | MARK S. CASADY | 75 State Street, 24th Floor, Boston, MA 02109 | ||
| DIRECTOR | ROBERT KEENAN | 1609 West Main Street, Russellville, AR 72801 | ||
| DIRECTOR | RICHARD G. KETCHUM | 1735 K St. N.w., Washington, DC 20006 | ||
| DIRECTOR | LUIS M VICEIRA | Baker Library 367, Boston, MA 02163 | ||
| DIRECTOR | JOHN J. BRENNAN | 400 Devon Park Drive, Wayne, PA 19087 | ||
| DIRECTOR | RICHARD S. PECHTER | 500 Park Avenue, New York, NY 10022 | ||
| DIRECTOR | JAMES D. WEDDLE | 12555 Manchester Road, St. Louis, MO 63131 | ||
| DIRECTOR | JOEL SELIGMAN | 240 Wallis Hall, Rochester, NY 14627 | ||
| DIRECTOR | SETH H. WAUGH | 60 Wall Street, 46th Fl, New York, NY 10005 | ||
| EVP | RICHARD W. BERRY | 1735 K St. N.w., Washington, DC 20006 | ||
| DIRECTOR | MARK W. CRESAP | 259 Radnor-chester Road, Radnor, PA 19087 | ||
| DIRECTOR | BRIGITTE C MADRIAN | 79 Jfk Street, Cambridge, MA 02138 | ||
| DIRECTOR | KEVIN A. CARRENO | 300 S. Orange Avenue, Suite 1100, Orlando, FL 32801 | ||
| DIRECTOR | JOHN W. SCHMIDLIN | 15 Springcroft Road, Far Hills, NJ 07931 |
| Name ID | Old Name | Date |
|---|---|---|
| 55868 | NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. | 2007-07-30 |
| Entity Type | Entity Name | Entity Address |
|---|---|---|
| Colorado Business Entities | Financial Industry Regulatory Authority, Inc. | 1735 K Street, Nw, Washington, DC 20006 |
| Oregon Corporations, Companies and Business Names | FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC. | 1735 K St Nw, Washington, DC 20006 |
| Indiana Business Entities | FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC. | 1735 K Street, Nw, Washington, DC 20006 |
| Oklahoma Business Registrations | FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC. | 1735 K St, Nw, Washington, DC 20006 |
| Vermont Business Registrations | FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC. | 1735 K Street Nw, Washington, DC 20006 |
| Iowa Business Entities | FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC. | 1735 K Street Nw, Washington, DC 20006 |
| Connecticut Business Registrations | FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC. | 1735 K Street Nw, Washington, DC 20006 |
| Indiana Business Entities | FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC. FINRA | 9509 Key W Ave, Rockville, MD 20850 |
| Street Address | 1735 K STREET, NW |
| City | WASHINGTON |
| State | DC |
| Zip Code | 20006 |
| Entity Name | Office Address | Start Date |
|---|---|---|
| FINRA DISPUTE RESOLUTION, INC. | 1735 K Street, Nw, Washington, DC 20006 | 2000-03-16 |
| FINRA REGULATION, INC. | 1735 K Street, Nw, Washington, DC 20006 | 1996-12-10 |
| Entity Name | Office Address | Start Date |
|---|---|---|
| SATMAP INCORPORATED | 1700 Pennsylvania Ave. Nw Ste. 560, Washington, DC 20006 | 2015-10-29 |
| STEWARD PARTNERS GLOBAL ADVISORY, LLC | 1776 Eye Street N.w., Suite 700, Washington, DC 20006 | 2015-07-08 |
| D.H. LLOYD & ASSOCIATES INC. | 1625 K Street N.w. #330, Washington, DC 20006 | 2015-05-13 |
| DIONIS HOLDINGS, LLC | 1701 Pennsylvania Ave. N.w., Suite 900, Washington, DC 20006 | 2015-05-12 |
| ARDLEIGH GROUP LLC | 888 16th Street N.w., Suite 650, Washington, DC 20006 | 2015-04-01 |
| SOLON LEGAL GROUP LLC | 1919 Pennsylvania Ave., N.w., Ste 760, Washington, DC 20006 | 2014-05-30 |
| PROMONTORY GROWTH AND INNOVATION, LLC | 801 17th St. N.w., Ste. 1100, Washington, DC 20006 | 2014-04-11 |
| NORVAR HEALTH SERVICES LLC | 1712 1 St. Nw, Ste. 1007, Washington, DC 20006 | 2014-02-04 |
| VIVICAR LAW, P LLC | 1629 K St. N.w. Ste. 300, Washington, DC 20006 | 2013-05-03 |
| LUNG CANCER ALLIANCE | 888 16th St. N.w. Ste. 150, Washington, DC 20006 | 2012-08-16 |
| Role | Name / Organization | Address |
|---|---|---|
| Agent | CORPORATION SERVICE COMPANY |
| City | WASHINGTON |
| Zip Code | 20006 |
Please comment or provide details below to improve the information on FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC..
| Data Provider | Secretary of the Commonwealth of Massachusetts, Corporations Division |
| Jurisdiction | Massachusetts State |
This dataset includes 1.05 million business entities (corporations, LLCs, etc.) registered with Secretary of the Commonwealth of Massachusetts, Corporations Division. Each business is registered with business name, principal address, mailing address, owner name, owner address, entity status, type and creation date.