This dataset includes 1.41 million licenses issued wtih Connecticut Department of Consumer Protection (TDLR).
Licensee Name | Office Address | Credential | Effective / Expiration |
---|---|---|---|
Pierce Engineers Inc | 181 N Broadway, Milwaukee, WI 53202 | Professional Engineering Corporation | 2020-06-11 ~ 2021-06-10 |
North Square Investments Trust | 615 East Michigan Street, Milwaukee, WI 53202 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Mason Wells Buyout Fund V, Lp | 411 E Wisconsin Ave, Ste 1280, Milwaukee, WI 53202 | Securities - Exemptions | 2020-05-08 ~ |
Stone Ridge Trust V | Us Bancorp Fund Services, LLC, Milwaukee, WI 53202 | Investment Company - Other | 2020-05-23 ~ 2021-05-23 |
Angel Oak Financial Strategies Income Term Trust | C/o Usbancorp Fund Services, LLC, Milwaukee, WI 53202 | Investment Company - Other | 2020-05-31 ~ 2021-05-31 |
Ellington Income Opportunities Fund | C/o Us Bancorp Fund Services, LLC, Milwaukee, WI 53202 | Investment Company - Other | 2020-06-10 ~ 2021-06-10 |
Diane P Foley | 1610 N Prospect Ave, Milwaukee, WI 53202 | Real Estate Salesperson | 2018-06-01 ~ 2019-05-31 |
Keeley Funds, Inc. | 615 E Michigan Street Lc-2, Milwaukee, WA 53202 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
Artisan Partners Funds, Inc. | 875 East Wisconsin Avenue, Milwaukee, WI 53202 | Investment Company - Open End | 2020-02-27 ~ 2020-12-31 |
Wisconsin Institute for Law & Liberty, Inc. | 330 E. Kilbourn Avenue, Suite 725, Milwaukee, WI 53202 | Public Charity | 2020-03-03 ~ 2020-11-30 |
Kkr Credit Opportunities Portfolio | C/o Us Bancorp Fund Services LLC, Milwaukee, WI 53202 | Investment Company - Other | 2020-03-02 ~ 2021-03-02 |
Nbf Service LLC | 735 N Water Street, Milwaukee, WI 53202 | Importer of Bedding & Upholstered Furniture | 2018-05-01 ~ 2019-04-30 |
Ariel Investment Trust | C/o Us Bancorp Funds Services, LLC, Milwaukee, WI 53202 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Fmi Funds, Inc. | 615 E. Michigan Street, Lc-2, Milwaukee, WI 53202 | Investment Company - Open End | 2020-01-02 ~ 2020-12-31 |
Provident Mutual Funds, Inc. | 225 East Mason Street, Milwaukee, WI 53202 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Evermore Funds Trust | C/o U.S. Bancorp Fund Services, LLC, Milwaukee, WI 53202 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Heartland Group, Inc. | 789 North Water Street, Milwaukee, WI 53202 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Bmo Funds, Inc. | 111 East Kilbourn Avenue, Milwaukee, WI 53202 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Perritt Funds, Inc. | 615 E Michigan Street, Lc-2, Milwaukee, WI 53202 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Nicholas Limited Edition, Inc. | 100 E. Wisconsin Ave., Milwaukee, WI 53202 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Intrepid Capital Management Funds Trust | 615 E. Michigan Street, Milwaukee, WI 53202 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
Nicholas High Income Fund, Inc. | 100 East Wisconsin Avenue, Milwaukee, MI 53202 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Stone Ridge Trust II | 615 E Michigan Street, Milwaukee, WI 53202 | Investment Company - Other | 2020-01-03 ~ 2021-01-03 |
Aegis Funds (the) | 615 E. Michigan Street, Milwaukee, WI 53202 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Bmo Lgm Frontier Markets Equity Fund | 111 East Kilbourn Avenue, Suite 200, Milwaukee, WI 53202 | Investment Company - Other | 2019-12-03 ~ 2020-12-03 |
Ironbridge Funds, Inc. | 615 E. Michigan St., Lc-2, Milwaukee, WI 53202 | Investment Company - Open End | 2018-12-31 ~ 2019-06-22 |
Broadview Funds Trust | 330 East Kilbourn Avenue, Suite 1475, Milwaukee, WI 53202 | Investment Company - Open End | 2018-12-31 ~ 2019-08-31 |
Jordan Guida | 104 E Mason St. Apt. 506, Milwaukee, WI 53202 | Registered Nurse - Temporary | 2017-06-13 ~ 2017-10-10 |
Anne O'regan-brolley · Pcre LLC | 191 N Broadway #707, Milwaukee, WI 53202 | Real Estate Salesperson | 2005-06-01 ~ 2006-05-31 |
Ryan Werkheiser | 425 E Menomonee, Milwaukee, WI 53202 | Temporary Certified General Real Estate Appraiser | 2014-04-16 ~ 2014-10-16 |
Royal Enfield North America Limited | 226 North Water St, Milwaukee, WI 53202 | Motor Vehicle Manufacturer (llm) | ~ |
Jane Ann Gustafson | 1303 N. Cass St, Milwaukee, WI 53202 | Registered Nurse | 2011-11-01 ~ 2012-10-31 |
Scott A. Wrobbel | 555 E. Wells Street, Milwaukee, WI 53202 | Certified Public Accountant License | 2007-01-01 ~ 2007-12-31 |
Douglas Logan | 100 East Wisconsin Ave., Milwaukee, WI 53202 | Certified Public Accountant License | 1996-01-01 ~ 1996-12-31 |
Scott J. Schueller | 100 E Wisconsin Ave. Ste1500, Milwaukee, WI 53202 | Certified Public Accountant License | 2005-01-01 ~ 2005-12-31 |
Sarah Dean | 1041 East Ogden Ave, Milwaukee, WI 53202 | Pharmacist | 1800-12-27 ~ 1989-03-31 |
Stone Ridge Trust IIi | C/o Us Bancorp Fund Services, LLC, Milwaukee, WI 53202 | Investment Company - Other | 2020-04-07 ~ 2021-04-07 |
Tortoise Tax -advantaged Social Infrastructure Fund, Inc. | C/o Usbancorp Fund Services, LLC, Milwaukee, WI 53202 | Investment Company - Other | 2020-03-27 ~ 2021-03-27 |
Trust for Professional Managers | C/o Us Bancorp Fund Services, LLC, Milwaukee, WI 53202 | Investment Company - Open End | 2020-06-22 ~ 2020-12-31 |
Rbb Fund, Inc. (the) | C/o Us Bancorp Fund Services, LLC, Milwaukee, WI 53202 | Investment Company - Open End | 2020-06-09 ~ 2020-12-31 |
Stone Ridge Trust | 615 East Michigan Street, Milwaukee, WI 53202 | Investment Company - Open End | 2020-04-30 ~ 2020-12-31 |
Frontier Funds, Inc. | C/o Us Bancorp Fund Services, LLC, Milwaukee, WI 53202 | Investment Company - Open End | 2020-04-07 ~ 2020-12-31 |
Horizon Funds | 615 East Michigan Street, Milwaukee, WI 53202 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
North Capital Funds Trust | 615 East Michigan Street, Milwaukee, WI 53202 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Calamos Investment Trust | C/o Us Bancorp Fund Services, LLC, Milwaukee, WI 53202 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Managed Portfolilo Series | 615 East Michigan Street, Milwaukee, WI 53202 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
North Square Investments Trust | C/o Usbancorp Fund Services, LLC, Milwaukee, WI 53202 | Investment Company - Open End | 2020-02-24 ~ 2020-12-31 |
Cushing Mutual Funds Trust | 615 East Michigan Street, Milwaukee, WI 53202 | Investment Company - Open End | 2020-02-03 ~ 2020-12-31 |
Amg Funds I | C/o Us Bancorp Fund Services, LLC, Milwaukee, WI 53202 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Amg Funds IIi | C/o Us Bancorp Fund Services, LLC, Milwaukee, WI 53202 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Amg Funds II | C/o Us Bancorp Fund Services, LLC, Milwaukee, WI 53202 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
New Covenant Funds | C/o Usbancorp Fund Services, LLC, Milwuakee, WI 53202 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Agf Investments Trust | 615 East Michigan Street, Milwaukee, WI 53202 | Investment Company - Open End | 2020-01-03 ~ 2020-12-31 |
Baird Funds, Inc. | 615 East Michigan Street, Milwaukee, WI 53202 | Investment Company - Open End | 2020-01-02 ~ 2020-12-31 |
Usa Mutuals | C/o Us Bancorp Fund Services, LLC, Milwaukee, WI 53202 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Thompson Im Funds, Inc. | C/o Us Bancorp Fund Services, LLC, Milwaukee, WI 53202 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
Wall Street Ewm Funds Trust | C/o Us Bancorp Fund Services, LLC, Milwaukee, WI 53202 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
Monetta Trust | C/o Us Bancorp Fund Services, LLC, Milwaukee, WI 53202 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Primecap Odyssey Funds | C/o Us Bancorp Fund Services, LLC, Milwaukee, WI 53202 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Hotchkis & Wiley Funds | 615 East Michigan Street, Milwaukee, WI 53202 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Penn Capital Funds Trust | 615 East Michigan Street, Milwaukee, WI 53202 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Wisconsin Capital Funds, Inc. | 615 East Michigan Street, Milwaukee, WI 53202 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Savos Investments Trust | C/o Usbancorp Fund Services, LLC, Milwaukee, WI 53202 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
Direxion Funds | 615 East Michigan Street, Milwaukee, WI 53202 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Professionally Managed Portfolios | 615 East Michigan Street, Milwaukee, WI 53202 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Brown Advisory Funds | 615 East Michigan Street, Milwaukee, WI 53202 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Lkcm Funds | C/o Us Bancorp Fund Services, LLC, Milwaukee, WI 53202 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Manager Directed Portfolios | 615 East Michigan Street, Milwaukee, WI 53202 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Allied Asset Advisors Fund | C/o Us Bancorp Fund Services, LLC, Milwaukee, WI 53202 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Leuthold Funds, Inc. | C/o Us Bancorp Fund Services, LLC, Milwaukee, WI 53202 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Matrix Advisors Value Fund Inc. | C/o Us Bancorp Fund Services, LLC, Milwaukee, WI 53202 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Tocqueville Trust (the) | C/o Us Bancorp Fund Services, LLC, Milwaukee, WI 53202 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Maingate Trust | C/o Us Bancorp Fund Services, LLC, Milwaukee, WI 53202 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Merger Fund (the) | C/o Us Bancorp Fund Services, LLC, Milwaukee, WI 53202 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Jensen Portfolio, Inc. (the) | C/o Us Bancorp Fund Services, LLC, Milwaukee, WI 53202 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Westchester Capital Funds | C/o Usbancorp Fund Services, LLC, Milwaukee, WI 53202 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Matrix Advisors Funds Trust | C/o Usbancorp Fund Services, LLC, Milwaukee, WI 53202 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Gps Funds II | C/o Us Bancorp Fund Services, LLC, Milwaukee, WI 53202 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Advisors Series Trust | 615 East Michigan Street, Milwaukee, WI 53202 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Buffalo Funds | C/o Us Bancorp Fund Services, LLC, Milwaukee, WI 53202 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Goodhaven Fund | 615 East Michigan Street, Milwaukee, WI 53202 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Gps Funds I | C/o Us Bancorp Fund Services, LLC, Milwaukee, WI 53202 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Kinetics Mutual Funds, Inc. | C/o Us Bancorp Fund Services, LLC, Milwaukee, WI 53202 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Managed Portfolio Series | 615 East Michigan Street, Milwaukee, WI 53202 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Lord Asset Management Trust | C/o Us Bancorp Fund Services, LLC, Milwaukee, WI 53202 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Nicholas II, Inc. | C/o Us Bancorp Fund Services, LLC, Milwaukee, WI 53202 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Nicholas Fund, Inc. | 615 East Michigan Street, Milwaukee, WI 53202 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Nicholas Equity Income Fund, Inc. | C/o Us Bancorp Fund Services, LLC, Milwaukee, WI 53202 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
First American Funds, Inc. | 615 East Michigan Street, Milwaukee, WI 53202 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Brandes Investment Trust | 615 East Michigan Street, Milwaukee, WI 53202 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Carillon Series Trust | 615 East Michigan Street, Milwaukee, WI 53202 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Prospector Funds, Inc. | C/o Us Bancorp Fund Services, LLC, Milwaukee, WI 53202 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Trust for Advised Portfolios | 615 East Michigan Street, Milwaukee, WI 53202 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Locorr Investment Trust | C/o Us Bancorp Fund Services, LLC, Milwaukee, WI 53202 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Mairs and Power Funds Trust | C/o Us Bancorp Fund Services, LLC, Milwaukee, WI 53202 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Reynolds Funds, Inc. | 225 East Mason Street, Milwaukee, WI 53202 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Kirr Marbach Partners Funds, Inc. | C/o Us Bancorp Fund Services, LLC, Milwuakee, WI 53202 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Jacob Funds Inc. | C/o Us Bancorp Fund Services, LLC, Milwaukee, WI 53202 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Fundx Investment Trust | 615 East Michigan Street, Milwaukee, WI 53202 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
Eip Investment Trust | C/o Us Bancorp Fund Services, LLC, Milwaukee, WI 53202 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |