ALPS Series Trust
Investment Company - Open End


Address: 1290 Broadway, Denver, CO 80203

ALPS Series Trust (Credential# 1767555) is licensed (Investment Company - Open End) with Connecticut Department of Consumer Protection. The license effective date is December 31, 2019. The license expiration date date is December 31, 2020. The license status is ACTIVE.

Business Overview

ALPS Series Trust is licensed with the Department of Consumer Protection of Connecticut. The credential number is #ICOE.1100760. The credential type is investment company - open end. The effective date is December 31, 2019. The expiration date is December 31, 2020. The business address is 1290 Broadway, Denver, CO 80203. The current status is active.

Basic Information

Licensee Name ALPS Series Trust
Business Name ALPS Series Trust
Credential ID 1767555
Credential Number ICOE.1100760
Credential Type Investment Company - Open End
Business Address 1290 Broadway
Denver
CO 80203
Business Type BUSINESS
Status ACTIVE - ACTIVE
Active 1
Effective Date 2019-12-31
Expiration Date 2020-12-31
Refresh Date 2019-12-27

Other licenses

ID Credential Code Credential Type Issue Term Status
1767556 ICOE.1106619 Investment Company - Open End 2019-12-31 - 2020-12-31 ACTIVE
1767553 ICOE.1106620 Investment Company - Open End 2019-12-31 - 2020-12-31 ACTIVE
1767561 ICOE.1088779 Investment Company - Open End 2019-12-31 - 2020-12-31 ACTIVE
1767554 ICOE.1091202 Investment Company - Open End 2019-12-31 - 2020-12-31 ACTIVE
1767559 ICOE.1087935 Investment Company - Open End 2019-12-31 - 2020-12-31 ACTIVE
1767552 ICOE.1100761 Investment Company - Open End 2019-12-31 - 2020-12-31 ACTIVE
1767557 ICOE.1106902 Investment Company - Open End 2019-12-31 - 2020-12-31 ACTIVE
1767558 ICOE.1096253 Investment Company - Open End 2019-12-31 - 2020-12-31 ACTIVE
1758656 FILE.1106902 Filing Company (ICOE) 2019-12-31 - 2020-12-31 ACTIVE
1767560 ICOE.1106901 Investment Company - Open End 2018-12-31 - 2019-09-12 INACTIVE
1763086 ICOE.1078895 Investment Company - Open End 2018-12-31 - 2019-09-09 INACTIVE

Office Location

Street Address 1290 Broadway
City Denver
State CO
Zip Code 80203

Licenses in the same location

Licensee Name Office Address Credential Effective / Expiration
Financial Investors Trust 1290 Broadway, Denver, CO 80203 Investment Company - Open End 2019-12-31 ~ 2020-12-31
James Advantage Funds 1290 Broadway, Denver, CO 80203 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Clough Funds Trust 1290 Broadway, Denver, CO 80203 Investment Company - Open End 2019-12-31 ~ 2020-12-31

Licenses in the same zip code

Licensee Name Office Address Credential Effective / Expiration
Curtis W Fentress 421 Broadway, Denver, CO 80203 Architect 2020-08-01 ~ 2021-07-31
Frontier Funds C/o Equinox Fund Management, LLC, Denver, CO 80203 Securities - Coordination 2019-05-26 ~ 2020-05-26
Stephanie L Reardon 1901 Grant Street, Apt 921, Denver, CO 80203 Real Estate Salesperson 2020-06-01 ~ 2021-05-31
D4 Equity-kannapolis LLC 1410 N Grant St., Denver, CO 80203 Securities - Exemptions 2020-02-18 ~
Sean Glenn Douglas Packard 1424 Pearl Street, Denver, CO 80203 Certified Public Accountant License 2020-01-01 ~ 2020-12-31
Swanson Rink Inc 1120 Lincoln St Suite #1200, Denver, CO 80203 Professional Engineering Corporation 2019-10-18 ~ 2020-10-17
Donnel Cave&wilkins Inc 3845 Lakebriar Dr, Boulder, CO 80203 Professional Engineer 1989-02-06 ~ 1990-01-31
Robert B. Schoener Suite 3400, Denver, CO 80203 Certified Public Accountant Certificate ~
Aaron B Fishman 700 Washington St #304, Denver, CO 80203 Certified Public Accountant Certificate ~
E. Alan Terry 303 E. 17th Ave, Denver, CO 80203 Certified Public Accountant License 2009-01-01 ~ 2009-12-31
Find all Licenses in zip 80203

Competitor

Search similar business entities

City Denver
Zip Code 80203
License Type Investment Company - Open End
License Type + County Investment Company - Open End + Denver

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Dataset Information

Data Provider Connecticut Department of Consumer Protection
Jurisdiction Connecticut
Related Datasets Connecticut Business Registrations, Connecticut Child Care Facilities

This dataset includes 1.41 million licenses issued wtih Connecticut Department of Consumer Protection (TDLR).

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