Connecticut License


Jurisdiction: Connecticut
Source: Connecticut Department of Consumer Protection

This dataset includes 1.41 million licenses issued wtih Connecticut Department of Consumer Protection (TDLR).

Investment Company - Open End · NEW YORK · Search Result

Licensee Name Office Address Credential Effective / Expiration
Morgan Stanley Europe Opportunity Fund Inc. 522 Fifth Avenue, New York, NY 10036 Investment Company - Open End 2019-12-31 ~ 2020-12-31
First Eagle Funds 1345 Avenue of The Americas, New York, NY 10105 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Domini Investment Trust 180 Maiden Lane, Ste 1302, New York, NY 10038 Investment Company - Open End 2020-04-01 ~ 2020-12-31
Jpmorgan Trust I 270 Park Avenue, New York, NY 10017 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Alger Funds (the) 360 Park Avenue South, New York, NY 10010 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Mainstay Funds Trust 51 Madison Avenue, New York, NY 10010 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Arbitrage Funds (the) 41 Madison Avenue 42nd Floor, New York, NY 10019 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Legg Mason Partners Equity Trust 620 Eighth Avenue, New York, NY 10018 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Hawaiian Tax-free Trust 120 West 45th Street, New York, NY 10036 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Mirae Asset Discovery Funds One Bryant Park, New York, NY 10036 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Vaneck Funds 666 Third Avenue, New York, NY 10017 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Mutual of America Institutional Funds, Inc. 320 Park Avenue, New York, NY 10022 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Alger Institutional Funds (the) 111 Fifth Avenue, New York, NY 10003 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Alger Funds II (the) 111 Fifth Avenue, 2nd Floor, New York, NY 10003 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Goldman Sachs Trust II 200 West Street, New York, NY 10282 Investment Company - Open End 2019-12-31 ~ 2020-12-31
General Government Securities Money Market Funds, Inc. The Dreyfus Corporation, New York, NY 10166 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Pace� Select Advisors Trust 1285 Avenue of The Americas, New York, NY 10029-6028 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Rmb Investors Trust 40 West 57th Street, New York, NY 10019 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Ubs Series Funds 12th Floor, New York, NY 10019-6028 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Tweedy, Browne Fund, Inc. 350 Park Avenue, New York, NY 10022 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Tiaa-cref Funds 730 Third Avenue, New York, NY 10017-3206 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Ubs Investment Trust 51 West 52nd Street, New York, NY 10019-6114 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Dreyfus Basic Money Market Fund, Inc. 200 Park Avenue, New York, NY 10166 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Dreyfus Institutional Liquidity Funds C/o The Dreyfus Corporation, New York, NY 10166 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Dreyfus Cash Management 200 Park Ave. 8th Floor West, New York, NY 10166 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Dreyfus Government Cash Management Funds 200 Park Avenue, 8th Flr West, New York, NY 10166 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Dreyfus Liquid Assets, Inc. 200 Park Avenue 8th Floor West, New York, NY 10166 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Dreyfus Institutional Preferred Money Market Funds The Dreyfus Service Corporation, New York, NY 10166 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Dreyfus Amt-free Municipal Cash Management Plus 200 Park Avenue - 8th Floor West, New York, NY 10166 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Dreyfus Premier Short-intermediate Municipal Bond Fund 200 Park Ave., 8th Floor, New York, NY 10166 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Dreyfus Premier Worldwide Growth Fund, Inc. C/o Dreyfus Service Corportion, New York, NY 10166 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Bny Mellon Investment Funds Iv, Inc. 240 Greenwich St, New York, NY 10286 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Advantage Funds, Inc. Teh Dreyfus Corporation, New York, NY 10166 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Dreyfus New York Tax Exempt Bond Fund, Inc. The Dreyfus Corporaiton, New York, NY 10166 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Baron Select Funds 767 Fifth Avenue, New York, NY 10153 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Schroder Series Trust 875 Third Avenue, New York, NY 10022 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Riverpark Funds Trust 156 West 56th Street, New York, NY 10019 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Neuberger Berman Income Funds 605 Third Avenue, New York, NY 10158 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Ab Sustainable International Thematic Fund, Inc. 1345 Avenue of The America, New York, NY 10105 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Centaur Mutual Funds Trust 475 Park Ave South, 9th Fl, New York, NY 10016 Investment Company - Open End 2020-01-03 ~ 2020-12-31
Transparent Value Trust 135 East 57th Street, New York, NY 10022 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Axonic Funds 520 Madison Ave Fl 42, New York, NY 10022-4213 Investment Company - Open End 2020-01-02 ~ 2020-12-31
Value Line Select Growth Fund, Inc. 7 Times Sq, Fl 21, New York, NY 10036 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Value Line Mid Cap Focused Fund, Inc. 220 East 42nd Street, New York, NY 10017 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Morgan Stanley Institutional Liquidity Funds 522 Fifth Avnue, New York, NY 10036-2913 Investment Company - Open End 2018-12-31 ~ 2019-12-31
Royce Fund (the) 745 Fifth Avenue, New York, NY 10151 Investment Company - Open End 2018-12-31 ~ 2019-12-31
Morgan Stanley Insight Fund Two World Trade Center, New York, NY 10048 Investment Company - Open End 2018-12-31 ~ 2019-12-31
Morgan Stanley U.S. Government Securities Trust Two World Trade Center, 70th Flr, New York, NY 10048 Investment Company - Open End 2018-12-31 ~ 2019-12-31
Iva Fiduciary Trust 645 Madison Avenue, New York, NY 10022 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Lazard Funds, Inc. (the) 30 Rockefeller Plaza, New York, NY 10112 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Cullen Funds Trust 645 Fifth Avenue, New York, NY 10022 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Stone Harbor Investment Funds 31 West 52nd Street, New York, NY 10019 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Tanaka Funds, Inc. Suite 960, New York, NY 10169 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Frank Funds 312 East 22nd Street, New York, NY 10010 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Nile Capital Investment Trust 152 West 57th Street, New York, NY 10019 Investment Company - Open End 2018-12-31 ~ 2019-03-28
Morgan Stanley Institutional Fund, Inc. 522 Fifth Avenue, New York, NY 10036 Investment Company - Open End 2020-03-26 ~ 2020-12-31
Ab Municipal Income Fund II 1345 Avenue of The Americas, New York, NY 10105 Investment Company - Open End 2020-03-26 ~ 2020-12-31
Fiera Capital Series Trust 375 Park Avenue, New York, NY 10152 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Legg Mason Partners Income Trust 620 Eighth Avenue, New York, NY 10018 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Legg Mason Partners Institutional Trust 620 Eighth Avenue, New York, NY 10018 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Legg Mason Partners Money Market Trust 620 Eighth Avenue, New York, NY 10018 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Jpmorgan Trust Iv 270 Park Avenue, New York, NY 10017 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Alger Portfolios (the) 111 Fifth Avenue, New York, NY 10003 Investment Company - Open End 2019-12-31 ~ 2020-12-31
General Money Market Fund, Inc. The Dreyfus Corporation, New York, NY 10166 Investment Company - Open End 2019-12-31 ~ 2020-12-31
General California Municipal Money Market Fund The Dreyfus Corporation, New York, NY 10166 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Aberdeen Investment Funds 330 Madison Avenue, New York, NY 10017 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Dreyfus Institutional Reserves Funds The Dreyfus Corporation, New York, NY 10166 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Dreyfus Tax Exempt Cash Management Funds The Dryfus Corporation, New York, NY 10166 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Dreyfus Amt-free New York Municipal Cash Management 200 Park Avenue, 8th Floor West, New York, NY 10166 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Dreyfus Research Growth Fund, Inc. The Dreyfus Corporation, New York, NY 10166 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Dreyfus Stock Funds The Dreyfus Corporation, New York, NY 10166 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Strategic Funds, Inc. The Dreyfus Corporation, New York, NY 10166 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Dreyfus Municipal Bond Opportunity Fund The Dryfus Corporation, New York, NY 10166 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Dreyfus Opportunity Funds 200 Park Avenue, New York, NY 10166 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Dreyfus State Municipal Bond Funds The Dreyfus Corporation, New York, NY 10166 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Dreyfus Manager Funds II The Dreyfus Service Corporation, New York, NY 10166 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Dreyfus Premier California Amt-free Municipal Bond Fund, Inc The Dreyfus Corporation, New York, NY 10166 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Bny Mellon Absolute Insight Funds, Inc. C/o The Dreyfus Corporation, New York, NY 10166 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Dreyfus/laurel Funds Trust (the) The Dreyfus Corporation, New York, NY 10166 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Dreyfus Bny Mellon Funds, Inc. 200 Park Avenue, New York, NY 10166 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Dreyfus Intermediate Municipal Bond Fund, Inc. The Dreyfus Corporation, New York, NY 10166 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Dreyfus Investment Funds The Dreyfus Corporation, New York, NY 10166 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Bny Mellon Funds Trust The Dreyfus Corporation, New York, NY 10166 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Dreyfus New York Amt-free Municipal Bond Fund 200 Park Avenue, 8th Floor West, New York, NY 10166 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Dreyfus Premier Investment Funds, Inc. The Dreyfus Corporation, New York, NY 10166 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Dreyfus Municipal Funds, Inc. The Dreyfus Corporation, New York, NY 10166 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Dreyfus Fund Incorporated (the) The Dreyfus Corporation, New York, NY 10166 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Dreyfus Index Funds, Inc. 200 Park Avenue, 8th Flr, New York, NY 10166 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Dreyfus Investment Grade Funds, Inc. The Dreyfus Service Corporation, New York, NY 10166 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Dreyfus Bond Funds, Inc. The Dreyfus Corporation, New York, NY 10166 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Bbh Trust 140 Broadway, New York, NY 10005 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Aquila Funds Trust 120 West 45th Street, New York, NY 10036 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Aquila Municipal Trust 120 West 45th Street, New York, NY 10036 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Baron Investment Funds Trust 767 Fifth Avenue, New York, NY 10153 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Morgan Stanley Institutional Fund Trust 522 Fifth Avenue, New York, NY 10036 Investment Company - Open End 2020-01-24 ~ 2020-12-31
Schroder Global Series Trust 875 Third Avenue, New York, NY 10022 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Neuberger Berman Equity Funds 1290 Avenue of The Americas, New York, NY 10104 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Neuberger Berman Alternative Funds 1290 Avenue of The Americas, New York, NY 10104 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Allianz Funds Multi-strategy Trust 1633 Broadway, New York, NY 10019 Investment Company - Open End 2019-12-31 ~ 2020-12-31
Ab Sustainable Global Thematic Fund, Inc. 1345 Avenue of The Americas, New York, NY 10105 Investment Company - Open End 2019-12-31 ~ 2020-12-31