UBS Series Funds
Investment Company - Open End


Address: 12th Floor, New York, NY 10019-6028

UBS Series Funds (Credential# 1773317) is licensed (Investment Company - Open End) with Connecticut Department of Consumer Protection. The license effective date is December 31, 2019. The license expiration date date is December 31, 2020. The license status is ACTIVE.

Business Overview

UBS Series Funds is licensed with the Department of Consumer Protection of Connecticut. The credential number is #ICOE.1046353. The credential type is investment company - open end. The effective date is December 31, 2019. The expiration date is December 31, 2020. The business address is 12th Floor, New York, NY 10019-6028. The current status is active.

Basic Information

Licensee Name UBS Series Funds
Business Name UBS Series Funds
Credential ID 1773317
Credential Number ICOE.1046353
Credential Type Investment Company - Open End
Business Address 12th Floor
New York
NY 10019-6028
Business Type BUSINESS
Status ACTIVE - ACTIVE
Active 1
Effective Date 2019-12-31
Expiration Date 2020-12-31
Refresh Date 2020-02-24

Other licenses

ID Credential Code Credential Type Issue Term Status
1773324 ICOE.1046362 Investment Company - Open End 2019-12-31 - 2020-12-31 ACTIVE
1773319 ICOE.1093275 Investment Company - Open End 2019-12-31 - 2020-12-31 ACTIVE
1773322 ICOE.1093274 Investment Company - Open End 2019-12-31 - 2020-12-31 ACTIVE
1773327 ICOE.1046361 Investment Company - Open End 2019-12-31 - 2020-12-31 ACTIVE
1773323 ICOE.1027212 Investment Company - Open End 2019-12-31 - 2020-12-31 ACTIVE
1773326 ICOE.1005056 Investment Company - Open End 2019-12-31 - 2020-12-31 ACTIVE
1773331 ICOE.1090846 Investment Company - Open End 2019-12-31 - 2020-12-31 ACTIVE
1773333 ICOE.0218379 Investment Company - Open End 2019-12-31 - 2020-12-31 ACTIVE
1773318 ICOE.1046359 Investment Company - Open End 2019-12-31 - 2020-12-31 ACTIVE
1773335 ICOE.1046352 Investment Company - Open End 2019-12-31 - 2020-12-31 ACTIVE
2011674 ICOE.1110762 Investment Company - Open End 2020-02-21 2020-02-21 - 2020-12-31 ACTIVE
1773316 ICOE.1093273 Investment Company - Open End 2019-12-31 - 2020-12-31 ACTIVE
1773320 ICOE.1090847 Investment Company - Open End 2019-12-31 - 2020-12-31 ACTIVE
1758537 FILE.1105278 Filing Company (ICOE) 2019-12-31 - 2020-12-31 ACTIVE
1773332 ICOE.1105278 Investment Company - Open End 2019-12-31 - 2020-12-31 ACTIVE
1773328 ICOE.1093271 Investment Company - Open End 2019-12-31 - 2020-12-31 ACTIVE
1773321 ICOE.1046358 Investment Company - Open End 2019-12-31 - 2020-12-31 ACTIVE
1773334 ICOE.1046355 Investment Company - Open End 2019-12-31 - 2020-12-31 ACTIVE
1773330 ICOE.1090848 Investment Company - Open End 2019-12-31 - 2020-12-31 ACTIVE
2011670 ICOE.1110760 Investment Company - Open End 2020-02-21 2020-02-21 - 2020-12-31 ACTIVE
2011672 ICOE.1110761 Investment Company - Open End 2020-02-21 2020-02-21 - 2020-12-31 ACTIVE
1773329 ICOE.1070257 Investment Company - Open End 2018-12-31 - 2019-11-18 INACTIVE
1773325 ICOE.1093272 Investment Company - Open End 2018-12-31 - 2019-11-18 INACTIVE

Office Location

Street Address 12th Floor
City New York
State NY
Zip Code 10019-6028

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Connacht Equity Long/short Partners Lp 3 Columbus Circle, Ste 1725, New York, NY 10019 Securities - Exemptions 2020-06-12 ~
Aberdeen Standard Venture Partners Xii, L.p. 712 Fifth Avenue, New York, NY 10019 Securities - Exemptions 2020-06-12 ~
Macquarie Infrastructure Partners V, L.p. 125 W 55th St, Level 15, New York, NY 10019 Securities - Exemptions 2020-06-11 ~
1992 Co-invest L.p. 40 West 57th Street 32nd Floor, New York, NY 10019 Securities - Exemptions 2020-06-03 ~
Robert Rosenfeld 625 W 57th Street, New York, NY 10019 Real Estate Salesperson 2020-06-01 ~ 2021-05-31
Wellthy, Inc. 300 W 57th St, Fl 40, New York, NY 10019 Securities - Exemptions 2020-05-21 ~
Turandot Saul 1000 10th Avenue, Room G-01, New York, NY 10019 Physician/surgeon 2020-07-01 ~ 2021-06-30
Jason L Joseph 550 West 54th St, New York, NY 10019 Dentist 2020-05-01 ~ 2021-04-30
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Competitor

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City New York
Zip Code 10019
License Type Investment Company - Open End
License Type + County Investment Company - Open End + New York

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Dataset Information

Data Provider Connecticut Department of Consumer Protection
Jurisdiction Connecticut
Related Datasets Connecticut Business Registrations, Connecticut Child Care Facilities

This dataset includes 1.41 million licenses issued wtih Connecticut Department of Consumer Protection (TDLR).

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