BBH WEALTH STRATEGIES, LLC - PORT CAPITAL SMALL CAP SERIES (Credential# 2045733) is licensed (Securities - Exemptions) with Connecticut Department of Consumer Protection. The license effective date is May 15, 2020. The license status is ACTIVE.
BBH WEALTH STRATEGIES, LLC - PORT CAPITAL SMALL CAP SERIES is licensed with the Department of Consumer Protection of Connecticut. The credential number is #SE.1116306. The credential type is securities - exemptions. The effective date is May 15, 2020. The business address is 140 Broadway, New York, NY 10005. The current status is active.
| Licensee Name | BBH WEALTH STRATEGIES, LLC - PORT CAPITAL SMALL CAP SERIES |
| Business Name | BBH WEALTH STRATEGIES, LLC - PORT CAPITAL SMALL CAP SERIES |
| Credential ID | 2045733 |
| Credential Number | SE.1116306 |
| Credential Type | Securities - Exemptions |
| Business Address |
140 Broadway New York NY 10005 |
| Business Type | BUSINESS |
| Status | ACTIVE - ACTIVE |
| Active | 1 |
| Issue Date | 2020-05-15 |
| Effective Date | 2020-05-15 |
| Refresh Date | 2020-05-18 |
| Street Address | 140 BROADWAY |
| City | NEW YORK |
| State | NY |
| Zip Code | 10005 |
| Licensee Name | Office Address | Credential | Effective / Expiration |
|---|---|---|---|
| Stephen V Desimone | 140 Broadway, New York, NY 10005 | Professional Engineer | 2020-02-01 ~ 2021-01-31 |
| Bbh Trust | 140 Broadway, New York, NY 10005 | Investment Company - Open End | 2019-12-31 ~ 2020-12-31 |
| Joan L Saba | 140 Broadway, New York, NY 10005 | Architect | 2019-08-01 ~ 2020-07-31 |
| Bbhtf2 Feeder Fund LLC | 140 Broadway, New York, NY 10005 | Securities - Exemptions | 2020-06-22 ~ |
| Bbh Wealth Strategies, LLC - Arohi Emerging Asia Series | 140 Broadway, New York, NY 10005 | Securities - Exemptions | 2020-03-16 ~ |
| Bbh Cpv Wcc Co-investment LLC | 140 Broadway, New York, NY 10005 | Securities - Exemptions | 2020-03-17 ~ |
| Licensee Name | Office Address | Credential | Effective / Expiration |
|---|---|---|---|
| Ted J Gottesdiener | 14 Wall St, New York, NY 10005 | Architect | 2020-08-01 ~ 2021-07-31 |
| Yvonne Szeto | Pei Cobb Freed & Partners, Ny, NY 10005 | Architect | 2020-08-01 ~ 2021-07-31 |
| Carlos Gustavo De Moraes | 70 Pine Street, New York, NY 10005 | Physician/surgeon | 2020-09-01 ~ 2021-08-31 |
| Canam Texas Regional Center, Lp II | 88 Pine St, Ste 2010, New York, NY 10005 | Securities - Exemptions | 2020-03-10 ~ |
| Jason A Waldemer | 95 Wall St., New York, NY 10005 | Land Surveyor | 2020-02-01 ~ 2021-01-31 |
| Clifford Dias | Two Wall Street 520, New York, NY 10005 | Professional Engineer | 2020-02-01 ~ 2021-01-31 |
| Dave R Wall | 120 Wall Street, Suite 1803, New York, NY 10005 | Professional Engineer | 2020-02-01 ~ 2021-01-31 |
| Megan B Colwell | 15 Broad Street, New York, NY 10005 | Pharmacist | 2020-02-01 ~ 2022-01-31 |
| Midas Series Trust | 11 Hanover Square, New York, NY 10005 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Centre Funds | 48 Wall Street, New York, NY 10005 | Filing Company (icoe) | 2019-12-31 ~ 2020-12-31 |
| Find all Licenses in zip 10005 | |||
| City | NEW YORK |
| Zip Code | 10005 |
| License Type | Securities - Exemptions |
| License Type + County | Securities - Exemptions + NEW YORK |
| Licensee Name | Office Address | Credential | Effective / Expiration |
|---|---|---|---|
| Bbh Wealth Strategies, LLC - Arohi Emerging Asia Series | 140 Broadway, New York, NY 10005 | Securities - Exemptions | 2020-03-16 ~ |
| Western Wealth Capital Lii Us Investor, Lp | 2400 Dollarton Highway, Ste. 201, British Columbia, Canada, OC | Securities - Exemptions | 2020-02-11 ~ |
| Bbh Wealth Strategies Unit Trust - California Sub-trust | 18 Forum Lane, Grand Cayman, Cayman Islands, OC | Securities - Exemptions | 2019-12-12 ~ |
| Western Wealth Capital Li Us Investor, L.p. | 2400 Dollaron Hwy, Ste 201, North Vancouver, BC | Securities - Exemptions | 2020-03-17 ~ |
| Western Wealth Capital Liii Us Investor, Lp | 2400 Dollarton Highway, Te. 201, British Columbia, Canada, OC | Securities - Exemptions | 2020-02-07 ~ |
| North Haven Capital Partners Vii, U.S. Wealth Management Partners, Lp | 1585 Broadway, New York, NY 10036 | Securities - Exemptions | 2019-12-24 ~ |
| Gtp-sax Rpl 027, A Series of Sax Capital Series Fund V, Lp | 411 1st Ave. S., Seattle, WA 98104 | Securities - Exemptions | 2020-02-24 ~ |
| Gtp-sax Pltr 029, A Series of Sax Capital Series Fund, V.lp | 411 1st Ave. S. Suite 505, Seattle, WA 98104 | Securities - Exemptions | ~ |
| New Haven Capital Partners Vii, U.S. Wealth Management Partners, Lp | 1585 Broadway, New York, NY 10036 | Securities - Coordination | ~ |
| Backend Capital, A Series of Backend Capital, Lp | 411 1st Ave. S, Seattle, WA 98104 | Securities - Exemptions | 2020-02-18 ~ |
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| Data Provider | Connecticut Department of Consumer Protection |
| Jurisdiction | Connecticut |
| Related Datasets | Connecticut Business Registrations, Connecticut Child Care Facilities |
This dataset includes 1.41 million licenses issued wtih Connecticut Department of Consumer Protection (TDLR).