HARBOR FUNDS (Miscoded as UIT; Should be Open End) (Credential# 1763509) is licensed (Investment Company - Other) with Connecticut Department of Consumer Protection. The license effective date is December 31, 2015. The license expiration date date is July 29, 2016. The license status is INACTIVE.
HARBOR FUNDS (Miscoded as UIT; Should be Open End) is licensed with the Department of Consumer Protection of Connecticut. The credential number is #ICOT.1059494. The credential type is investment company - other. The effective date is December 31, 2015. The expiration date is July 29, 2016. The business address is 111 South Wacker Drive, Chicago, IL 60606. The current status is inactive.
| Licensee Name | HARBOR FUNDS (Miscoded as UIT; Should be Open End) |
| Business Name | HARBOR FUNDS (Miscoded as UIT; Should be Open End) |
| Credential ID | 1763509 |
| Credential Number | ICOT.1059494 |
| Credential Type | Investment Company - Other |
| Business Address |
111 South Wacker Drive Chicago IL 60606 |
| Business Type | BUSINESS |
| Status | INACTIVE - TERMINATED |
| Effective Date | 2015-12-31 |
| Expiration Date | 2016-07-29 |
| Refresh Date | 2019-11-26 |
| Street Address | 111 SOUTH WACKER DRIVE |
| City | CHICAGO |
| State | IL |
| Zip Code | 60606 |
| Licensee Name | Office Address | Credential | Effective / Expiration |
|---|---|---|---|
| Harbor Funds | 111 South Wacker Drive, Chicago, IL 60606 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Licensee Name | Office Address | Credential | Effective / Expiration |
|---|---|---|---|
| Thomas Bravo Discover Fund IIi-p, L.p. | 150 N Riverside Plaza, Ste 2800, Chicago, IL 60606 | Securities - Exemptions | 2020-06-12 ~ |
| Desktop Appraisals and Bifurcated Hybrids and Evaluations · Appraisal Institute | 200 West Madison Steet Suite 1500, Chicago, IL 60606 | Appraisal Continuing Education Course (aal) | 2020-06-19 ~ 2023-04-17 |
| Online Measure It Right: Using The Ansi-z765 2013 Standards for Residential Properties · Appraisal Institute | 200 West Madison Street, Suite 1500, Chicago, IL 60606 | Appraisal Continuing Education Course (aal) | 2020-06-19 ~ 2023-01-23 |
| Guggenheim Defined Portfolios,, Series 2030 | 227 West Monroe Street, Chicago, IL 60606 | Investment Company - Other | 2020-06-17 ~ 2021-06-17 |
| Thoma Bravo Explore Fund, L.p. | 150 North Riverside Plaza, Chicago, IL 60606 | Securities - Exemptions | 2020-06-10 ~ |
| Guggenheim Defined Portfolios, Series 1908: | C/o Guc/o Guggenheim Funds Distributors, LLC, Chicago, IL 60606 | Investment Company - Other | 2019-06-17 ~ 2020-06-17 |
| Guggenheim Defined Portfolios, Series 2029 | 227 West Monroe Streeet, Chicago, IL 60606 | Investment Company - Other | 2020-06-12 ~ 2021-06-12 |
| Pier Panicali | 212 W. Washington, Chicago, IL 60606 | Architect | 2020-08-01 ~ 2021-07-31 |
| Guggenheim Defined Portfolios, Series 1903; | C/o Guggenhem Funds Distriibutors, LLC, Chicago, IL 60606 | Investment Company - Other | 2019-06-07 ~ 2020-06-07 |
| Guggenheim Defined Portfolios, Series 1901 | C/o Guggenheim Funds Distributors, Inc., Chicgo, IL 60606 | Investment Company - Other | 2019-06-06 ~ 2020-06-06 |
| Find all Licenses in zip 60606 | |||
| City | CHICAGO |
| Zip Code | 60606 |
| License Type | Investment Company - Other |
| License Type + County | Investment Company - Other + CHICAGO |
| Licensee Name | Office Address | Credential | Effective / Expiration |
|---|---|---|---|
| Frontier Funds, Inc. - Miscoded As Uit - Really Open-end | 615 East Michigan Street, Milwaukee, WI 53202 | Investment Company - Other | 2018-12-31 ~ 2019-12-31 |
| Harbor Funds | 111 South Wacker Drive, Chicago, IL 60606 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Stone Harbor Investment Funds | 31 West 52nd Street, New York, NY 10019 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Aim Investment Funds (invesco Investment Funds) | 11 Greenway Plaza, Houston, TX 77046 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Bmt Investment Funds | 809 South 60th Street, West Allis, WI 53214 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Aim Investment Securities Funds (invesco Investment Securities Funds) | 11 Greenway Plaza, Houston, TX 77046 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Fmi Funds, Inc. | 615 E. Michigan Street, Lc-2, Milwaukee, WI 53202 | Investment Company - Open End | 2020-01-02 ~ 2020-12-31 |
| Amg Funds | 600 Steamboat Road, Greenwich, CT 06830 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Ppm Funds | 225 West Wacker Drive, Chicago, IL 60606 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Tcw Funds, Inc. | 865 South Figueroa Street, Los Angeles, CA 90017 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Please comment or provide details below to improve the information on HARBOR FUNDS (Miscoded as UIT; Should be Open End).
| Data Provider | Connecticut Department of Consumer Protection |
| Jurisdiction | Connecticut |
| Related Datasets | Connecticut Business Registrations, Connecticut Child Care Facilities |
This dataset includes 1.41 million licenses issued wtih Connecticut Department of Consumer Protection (TDLR).