CARL MARKS STRATEGIC OPPORTUNITIES FUND III, L.P. (Credential# 2034065) is licensed (Securities - Exemptions) with Connecticut Department of Consumer Protection. The license effective date is April 2, 2020. The license status is ACTIVE.
CARL MARKS STRATEGIC OPPORTUNITIES FUND III, L.P. is licensed with the Department of Consumer Protection of Connecticut. The credential number is #SE.1115786. The credential type is securities - exemptions. The effective date is April 2, 2020. The business address is 900 3rd Ave, Fl 33, New York, NY 10022. The current status is active.
| Licensee Name | CARL MARKS STRATEGIC OPPORTUNITIES FUND III, L.P. |
| Business Name | CARL MARKS STRATEGIC OPPORTUNITIES FUND III, L.P. |
| Credential ID | 2034065 |
| Credential Number | SE.1115786 |
| Credential Type | Securities - Exemptions |
| Business Address |
900 3rd Ave, Fl 33 New York NY 10022 |
| Business Type | BUSINESS |
| Status | ACTIVE - ACTIVE |
| Active | 1 |
| Issue Date | 2020-04-02 |
| Effective Date | 2020-04-02 |
| Refresh Date | 2020-04-07 |
| Street Address | 900 3RD AVE, FL 33 |
| City | NEW YORK |
| State | NY |
| Zip Code | 10022 |
| Licensee Name | Office Address | Credential | Effective / Expiration |
|---|---|---|---|
| Owl Rock Capital Corp IIi | 399 Park Ave, Fl 38, New York, NY 10022 | Securities - Exemptions | 2020-06-22 ~ |
| Itc Cano 2l Lp | 444 Madison Ave, Fl 35, New York, NY 10022 | Securities - Exemptions | 2020-06-15 ~ |
| Dw Rmbs Fund, Lp | 590 Madison Ave, Fl 13, New York, NY 10022 | Securities - Exemptions | 2020-06-15 ~ |
| Topiary Capital Fund I, Lp | 509 Madison Ave, New York, NY 10022 | Securities - Exemptions | 2020-06-10 ~ |
| Tian Rui Wan | 433 East 56th St, New York, NY 10022 | Landscape Architect | 2020-08-01 ~ 2021-07-31 |
| Robert T Sutter | 136 East 57th Street, New York, NY 10022 | Architect | 2020-08-01 ~ 2021-07-31 |
| John C Sweeney | 320 East 57th St #9f, New York, NY 10022 | Architect | 2020-08-01 ~ 2021-07-31 |
| Pine Parkkway Investor I LLC | 650 Madison Ave, New York, NY 10022 | Securities - Exemptions | 2020-06-05 ~ |
| Patrick M Fratellone | 1115 East 57th Street, New York, NY 10022 | Physician/surgeon | 2020-07-01 ~ 2021-06-30 |
| John N Loomis | 404 E 55th St, New York, NY 10022 | Physician/surgeon | 2020-09-01 ~ 2021-08-31 |
| Find all Licenses in zip 10022 | |||
| City | NEW YORK |
| Zip Code | 10022 |
| License Type | Securities - Exemptions |
| License Type + County | Securities - Exemptions + NEW YORK |
| Licensee Name | Office Address | Credential | Effective / Expiration |
|---|---|---|---|
| Tcw Talf Fund Opportunities Fund Lp | C/o Tcw Asset Management Company LLC, Los Angeles, CA 90017 | Securities - Exemptions | 2020-06-12 ~ |
| Strategic Investors Fund X, L.p. | 2770 Sand Hill Road, Menlo Park, CA 94025 | Securities - Exemptions | 2020-03-09 ~ |
| Sypher Opportunities Fund II, Lp | 111 Town Square Place, Jersey City, NJ 07310 | Securities - Exemptions | 2020-03-02 ~ |
| Gb Public Opportunities Fund II Lp | 80 Field Point Road, Greenwich, CT 06830 | Securities - Exemptions | 2020-02-25 ~ |
| Cat Rock Opportunities Fund, Lp | 8 Sound Shore Drive, Greenwich, CT 06830 | Securities - Exemptions | 2019-11-15 ~ |
| Alta Fox Opportunities Fund, Lp | 640 Taylor St, Ste 2522, Fort Worth, TX 76102 | Securities - Exemptions | 2020-05-06 ~ |
| Dragoneer Opportunities Fund V, L.p. | One Letterman Dr., Building D, Ste M500, San Francisco, CA 94129 | Securities - Exemptions | 2020-04-22 ~ |
| Walleye Opportunities Fund, Lp | 2800 Niagara Lane N., Minneapolis, MN 55447 | Securities - Exemptions | 2019-10-17 ~ |
| Venbio Global Strategic Fund, IIi, Lp | 1700 Owens Street, San Francisco, CA 94158 | Securities - Exemptions | 2020-01-21 ~ |
| Qiming Vii Strategic Investors Fund, L.p. | Ugland House, Po Box 309, Grand Cayman, CY | Securities - Exemptions | 2020-05-22 ~ |
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| Data Provider | Connecticut Department of Consumer Protection |
| Jurisdiction | Connecticut |
| Related Datasets | Connecticut Business Registrations, Connecticut Child Care Facilities |
This dataset includes 1.41 million licenses issued wtih Connecticut Department of Consumer Protection (TDLR).