Clough Funds Trust (Credential# 1768369) is licensed (Investment Company - Open End) with Connecticut Department of Consumer Protection. The license effective date is December 31, 2019. The license expiration date date is December 31, 2020. The license status is ACTIVE.
Clough Funds Trust is licensed with the Department of Consumer Protection of Connecticut. The credential number is #ICOE.1088596. The credential type is investment company - open end. The effective date is December 31, 2019. The expiration date is December 31, 2020. The business address is 1290 Broadway, Denver, CO 80203. The current status is active.
| Licensee Name | Clough Funds Trust |
| Business Name | Clough Funds Trust |
| Credential ID | 1768369 |
| Credential Number | ICOE.1088596 |
| Credential Type | Investment Company - Open End |
| Business Address |
1290 Broadway Denver CO 80203 |
| Business Type | BUSINESS |
| Status | ACTIVE - ACTIVE |
| Active | 1 |
| Effective Date | 2019-12-31 |
| Expiration Date | 2020-12-31 |
| Refresh Date | 2019-12-27 |
| ID | Credential Code | Credential Type | Issue | Term | Status |
|---|---|---|---|---|---|
| 1758743 | FILE.1088596 | Filing Company (ICOE) | 2019-12-31 - 2020-12-31 | ACTIVE |
| Street Address | 1290 Broadway |
| City | Denver |
| State | CO |
| Zip Code | 80203 |
| Licensee Name | Office Address | Credential | Effective / Expiration |
|---|---|---|---|
| Financial Investors Trust | 1290 Broadway, Denver, CO 80203 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| James Advantage Funds | 1290 Broadway, Denver, CO 80203 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Alps Series Trust | 1290 Broadway, Denver, CO 80203 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Licensee Name | Office Address | Credential | Effective / Expiration |
|---|---|---|---|
| Curtis W Fentress | 421 Broadway, Denver, CO 80203 | Architect | 2020-08-01 ~ 2021-07-31 |
| Frontier Funds | C/o Equinox Fund Management, LLC, Denver, CO 80203 | Securities - Coordination | 2019-05-26 ~ 2020-05-26 |
| Stephanie L Reardon | 1901 Grant Street, Apt 921, Denver, CO 80203 | Real Estate Salesperson | 2020-06-01 ~ 2021-05-31 |
| D4 Equity-kannapolis LLC | 1410 N Grant St., Denver, CO 80203 | Securities - Exemptions | 2020-02-18 ~ |
| Sean Glenn Douglas Packard | 1424 Pearl Street, Denver, CO 80203 | Certified Public Accountant License | 2020-01-01 ~ 2020-12-31 |
| Swanson Rink Inc | 1120 Lincoln St Suite #1200, Denver, CO 80203 | Professional Engineering Corporation | 2019-10-18 ~ 2020-10-17 |
| Donnel Cave&wilkins Inc | 3845 Lakebriar Dr, Boulder, CO 80203 | Professional Engineer | 1989-02-06 ~ 1990-01-31 |
| Robert B. Schoener | Suite 3400, Denver, CO 80203 | Certified Public Accountant Certificate | ~ |
| Aaron B Fishman | 700 Washington St #304, Denver, CO 80203 | Certified Public Accountant Certificate | ~ |
| E. Alan Terry | 303 E. 17th Ave, Denver, CO 80203 | Certified Public Accountant License | 2009-01-01 ~ 2009-12-31 |
| Find all Licenses in zip 80203 | |||
| City | Denver |
| Zip Code | 80203 |
| License Type | Investment Company - Open End |
| License Type + County | Investment Company - Open End + Denver |
| Licensee Name | Office Address | Credential | Effective / Expiration |
|---|---|---|---|
| Sa Funds - Investment Trust | 10 Almaden Boulevard, San Jose, CA 95113 | Investment Company - Open End | 2018-12-31 ~ 2019-12-31 |
| Rbc Funds Trust | 50 South Sixth Street, Minneapolis, MN 55402 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Ofi Funds Trust | 6803 South Tucson Way, Denver, CO 80217 | Investment Company - Open End | 2018-12-31 ~ 2019-05-24 |
| Cg Funds Trust | 615 E Michigan Street, Milwaukee, WI 53202 | Investment Company - Open End | 2018-12-31 ~ 2019-10-30 |
| Angel Oak Funds Trust | 809 South 60th Street, West Allis, WI 53214 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Doubleline Funds Trust | 809 South 60th Street, West Allis, WI 53214 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Clipper Funds Trust | 2949 East Elvira Road, Tucson, AZ 85706 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| World Funds Trust | 8730 Stony Point Parkway, Richmond, VA 23235 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Broadview Funds Trust | 330 East Kilbourn Avenue, Suite 1475, Milwaukee, WI 53202 | Investment Company - Open End | 2018-12-31 ~ 2019-08-31 |
| Voya Funds Trust | 7337 East Doubletree Ranch Road, Scottsdale, AZ 85258 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Please comment or provide details below to improve the information on Clough Funds Trust.
| Data Provider | Connecticut Department of Consumer Protection |
| Jurisdiction | Connecticut |
| Related Datasets | Connecticut Business Registrations, Connecticut Child Care Facilities |
This dataset includes 1.41 million licenses issued wtih Connecticut Department of Consumer Protection (TDLR).